DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•••••••• P•••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 157488SEC 801-73897website IAPD

Legal name C•••••••• A•••••••• L•••••

Latest filing Mar 31, 2026

First filing on the tape Feb 14, 2012 · 25 filings

SEC status approved since Mar 30, 2012

RAUM

$7.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$7.1B

derived; firm RAUM over IAPD count

Employees

23 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$7.1B as of Mar 31, 2026

Mar 27, 2013$4.7B then

HNW client RAUM$0 as of Mar 31, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 27, 20130 then

Employees (5.A)36 as of Mar 31, 2026

Mar 27, 201333 then

Private funds31 as of Mar 31, 2026

Mar 27, 201311 then

RAUM -9.9% over the last fiscal year-13% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $7.1BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $191MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 36.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -9.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$7.1B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 37reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
B•••• S••••• V••••••	New York, Ny	Apr 10, 2012	21 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

30 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••••• P••••••• I••• L•••	Private Equity Fund	$1.9B	140	Mar 31, 2014
C•••••••• P••••••• I•• L•••	Private Equity Fund	$1.8B	105	Mar 29, 2019
C•••••••• P••••••• I•• L•••	Private Equity Fund	$994M	123	Feb 14, 2012
C•••••••• P••••••• I• ••••••••• L•••	Private Equity Fund	$987M	24	Mar 29, 2019
C•••••••• P••••••• I• ••••• L•••	Private Equity Fund	$391M	3	Mar 29, 2019
C•••••••• P••••••• I•• ••••••••• L•••	Private Equity Fund	$339M	25	Mar 31, 2014
C•••••••• P••••••• I•• ••••• L•••	Private Equity Fund	$295M	4	Mar 30, 2015
C•••••••• P•••••••• L•••	Private Equity Fund	$276M	93	Feb 14, 2012
C•••••••• P••••••• I• ••••••••• L•••	Private Equity Fund	$157M	2	Mar 31, 2021
C•••••••• P••••••• I• •••• L•••	Private Equity Fund	$143M	31	Mar 29, 2019
C•••••••• P••••••• I• •••••••• L•••	Private Equity Fund	$138M	18	Feb 14, 2012
C•••••••• P••••••• I•• •••• L•••	Private Equity Fund	$131M	15	Mar 31, 2014
C•••••••• P••••••• I• •••• L•••	Private Equity Fund	$112M	10	Mar 29, 2019
C•••••••• P••••••• I•• •••• L•••	Private Equity Fund	$98.8M	24	Mar 31, 2014
C•••••••• P••••••• I•• •• O••••••••• L•••	Private Equity Fund	$97.7M	2	Mar 30, 2015
C•••••••• P••••••• I• ••• C••••••• L•••	Private Equity Fund	$74.9M	2	Feb 14, 2012
C•••••••• P••••••• •••••••• L•••	Private Equity Fund	$73.8M	16	Feb 14, 2012
C•••••••• P••••••• I• •• O••••••••• L•••	Private Equity Fund	$73.5M	5	Mar 29, 2019
C•••••••• P••••••• I• •••• L•••	Private Equity Fund	$59.2M	20	Feb 14, 2012
C•••••••• P••••••• •••• L•••	Private Equity Fund	$48.0M	4	Feb 14, 2012
C•••••••• P••••••• I•• ••••••••• B•• L•••	Private Equity Fund	$41.8M	6	Mar 30, 2015
C•••••••• P••••••• I•• •• O••••••••• L•••	Private Equity Fund	$36.4M	3	Mar 31, 2014
C•••••••• P••••••• I• C••••••••• L•••	Private Equity Fund	$35.3M	20	Mar 29, 2019
C•••••••• P••••••• I• •••• L•••	Private Equity Fund	$26.9M	6	Feb 14, 2012
C•••••••• P••••••• I•• C••••••••• L•••	Private Equity Fund	$26.0M	27	Mar 31, 2014
C•••••••• P••••••• I• •• O••••••••• L•••	Private Equity Fund	$23.4M	3	Mar 30, 2022
C•••••••• P••••••• I•• •• 2•• L•••	Private Equity Fund	$22.3M	2	Mar 30, 2015
C•••••••• P••••••• ••••••• L•••	Private Equity Fund	$21.8M	8	Feb 14, 2012
C•••••••• P••••••• •••• L•••	Private Equity Fund	$18.6M	4	Feb 14, 2012
C•••••••• P••••••• I• •• C••••••• L•••	Private Equity Fund	$16.9M	2	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

C••••••• B••••• P•••••• · Presidentcontrol
since 08/2023 · owns 25% to 50%
D••••••• R•••••• V•••••• · Managing Directorcontrol
since 08/2007 · owns less than 5%
M•••••• T•••••• S••••• · Co-Founder & Managing Directorcontrol
since 10/2004 · owns less than 5%
O•••••• R•••• A••••• · General Counsel & Chief Compliance Officercontrol
since 09/2011 · owns less than 5%
P••••••••• E•••••• C•••••••• · Chief Financial Officercontrol
since 03/2007 · owns less than 5%
V••••••• B••••• S••••• · Co-Founder & Chief Executive Officercontrol
since 10/2004 · owns less than 5%
D••••••• R•••••• V•••••• · Membercontrol
since 03/2010 · owns 75% or more of T•• 2••• D•••••• F••••• L••
M•••••• T•••••• S••••• · Membercontrol
since 08/2004 · owns 75% or more of M••••• I••••••••• L•••••
M•••••• T•••••• S••••• · Limited Partnercontrol
since 07/2006 · owns 75% or more of M••••• I•••••••• I•• L•••
V••••••• B••••• S••••• · Membercontrol
since 07/2004 · owns 75% or more of V•••••• I••••••••• L•••••
V••••••• B••••• S••••• · Limited Partnercontrol
since 07/2006 · owns 75% or more of V•••••• I•••••••• I•• L•••

Entity owners

V•••••• I•••••••• I•• L••• · Member
direct · owns 25% to 50%
M••••• I••••••••• L••••• · General Partner
indirect · owns F of V•••••• I•••••••• I•• L•••
V•••••• I••••••••• L••••• · General Partner
indirect · owns F of V•••••• I•••••••• I•• L•••
M••••• I•••••••• I•• L••• · Member
direct · owns 10% to 25%
T•• 2••• D•••••• F••••• L•• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

C•••••••• P••••••• G•• L•••
pooled vehicle sponsorn
C•••••••• P••••••• I• G•• L•••
pooled vehicle sponsorn
C•••••••• P••••••• I•• G•• L•••
pooled vehicle sponsorn
C•••••••• P••••••• I• G•• L•••
pooled vehicle sponsorn
C•••••••• P••••••• V• G•• L•••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 36 to 37
Mar 31, 2025 to Mar 31, 2026
Advisory employees · 25 to 23
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle clients · 36 to 37
Mar 31, 2025 to Mar 31, 2026
Employees · 38 to 36
Mar 31, 2025 to Mar 31, 2026
Private funds · 30 to 31
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $7.9B to $7.1B
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $7.9B to $7.1B
Mar 31, 2025 to Mar 31, 2026
RAUM · $7.9B to $7.1B
Mar 31, 2025 to Mar 31, 2026
Advisory employees · 24 to 25
Jan 2, 2025 to Mar 31, 2025
Employees · 37 to 38
Jan 2, 2025 to Mar 31, 2025
Financial planning clients · unset to
Jan 2, 2025 to Mar 31, 2025
Discretionary RAUM · $8.9B to $7.9B
Jan 2, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $8.9B to $7.9B
Jan 2, 2025 to Mar 31, 2025
RAUM · $8.9B to $7.9B
Jan 2, 2025 to Mar 31, 2025
Accounts · 30 to 36
Apr 18, 2023 to Mar 28, 2024
Advisory employees · 23 to 24
Apr 18, 2023 to Mar 28, 2024
Pooled vehicle clients · 30 to 36
Apr 18, 2023 to Mar 28, 2024
Employees · 34 to 37
Apr 18, 2023 to Mar 28, 2024
Discretionary RAUM · $11B to $8.9B
Apr 18, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $11B to $8.9B
Apr 18, 2023 to Mar 28, 2024
RAUM · $11B to $8.9B
Apr 18, 2023 to Mar 28, 2024
Advisory employees · 25 to 23
Apr 29, 2022 to Mar 31, 2023
Employees · 35 to 34
Apr 29, 2022 to Mar 31, 2023
Discretionary RAUM · $11B to $11B
Apr 29, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $11B to $11B
Apr 29, 2022 to Mar 31, 2023
RAUM · $11B to $11B
Apr 29, 2022 to Mar 31, 2023
Accounts · 29 to 30
Apr 13, 2021 to Mar 30, 2022
Pooled vehicle clients · 29 to 30
Apr 13, 2021 to Mar 30, 2022
Private funds · 29 to 30
Apr 13, 2021 to Mar 30, 2022
Discretionary RAUM · $9.5B to $11B
Apr 13, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $9.5B to $11B
Apr 13, 2021 to Mar 30, 2022
RAUM · $9.5B to $11B
Apr 13, 2021 to Mar 30, 2022
Accounts · 28 to 29
Mar 30, 2020 to Mar 31, 2021
Advisory employees · 27 to 25
Mar 30, 2020 to Mar 31, 2021
Pooled vehicle clients · 28 to 29
Mar 30, 2020 to Mar 31, 2021
Employees · 37 to 35
Mar 30, 2020 to Mar 31, 2021
Private funds · 28 to 29
Mar 30, 2020 to Mar 31, 2021
Discretionary RAUM · $8.6B to $9.5B
Mar 30, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $8.6B to $9.5B
Mar 30, 2020 to Mar 31, 2021
RAUM · $8.6B to $9.5B
Mar 30, 2020 to Mar 31, 2021

Signals

5 dated events

M. Alexander Rose (Co-President) no longer on Schedule A of C•••••••• P••••••• (listed 2023-04-18, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Michael Richard Demartini (Managing Director) no longer on Schedule A of C•••••••• P••••••• (listed 2020-03-30, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
M. Alexander Rose (Co-President) appeared on Schedule A of C•••••••• P•••••••
Mar 31, 2021 · Control person joined · fact
Jay Robert Hurst (Trustee) no longer on Schedule A of C•••••••• P••••••• (listed 2018-09-14, absent 2019-03-29)
Mar 29, 2019 · Control person left · inference
Alan Jeffrey Marcus (Shareholder) no longer on Schedule A of C•••••••• P••••••• (listed 2018-09-14, absent 2019-03-29)
Mar 29, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

C•••••••• P••••••• · Independent Sponsors
shared crd · capital_provider
C•••••••• P••••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/C••••••••-PARTNERS-LLCreportedpublic record, Form ADV, Sep 21, 2026
Website: C••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-906-0700reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $7.1Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026