DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• G••• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 157379SEC 801-73532websiteIAPD
Legal name G••••• G••• P•••••• E••••• I•••
Latest filing Apr 28, 2026
First filing on the tape Feb 13, 2012 · 34 filings
SEC status approved since Mar 30, 2012
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
89
50 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$11B as of Apr 28, 2026
Apr 1, 2013$11B then
HNW client RAUM$0 as of Apr 28, 2026
Mar 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Apr 1, 20130 then
Employees (5.A)89 as of Apr 28, 2026
Apr 1, 201359 then
Private funds9 as of Apr 28, 2026
Apr 1, 201324 then
RAUM +0.5% over the last fiscal year-2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• G••• C•••••• O••••••••• F•••• L• | Hedge Fund | $5.1B | 120 | Feb 13, 2012 |
| G••••• G••• C•••••• O••••••••• F•••••• L• | Hedge Fund | $3.8B | 81 | Feb 13, 2012 |
| G•••• E•••••••• C••••••••• L••• | Private Equity Fund | $750M | 169 | Apr 1, 2013 |
| E•••••• G••• E••••••• P•••••••• L•no longer reported | Hedge Fund | $155M | 46 | May 26, 2016 |
| G•••• I•• C••••••••• L• | Private Equity Fund | $85.2M | 107 | Apr 1, 2013 |
| G•••• T•••• P•••• C••••••••• L••• | Private Equity Fund | $51.4M | 23 | Mar 31, 2015 |
| G••••• G••• C•••••• I••••••••• A•••• F••• I•• L• | Private Equity Fund | $22.1M | 138 | Feb 13, 2012 |
| G•••• C••••••••• L• | Private Equity Fund | $7.5M | 137 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• I••• A•••••• ••••• L• | Private Equity Fund | $5.0M | 160 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• I• ••••• L• | Private Equity Fund | $4.8M | 160 | Feb 13, 2012 |
| G•• T••••••• H••••••• •••• L••• | Hedge Fund | $4.4M | 2 | Feb 26, 2016 |
| G••••• G••• C•••••• I••••••••• F••• I•• L• | Private Equity Fund | $4.3M | 160 | Feb 13, 2012 |
| C•• G• I•• F•••• L•• | Private Equity Fund | $743,724 | 25 | Feb 13, 2012 |
| C•• G• F•••• L•• | Private Equity Fund | $567,525 | 21 | Feb 13, 2012 |
| G••••• G••• C•••••• A••••••••• I••••• L•• | Private Equity Fund | $469,169 | 15 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• A•••• F••• I•• ••• L• | Private Equity Fund | $443,315 | 16 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• F••• I•••• L• | Private Equity Fund | $392,985 | 160 | Feb 13, 2012 |
| C•• A•• L••••• | Private Equity Fund | $377,132 | 7 | Mar 31, 2015 |
| G••••• G••• C•••••• I••••••••• F••• I•• ••• L• | Private Equity Fund | $335,221 | 16 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• F••• I••• •••• L• | Private Equity Fund | $252,349 | 14 | Feb 13, 2012 |
| G••••• G••• C•••••• A••••••••• I••••• L•• | Private Equity Fund | $18,085 | 6 | Feb 13, 2012 |
| C•• I••••••••• F•••• L•no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| C•• I••••••••• L••no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| C•• I••••••••• ••••• L•no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| G••••• G••• C•••••• I••••••••• I•• L•• | Private Equity Fund | $0 | 160 | Feb 13, 2012 |
| C•• I••••••••• F••••••• L•no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| C•• A••••••••• L••no longer reported | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• N•••• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- C••••• M••• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- D••••••• D••••• C• · President And Managing Directorcontrolsince 05/2000 · owns 75% or more
- H•••••• D•••••• J••••••• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- K••••• R•••••• E••••• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- L•• F••••• M••••••••• · Managing Directorcontrolsince 09/2017 · owns less than 5%
- M••••• G•••••• J• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- M•••••• R••••• · Managing Director, General Counselcontrolsince 01/2022 · owns less than 5%
- M••••••• N•••••••• M•••• · Associate General Counsel, Chief Compliance Officer, Chief Regulatory Counselcontrolsince 03/2022 · owns less than 5%
- M••••••••• M••• · Managing Directorcontrolsince 01/2021 · owns less than 5%
- P•••• J••••• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- S••••••••• M•••••• · Managing Director, Chief Financial Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- G•• O••••••••• F••• M••••••••• L•investment adviserpooled vehicle sponsorn
- G•••• C•••••••• M••••••••• L•••investment adviserpooled vehicle sponsorn
- G••••• G••• C•••••• M••••••••• I•• L••investment adviserpooled vehicle sponsorn
- G••••• G••• C•••••• M••••••••• L••investment adviserpooled vehicle sponsorn
Advisers that list G••••• G••• C•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 19 to 9Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 53 to 50Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 9Mar 28, 2025 to Mar 30, 2026
- Employees · 93 to 89Mar 28, 2025 to Mar 30, 2026
- Private funds · 19 to 9Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $11B to $11BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $11B to $11BMar 28, 2025 to Mar 30, 2026
- RAUM · $11B to $11BMar 28, 2025 to Mar 30, 2026
- Accounts · 18 to 19Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 55 to 53Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 18 to 19Mar 29, 2024 to Mar 28, 2025
- Employees · 95 to 93Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 18 to 19Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $10B to $11BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $10B to $11BMar 29, 2024 to Mar 28, 2025
- RAUM · $10B to $11BMar 29, 2024 to Mar 28, 2025
- Accounts · 20 to 18Aug 17, 2023 to Mar 29, 2024
- Advisory employees · 48 to 55Aug 17, 2023 to Mar 29, 2024
- Pooled vehicle clients · 20 to 18Aug 17, 2023 to Mar 29, 2024
- Employees · 86 to 95Aug 17, 2023 to Mar 29, 2024
- Private funds · 20 to 18Aug 17, 2023 to Mar 29, 2024
- Discretionary RAUM · $9.9B to $10BAug 17, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $9.9B to $10BAug 17, 2023 to Mar 29, 2024
- RAUM · $9.9B to $10BAug 17, 2023 to Mar 29, 2024
- Accounts · 21 to 20Mar 31, 2023 to Aug 17, 2023
- Advisory employees · 51 to 48Mar 31, 2023 to Aug 17, 2023
- Pooled vehicle clients · 21 to 20Mar 31, 2023 to Aug 17, 2023
- Employees · 87 to 86Mar 31, 2023 to Aug 17, 2023
- Private funds · 21 to 20Mar 31, 2023 to Aug 17, 2023
- Discretionary RAUM · $12B to $9.9BMar 31, 2023 to Aug 17, 2023
- Pooled vehicle RAUM · $12B to $9.9BMar 31, 2023 to Aug 17, 2023
- RAUM · $12B to $9.9BMar 31, 2023 to Aug 17, 2023
- Related broker-dealer · true to falseMar 31, 2023 to Aug 17, 2023
- Discretionary RAUM · $13B to $12BMar 31, 2022 to Sep 19, 2022
- Pooled vehicle RAUM · $13B to $12BMar 31, 2022 to Sep 19, 2022
- RAUM · $13B to $12BMar 31, 2022 to Sep 19, 2022
- Advisory employees · 62 to 51Mar 9, 2022 to Mar 31, 2022
- Employees · 92 to 87Mar 9, 2022 to Mar 31, 2022
- Discretionary RAUM · $14B to $13BMar 9, 2022 to Mar 31, 2022
Signals
21 dated events
- Evan Joshua Cohen (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2022-09-23, absent 2023-02-10)Feb 10, 2023 · Control person left · inference
- Nmn Stephen Oetgen (Executive Vice President, Finance, Managing Director, General Counsel) no longer on Schedule A of G••••• G••• C•••••• (listed 2022-09-23, absent 2023-02-10)Feb 10, 2023 · Control person left · inference
- Myles Nicholas Mcgrath (Associate General Counsel, Chief Compliance Officer, Chief Regulatory Counsel) appeared on Schedule A of G••••• G••• C••••••Mar 9, 2022 · Control person joined · fact
- N•••• A••••••••• (Managing Director) appeared on Schedule A of G••••• G••• C••••••Jan 16, 2022 · Control person joined · fact
- M•••••• S•••••••• (Managing Director) appeared on Schedule A of G••••• G••• C••••••Jan 16, 2022 · Control person joined · fact
- R••••• M••••• (Managing Director) appeared on Schedule A of G••••• G••• C••••••Jan 16, 2022 · Control person joined · fact
- M••• C•••• (Managing Director) appeared on Schedule A of G••••• G••• C••••••Jan 16, 2022 · Control person joined · fact
- Javier Puig (Managing Director) appeared on Schedule A of G••••• G••• C••••••Jan 16, 2022 · Control person joined · fact
- Rishi Chandna (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2021-03-31, absent 2022-01-16)Jan 16, 2022 · Control person left · inference
- Charles David Thomas (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2021-03-31, absent 2022-01-16)Jan 16, 2022 · Control person left · inference
- O'Connor R••••• Little (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2020-05-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Joshua Olshansky (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2020-05-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Meigs James Rauh (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2020-05-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C••••••• R••••• N••••• (Senior Counsel And Chief Compliance Officer) no longer on Schedule A of G••••• G••• C•••••• (listed 2020-03-30, absent 2020-05-30)May 30, 2020 · Control person left · inference
- R••••• James O'Connor (Chief Compliance Officer) no longer on Schedule A of G••••• G••• C•••••• (listed 2019-03-29, absent 2019-06-12)Jun 12, 2019 · Control person left · inference
- C••••••• R••••• N••••• (Senior Counsel And Chief Compliance Officer) appeared on Schedule A of G••••• G••• C••••••Jun 12, 2019 · Control person joined · fact
- Hillary Prescott Ashe (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2019-02-26, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Joseph Rajeev Amara (Managing Director) no longer on Schedule A of G••••• G••• C•••••• (listed 2019-02-26, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Gregory J. Mason (Managing Director) appeared on Schedule A of G••••• G••• C••••••Mar 29, 2019 · Control person joined · fact
- Jonathan Daniel Haspel (Managing Director) appeared on Schedule A of G••••• G••• C••••••Mar 29, 2019 · Control person joined · fact
- Emmett R••••• Kirby (Managing Director) appeared on Schedule A of G••••• G••• C••••••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- G••••• G••• C•••••• · Independent Sponsorsshared crd · capital_provider
- G••••• G••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/golden-gate-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G•••••G•••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415 983 2700reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026