DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••••• C••••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Dec 17, 2024 · 6 filings
SEC status approved since Jan 16, 2025
RAUM
$3.2B
reported, Item 5.F
Discretionary
7.7%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$3.2B as of Jul 21, 2026
Jan 6, 2025$3.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Jan 6, 20250 then
Employees (5.A)6 as of Jul 21, 2026
Jan 6, 20256 then
Private funds4 as of Jul 21, 2026
Jan 6, 20252 then
RAUM +1.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- institutional asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $293MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 7.7%derivedof RAUM
- Institutional
- 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $126M, 4 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$3.0B92%
- Pooled investment vehicles$250M7.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $126M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.08 institutional_share=0.92 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• R••••• F••• I• L• | Private Equity Fund | $124M | 3 | Dec 17, 2024 |
| N•• R••••• F••• I• L• | Private Equity Fund | $39.4M | 2 | Dec 17, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• K••••• · Member Of Board Of Directorscontrolsince 12/2016 · owns less than 5%
- C•••• C••••••••• · Chief Operating Officercontrolsince 09/2014 · owns less than 5%
- G•••• P••••••• J••• · Member Of Board Of Directorscontrolsince 12/2016 · owns less than 5%
- P••••• W••••••• M•••••• · Chief Executive Officer And Member Of Board Of Directorscontrolsince 01/2009 · owns 10% to 25%
- R•••• J•••• H•••••• · Deputy General Counsel, Chief Compliance Officer And Secretarycontrolsince 01/2023 · owns less than 5%
Entity owners
- N••••• A•••• M••••••••• L•• · Member Of N••••• C••••••••• L••direct · owns 75% or more
- G•• O••••••••• F••• M••••••••• L••• · General Partnerindirect · owns F of G••••• G••• C•••••• O••••••••• F•••• L•••
- G•• O••••••••• F••• M••••••••• L••• · General Partnerindirect · owns F of G••••• G••• C•••••• O••••••••• F•••••• L•••
- G•• O••••••••• F••• M••••••••• L••• · General Partnerindirect · owns F of N••••• N•••• S•••••••• L•••
- G•••• N••••• I••••••••• L••• · Limited Partnerindirect · owns 75% or more of N••••• F•••••••• G••••• L•••
- G••••• G••• C•••••• O••••••••• F•••••• L••• · Memberindirect · owns 25% to 50% of N••••• N•••• B••••••• L••
- G••••• G••• C•••••• O••••••••• F•••• L••• · Limited Partnerindirect · owns 50% to 75% of N••••• N•••• S•••••••• L•••
- N••••• F•••••••• G•••• G• L••• · General Partnerindirect · owns F of N••••• F•••••••• G••••• L•••
- N••••• F•••••••• G••••• L••• · Memberindirect · owns 75% or more of N••••• A•••• M••••••••• L••
- N••••• N•••• B••••••• L•• · Limited Partnerindirect · owns 25% to 50% of N••••• N•••• S•••••••• L•••
- N••••• N•••• S•••••••• L••• · Limited Partnerindirect · owns 75% or more of G•••• N••••• I••••••••• L•••
Related persons
Schedule D 7.A
- 1••• S••••••••• I••broker-dealern
- A•• C••••• O••••••••• P••••••• F••• I• G•• L•••investment adviserpooled vehicle sponsorn
- C•••••• R•• I•••real estaten
- G•• O••••••••• F••• M••••••••• L•••investment adviserpooled vehicle sponsory
- G••••• G••• C••••••investment adviserpooled vehicle sponsornRAUM $11B
- L••••••• R•• I•••real estaten
- M•••• R• L•••real estaten
- N••••• A••••••••• I••••••••• L••investment adviserpooled vehicle sponsornRAUM $1.4B
- N••••• G••••• C••••• ••• L••investment adviserpooled vehicle sponsorn
- N••••• G••••• C••••• G• L••investment adviserpooled vehicle sponsorn
- N••••• G••••• C••••• L••investment adviserpooled vehicle sponsornRAUM $6.4B
- N••••• L••• A•• A•••••• C••••••real estaten
- N••••• L••• I•••••••• C••••••real estaten
- N••••• L••• I•••••••• C•••••• O• K•••••real estaten
- N••••• P•••••• C••••• G• L••investment adviserbankpooled vehicle sponsorn
- N••••• P•••••• C••••• L••investment adviserbankpooled vehicle sponsornRAUM $1.0B
- N••••• R• ••••••• L•••real estaten
- N•• C•• M•••••• L••investment adviserpooled vehicle sponsorn
- P•• V••••••• I•••••••• C••••••real estaten
- S•••••• R•• I•••real estaten
Offices
Schedule D 1.F, the 25 largest
- West Conshohocken, PA3 employees
What changed
consecutive filings, newest first
- Accounts · 10 to 11May 15, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 5May 15, 2025 to Mar 30, 2026
- Assets in custody · $127M to $126MMay 15, 2025 to Mar 30, 2026
- Private funds · 3 to 4May 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $174M to $250MMay 15, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $3.0B to $3.0BMay 15, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $174M to $250MMay 15, 2025 to Mar 30, 2026
- RAUM · $3.2B to $3.2BMay 15, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 16, 2025 to May 15, 2025
- Accounts · 8 to 10Jan 6, 2025 to Apr 16, 2025
- Pooled vehicle clients · 2 to 3Jan 6, 2025 to Apr 16, 2025
- Assets in custody · $114M to $127MJan 6, 2025 to Apr 16, 2025
- Private funds · 2 to 3Jan 6, 2025 to Apr 16, 2025
- Discretionary RAUM · $163M to $174MJan 6, 2025 to Apr 16, 2025
- Non-discretionary RAUM · $3.1B to $3.0BJan 6, 2025 to Apr 16, 2025
- Pooled vehicle RAUM · $163M to $174MJan 6, 2025 to Apr 16, 2025
- RAUM · $3.3B to $3.2BJan 6, 2025 to Apr 16, 2025
Signals
1 dated events
- N••••• C••••••••• L•• filed its initial SEC registration (Form ADV)Dec 17, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N••••• C••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- N••••• C••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- coramerica.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-606-8440reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026