DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• P•••• • C••
Legal name R••• P•••• • C••• L••
Latest filing Jun 16, 2026
First filing on the tape Nov 22, 2011 · 6 filings
SEC status approved since Apr 14, 2026
RAUM
$114M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$114M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$114M as of Jun 16, 2026
Feb 21, 2012$28.7M then
HNW client RAUM$64.2M as of Jun 16, 2026
Apr 23, 2026$64.2M then
State-registered IARs (5.B.3)3 as of Jun 16, 2026
Feb 21, 20120 then
Employees (5.A)3 as of Jun 16, 2026
Apr 23, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $38.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $168,432derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $48.9M, 86 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$64.2M56%
- Individuals$49.7M44%
- Corporations and businesses$338,3750.3%
- Individual clients
- 167reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 678reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $48.9M for 86 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• Y••• P••••Certified Financial Planner | Kansas City, Mo | Jul 1, 2011 | 29 y | 1 |
| K•••••• M••••••• T••••••••• | Kansas City, Mo | Jul 5, 2011 | 17 y | 2 |
| J••••• W••••• L•••••• | Kansas City, Mo | May 2, 2016 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• W••••• L•••••• from L••••• F•••••••• I••May 2, 2016 · Other
- K•••••• M••••••• T••••••••• from S••••••••• A•••••• A•••••••• I•••Jul 5, 2011 · Other
- R••• Y••• P•••• from S••••••••• A•••••• A•••••••• I•••Jul 1, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• R•••• Y••• · Managing Member / Chief Compliance Officercontrolsince 05/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 143 to 678Jun 19, 2012 to Apr 23, 2026
- Advisory employees · unset to 3.0Jun 19, 2012 to Apr 23, 2026
- BD registered reps · unset to 2.0Jun 19, 2012 to Apr 23, 2026
- Corporate clients · unset to 1.0Jun 19, 2012 to Apr 23, 2026
- HNW clients · unset to 24.0Jun 19, 2012 to Apr 23, 2026
- Individual clients · unset to 167.0Jun 19, 2012 to Apr 23, 2026
- Assets in custody · unset to 48859649.0Jun 19, 2012 to Apr 23, 2026
- Custody of client assets · false to trueJun 19, 2012 to Apr 23, 2026
- Employees · unset to 3.0Jun 19, 2012 to Apr 23, 2026
- Financial planning clients · 26-50 to 26-50Jun 19, 2012 to Apr 23, 2026
- State-registered IARs · 0 to 3Jun 19, 2012 to Apr 23, 2026
- Other offices · unset to 0.0Jun 19, 2012 to Apr 23, 2026
- Discretionary RAUM · $28.7M to $114MJun 19, 2012 to Apr 23, 2026
- HNW RAUM · unset to 64151834.0Jun 19, 2012 to Apr 23, 2026
- Individual RAUM · unset to 49706695.0Jun 19, 2012 to Apr 23, 2026
- Non-discretionary RAUM · $45,897 to $0Jun 19, 2012 to Apr 23, 2026
- RAUM · $28.7M to $114MJun 19, 2012 to Apr 23, 2026
- Accounts · 155 to 143Nov 22, 2011 to Feb 21, 2012
- Insurance-licensed employees · unset to 0.0Nov 22, 2011 to Feb 21, 2012
- Financial planning clients · 0 to 26-50Nov 22, 2011 to Feb 21, 2012
- Discretionary RAUM · $27.3M to $28.7MNov 22, 2011 to Feb 21, 2012
- Non-discretionary RAUM · $0 to $45,897Nov 22, 2011 to Feb 21, 2012
- RAUM · $27.3M to $28.7MNov 22, 2011 to Feb 21, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ryanpoage.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 816-531-4555reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 816-531-8777reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- R•••P••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (816) 531-4555reportedpublic record, Form ADV, Jun 16, 2026
- Contact form
- ryanpoage.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026