DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kps Capital Partners, LP
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 11, 2012
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
111
111 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
15
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$19B as of Mar 30, 2026
Mar 20, 2013$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20130 then
Employees (5.A)111 as of Mar 30, 2026
Mar 20, 201335 then
Private funds15 as of Mar 30, 2026
Mar 20, 20139 then
RAUM -3.4% over the last fiscal year+8.5% a year over threeIARs 0 to 0offices 4 to 7
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.8B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.8B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Gail Christopher Anderson · Chief Compliance Officer And General Counselcontrolsince 01/2011 · owns less than 5%
- Steven Ryan Baker · Partnercontrolsince 12/2018 · owns less than 5%
- Nmn Jay Bernstein · Partnercontrolsince 11/2007 · owns less than 5%
- Joseph Kyle Mumford · Partnercontrolsince 12/2018 · owns less than 5%
- Vargas Raquel Palmer · Managing Partnercontrolsince 12/2018 · owns less than 5%
- George Michael Psaros · Managing Partnercontrolsince 12/2006 · owns less than 5%
- Rajnikant Bhumika Shah · Chief Financial Officercontrolsince 02/2017 · owns less than 5%
- Paul David Shapiro · Managing Partnercontrolsince 12/2006 · owns less than 5%
- Vargas Raquel Palmer · Membercontrolsince 12/2023 · owns 25% to 50% of Kps Capital Partners, LLC
- Vargas Raquel Palmer · Managing Partner, Limited Partnercontrolsince 12/2018 · owns 25% to 50% of Kps Management Feeder, LP
- George Michael Psaros · Managing Partner, Limited Partnercontrolsince 12/2006 · owns 25% to 50% of Kps Management Feeder, LP
- George Michael Psaros · Membercontrolsince 12/2006 · owns 25% to 50% of Kps Capital Partners, LLC
- Paul David Shapiro · Membercontrolsince 12/2006 · owns 25% to 50% of Kps Capital Partners, LLC
- Paul David Shapiro · Managing Partner, Limited Partnercontrolsince 12/2006 · owns 25% to 50% of Kps Management Feeder, LP
Entity owners
- Kps Capital Partners, LLC · General Partnerdirect · owns less than 5%
- Kps Management Feeder, LP · Limited Partnerdirect · owns 75% or more
- Blue Owl Capital Carry LP · Memberindirect · owns 75% or more of Blue Owl Gp Stakes Gp Holdings LLC
- Blue Owl Capital Gp Holdings LLC · Managing Memberindirect · owns 75% or more of Blue Owl Capital Gp LLC
- Blue Owl Capital Gp LLC · General Partnerindirect · owns F of Blue Owl Capital Carry LP
- Blue Owl Capital Inc. · Managing Memberindirect · owns 75% or more of Blue Owl Capital Gp Holdings LLC
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Gp Stakes III US Investors LP
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Stakes III (A), LP
- Blue Owl Gp Stakes Associates III LP · Managing Memberindirect · owns F of Dyal U.S. III LLC
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Gp Stakes III Offshore Investors LP
- Blue Owl Gp Stakes Associates V LP · General Partnerindirect · owns F of Blue Owl Gp Stakes V Offshore Investors LP
- Blue Owl Gp Stakes Associates V LP · Managerindirect · owns F of Blue Owl Gp Stakes V US Investors LP
- Blue Owl Gp Stakes Associates V LP · General Partnerindirect · owns F of Blue Owl Stakes V (A), LP
- Blue Owl Gp Stakes Associates V LP · General Partnerindirect · owns F of Dyal V Cayman Aggregator LP
- Blue Owl Gp Stakes Gp Holdings LLC · General Partnerindirect · owns F of Blue Owl Gp Stakes Associates III LP
- Blue Owl Gp Stakes Gp Holdings LLC · Memberindirect · owns 75% or more of Dyal LP Holdings LLC
- Blue Owl Gp Stakes Gp Holdings LLC · General Partnerindirect · owns F of Blue Owl Gp Stakes Associates V LP
- Blue Owl Gp Stakes III Offshore Investors LP · Memberindirect · owns 75% or more of Dyal U.S. III LLC
- Blue Owl Gp Stakes III US Investors LP · Limited Partnerindirect · owns 25% to 50% of Blue Owl Stakes III (A), LP
- Blue Owl Gp Stakes V Offshore Investors LP · Limited Partnerindirect · owns 75% or more of Dyal V Cayman Aggregator LP
Related persons
Schedule D 7.A
- Kps Investors IV, LPinvestment adviserbankpooled vehicle sponsorn
- Kps Investors IV, Ltd.investment adviserbankpooled vehicle sponsorn
- Kps Investors V, LPinvestment adviserbankpooled vehicle sponsorn
- Kps Investors V, Ltd.investment adviserbankpooled vehicle sponsorn
- Kps Investors Vi, LPinvestment adviserbankpooled vehicle sponsorn
- Kps Investors Vi, Ltdinvestment adviserbankpooled vehicle sponsorn
- Kps Mc Investors II, LPinvestment adviserbankpooled vehicle sponsorn
- Kps Mc Investors II, Ltd.investment adviserbankpooled vehicle sponsorn
- Kps Mc Investors, LPinvestment adviserbankpooled vehicle sponsorn
- Kps Mc Investors, Ltdinvestment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY18 employees
- New York, NY15 employees
- Amsterdam, Netherlands4 employees
- Chicago, IL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (136 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (136) · 99% percentile
What changed
consecutive filings, newest first
- Advisory employees · 101 to 111Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $8.8B to $8.8BMar 28, 2025 to Mar 30, 2026
- Employees · 101 to 111Mar 28, 2025 to Mar 30, 2026
- Other offices · 4 to 7Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $20B to $19BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $20B to $19BMar 28, 2025 to Mar 30, 2026
- RAUM · $20B to $19BMar 28, 2025 to Mar 30, 2026
- Accounts · 16 to 15Jan 21, 2025 to Mar 28, 2025
- Advisory employees · 96 to 101Jan 21, 2025 to Mar 28, 2025
- Pooled vehicle clients · 16 to 15Jan 21, 2025 to Mar 28, 2025
- Assets in custody · $7.7B to $8.8BJan 21, 2025 to Mar 28, 2025
- Employees · 96 to 101Jan 21, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 21, 2025 to Mar 28, 2025
- Private funds · 16 to 15Jan 21, 2025 to Mar 28, 2025
- Discretionary RAUM · $21B to $20BJan 21, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $21B to $20BJan 21, 2025 to Mar 28, 2025
- RAUM · $21B to $20BJan 21, 2025 to Mar 28, 2025
- Accounts · 21 to 16May 26, 2023 to Mar 28, 2024
- Advisory employees · 92 to 96May 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 21 to 16May 26, 2023 to Mar 28, 2024
- Assets in custody · $10B to $7.7BMay 26, 2023 to Mar 28, 2024
- Employees · 92 to 96May 26, 2023 to Mar 28, 2024
- Other offices · 3 to 4May 26, 2023 to Mar 28, 2024
- Private funds · 19 to 16May 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $15B to $21BMay 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $15B to $21BMay 26, 2023 to Mar 28, 2024
- RAUM · $15B to $21BMay 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $15B to $15BMar 29, 2023 to May 26, 2023
- Pooled vehicle RAUM · $15B to $15BMar 29, 2023 to May 26, 2023
- RAUM · $15B to $15BMar 29, 2023 to May 26, 2023
- Advisory employees · 71 to 92Jan 23, 2023 to Mar 29, 2023
- Assets in custody · $7.0B to $10BJan 23, 2023 to Mar 29, 2023
- Employees · 71 to 92Jan 23, 2023 to Mar 29, 2023
- Other offices · 1 to 3Jan 23, 2023 to Mar 29, 2023
- Discretionary RAUM · $13B to $15BJan 23, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $13B to $15BJan 23, 2023 to Mar 29, 2023
- RAUM · $13B to $15BJan 23, 2023 to Mar 29, 2023
- Advisory employees · 67 to 71Mar 1, 2022 to Mar 30, 2022
- Assets in custody · $12B to $7.0BMar 1, 2022 to Mar 30, 2022
- Employees · 67 to 71Mar 1, 2022 to Mar 30, 2022
Signals
4 dated events
- Kps Capital Partners, Lp reported RAUM $21.4B, up 44% from $14.9B (2023-05-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Kps Capital Partners, Lp reported RAUM $11.7B, up 127% from $5.1B (2019-08-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Joseph Kyle Mumford (Partner) appeared on Schedule A of Kps Capital Partners, LpMar 27, 2019 · Control person joined · fact
- Ryan Baker (Partner) appeared on Schedule A of Kps Capital Partners, LpMar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- KPS Capital Partners, LP · Independent Sponsorsshared crd · capital_provider
- KPS Capital Partners, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kps-capital-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KPSFUND.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-338-5100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026