DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hrtg Gpe, LLC

Asset manager (funds and pooled vehicles)Wilson, WyomingCRD 157389SEC 801-73343websiteIAPD
Latest filing Jun 10, 2026
First filing on the tape Feb 10, 2012 · 51 filings
SEC status approved since Mar 30, 2012
RAUM
$27B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$27B as of Jun 10, 2026
Apr 1, 2013$992M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Apr 1, 20130 then
Employees (5.A)26 as of Jun 10, 2026
Apr 1, 201311 then
Private funds22 as of Jun 10, 2026
Apr 1, 201312 then
RAUM +31% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$26B, 22 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$27B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
22reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$26B for 22 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      25 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Schf (M) Pv, L.P.Other Private Fund$13B6Feb 10, 2012
      Schf US, L.P.Other Private Fund$12B354Feb 10, 2012
      Schf (M) Eci, L.P.Other Private Fund$2.2B7Feb 10, 2012
      Schf Uste, L.P.Other Private Fund$2.2B37Apr 1, 2013
      Schf Cayman, L.P.Other Private Fund$1.8B64Mar 31, 2017
      Schf Cayman Nre, L.P.Other Private Fund$493M27Feb 10, 2012
      Schf Ou, L.P.Other Private Fund$462M2Apr 1, 2013
      Schf Cayman Ub, Ltdno longer reportedOther Private Fund$278M2Apr 1, 2013
      Schf Cif 2024, L.P.Other Private Fund$257M69Mar 29, 2024
      Schf Cif, LP - Cif 2016-A SeriesPrivate Equity Fund$219M18Mar 31, 2017
      Schf Leaf, L.P.Other Private Fund$174M20Mar 31, 2017
      Schf Co-Investment Fund III., L.P.Private Equity Fund$167M10Jul 3, 2024
      Schf Cif, LP - Cif 2017-A SeriesOther Private Fund$131M26Mar 30, 2018
      Schf (M) Fl, L.P.Other Private Fund$129M4Feb 10, 2012
      Schf US Affiliates, L.P.Other Private Fund$111M61Feb 10, 2012
      Schf Co-Investment Fund IV, L.P.Private Equity Fund$110M17Mar 31, 2022
      Schf Cif, LP - Cif 2015-A SeriesPrivate Equity Fund$98.3M19Mar 30, 2016
      Schf (M) Pv II, L.P.Other Private Fund$93.2M8Mar 30, 2018
      Schf Cif, LP - Cif 2019-A SeriesOther Private Fund$89.4M23Mar 27, 2020
      Schf Co-Investment Fund V, L.P.Private Equity Fund$36.4M18Mar 29, 2024
      Schf Cif, LP - Cif 2018-A SeriesOther Private Fund$29.6M31Mar 29, 2019
      Schf Cif, LP - Cif 2014-A SeriesOther Private Fund$10.8M11Mar 31, 2015
      Schf Co-Investment Fund I, L.P.no longer reportedOther Private Fund$2.0M4Apr 1, 2013
      Schf Fl Corp.no longer reportedOther Private Fund$971,5521Feb 10, 2012
      Schf (M) Sma, L.P.no longer reportedOther Private Fund$05Feb 10, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Bryon Keith Johnson · Chief Executive Officer, Managing Member Of Schf (Gpe), LLC And Manager And Member Of Montague Island LLCcontrol
        since 04/2010 · owns less than 5%
      • Anthony Kevin Kelly · Chief Investment Officer And Managing Member Of Schf (Gpe), LLCcontrol
        since 01/2019 · owns 5% to 10%
      • Mauro Douglas Leone · Director Of Schf (Gpe), LLCcontrol
        since 06/2010 · owns less than 5%
      • Sek Lum Connie Wu · Chief Financial Officercontrol
        since 04/2022 · owns less than 5%
      • Robert Irwin Gross · Manager Of Alsace Oneida, LLCcontrol
        since 11/2020 · owns F of Alsace Oneida, LLC
      • Robert Irwin Gross · Trustee Of The Irwin R. Gross 2020 Irrevocable Trustcontrol
        since 11/2020 · owns F of Irwin R. Gross 2020 Irrevocable Trust
      • Andrews Betsy Johnson · Trusteecontrol
        since 12/2020 · owns F of Port Orford Trust
      • Jodi Michelle Wachs · Manager Of Alsace Oneida, LLCcontrol
        since 11/2020 · owns F of Alsace Oneida, LLC
      • Jodi Michelle Wachs · Trustee Of The Michelle J. Wachs 2020 Irrevocable Trustcontrol
        since 11/2020 · owns F of Michelle J. Wachs 2020 Irrevocable Trust
      • John Nicholas Azrack · Director Of Schf (Gpe), LLC
        since 01/2024 · owns less than 5%
      • Albert Gerald Beeson · Director Of Schf (Gpe), LLC
        since 01/2024 · owns less than 5%
      • Brochan John Collison · Director Of Schf (Gpe), LLC
        since 10/2020 · owns less than 5%
      • D Federsin Dinsay · Chief Operating Officer
        since 06/2024 · owns less than 5%
      • Zhaokun Kevin Jiang · Vp, Associate General Counsel, Chief Compliance Officer
        since 11/2023 · owns less than 5%
      • Allen Bruce Karsh · Director Of Schf (Gpe), LLC
        since 01/2011 · owns less than 5%
      • Jonathan Michael Moritz · Director Of Schf (Gpe), LLC
        since 06/2010 · owns less than 5%
      • Stephen Mark Oei · Withdrawn Member Of Schf (Gpe), LLC
        since 09/2016 · owns 5% to 10%
      • Thomas Kevin Slemp · Withdrawn Member Of Schf (Gpe), LLC
        since 06/2024 · owns 5% to 10%
      Entity owners
      • Montague Island LLC · Non-Managing Member Of Schf (Gpe), LLC
        direct · owns 25% to 50%
      • Port Orford Trust · Member
        indirect · owns 75% or more of Montague Island LLC
      • Alsace Oneida, LLC · Withdrawn Member Of Schf (Gpe), LLC
        direct · owns 25% to 50%
      • Irwin R. Gross 2020 Irrevocable Trust · Member
        indirect · owns 25% to 50% of Alsace Oneida, LLC
      • Michelle J. Wachs 2020 Irrevocable Trust · Member
        indirect · owns 25% to 50% of Alsace Oneida, LLC
      Related persons
      Schedule D 7.A
      • Pinegrove Opportunity Partners LLC
        investment adviserpooled vehicle sponsoryRAUM $1.2B
      • Sc Global Growth II Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Growth Ix Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Growth Vi Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Growth Vii Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Growth Viii Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Scout Seed Fund 2013 Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Scout Seed Fund III Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Venture 2010 Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Venture Xiv Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Venture Xv Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Venture Xvi Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc U.S. Venture Xvii Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Crypto Fund I Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Ecosystem Fund I Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Expansion Fund I Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Growth Fund X Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Seed Fund IV Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Seed Fund V Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc US/E Venture Fund Xviii Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Sc Xii Management, LLC
        investment adviserpooled vehicle sponsorn
      • Scff Management, LLC
        investment adviserpooled vehicle sponsorn
      • Scge (Ltgp), L.P.
        investment adviserbankpooled vehicle sponsorn
      • Sequoia Global Equities
        investment adviserbankpooled vehicle sponsornRAUM $10B
      • Scgf III Management, LLC
        investment adviserpooled vehicle sponsorn
      • Scgf IV Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Scgf V Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Scggf III - Endurance Partners Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Scggf III - U.S./India Management, L.P.
        investment adviserpooled vehicle sponsorn
      • Scggf Management, L.P.
        investment adviserpooled vehicle sponsorn
      Advisers that list Hrtg Gpe, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Menlo Park, CA7 employees
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 22
        Jan 3, 2026 to Mar 31, 2026
      • Advisory employees · 7 to 8
        Jan 3, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 19 to 22
        Jan 3, 2026 to Mar 31, 2026
      • Assets in custody · $20B to $26B
        Jan 3, 2026 to Mar 31, 2026
      • Employees · 23 to 26
        Jan 3, 2026 to Mar 31, 2026
      • Private funds · 19 to 22
        Jan 3, 2026 to Mar 31, 2026
      • Discretionary RAUM · $21B to $27B
        Jan 3, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $21B to $27B
        Jan 3, 2026 to Mar 31, 2026
      • RAUM · $21B to $27B
        Jan 3, 2026 to Mar 31, 2026
      • Business name · SCHF (GPE), LLC to HRTG GPE, LLC
        Oct 24, 2025 to Jan 3, 2026
      • Legal name · SCHF (GPE), LLC to HRTG GPE, LLC
        Oct 24, 2025 to Jan 3, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to Jun 27, 2025
      • Accounts · 20 to 19
        Jan 31, 2025 to Mar 31, 2025
      • Advisory employees · 8 to 7
        Jan 31, 2025 to Mar 31, 2025
      • Pooled vehicle clients · 20 to 19
        Jan 31, 2025 to Mar 31, 2025
      • Assets in custody · $18B to $20B
        Jan 31, 2025 to Mar 31, 2025
      • Employees · 25 to 23
        Jan 31, 2025 to Mar 31, 2025
      • Private funds · 21 to 19
        Jan 31, 2025 to Mar 31, 2025
      • Discretionary RAUM · $18B to $21B
        Jan 31, 2025 to Mar 31, 2025
      • Pooled vehicle RAUM · $18B to $21B
        Jan 31, 2025 to Mar 31, 2025
      • RAUM · $18B to $21B
        Jan 31, 2025 to Mar 31, 2025
      • Assets in custody · $16B to $18B
        May 24, 2024 to Jul 3, 2024
      • Private funds · 20 to 21
        May 24, 2024 to Jul 3, 2024
      • Discretionary RAUM · $17B to $18B
        May 24, 2024 to Jul 3, 2024
      • Pooled vehicle RAUM · $17B to $18B
        May 24, 2024 to Jul 3, 2024
      • RAUM · $17B to $18B
        May 24, 2024 to Jul 3, 2024
      • Accounts · 18 to 20
        Jan 29, 2024 to Mar 29, 2024
      • Advisory employees · 7 to 8
        Jan 29, 2024 to Mar 29, 2024
      • Pooled vehicle clients · 18 to 20
        Jan 29, 2024 to Mar 29, 2024
      • Assets in custody · $15B to $16B
        Jan 29, 2024 to Mar 29, 2024
      • Private funds · 18 to 20
        Jan 29, 2024 to Mar 29, 2024
      • Discretionary RAUM · $16B to $17B
        Jan 29, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $16B to $17B
        Jan 29, 2024 to Mar 29, 2024
      • RAUM · $16B to $17B
        Jan 29, 2024 to Mar 29, 2024
      • Advisory employees · 8 to 7
        Dec 8, 2022 to Mar 31, 2023
      • Assets in custody · $15B to $15B
        Dec 8, 2022 to Mar 31, 2023
      • Employees · 22 to 25
        Dec 8, 2022 to Mar 31, 2023
      • Other offices · 2 to 1
        Dec 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $16B to $16B
        Dec 8, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $16B to $16B
        Dec 8, 2022 to Mar 31, 2023
      Signals
      9 dated events
      • Hrtg Gpe, Llc reported RAUM $27.1B, up 31% from $20.6B (2026-01-03 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Nmn Jia Yang (Chief Financial Officer Of Schf (Gpe), Llc) no longer on Schedule A of Hrtg Gpe, Llc (listed 2022-03-31, absent 2022-04-18)
        Apr 18, 2022 · Control person left · inference
      • Sek Lum Connie Wu (Chief Financial Officer Of Schf (Gpe), Llc) appeared on Schedule A of Hrtg Gpe, Llc
        Apr 18, 2022 · Control person joined · fact
      • Nmn Jia Yang (Chief Financial Officer Of Schf (Gpe), Llc) appeared on Schedule A of Hrtg Gpe, Llc
        Nov 11, 2021 · Control person joined · fact
      • Hrtg Gpe, Llc reported RAUM $14.1B, up 28% from $11.0B (2021-05-03 to 2021-08-31)
        Aug 31, 2021 · RAUM change · derived
      • Andrews Betsy Johnson (Trustee Of Johnson Family Trust, Dated July 7, 2011) appeared on Schedule A of Hrtg Gpe, Llc
        Jul 31, 2020 · Control person joined · fact
      • Hrtg Gpe, Llc reported RAUM $6.6B, up 31% from $5.0B (2020-01-04 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Thomas Kevin Slemp (Managing Member Of Schf (Gpe), Llc) appeared on Schedule A of Hrtg Gpe, Llc
        Jan 4, 2020 · Control person joined · fact
      • Hrtg Gpe, Llc reported RAUM $4.2B, up 31% from $3.2B (2017-08-30 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/hrtgpartnersreportedpublic record, Form ADV, Sep 17, 2026
      Website
      hrtg.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      650-397-9070reportedpublic record, Form ADV, Jun 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026