DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Forty Three Eighteen Advisors, LLC
Latest filing Mar 19, 2026
First filing on the tape Mar 8, 2024 · 5 filings
SEC status approved since Apr 8, 2024
RAUM
$168M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
92%
$155M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$168M as of Mar 19, 2026
Jan 24, 2025$147M then
HNW client RAUM$146M as of Mar 19, 2026
Jan 24, 2025$129M then
State-registered IARs (5.B.3)1 as of Mar 19, 2026
Jan 24, 20251 then
Employees (5.A)1 as of Mar 19, 2026
Jan 24, 20251 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $922,222derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M87%
- Pension and profit-sharing plans$11.0M6.5%
- Individuals$9.1M5.4%
- Charitable organizations$2.1M1.2%
- Individual clients
- 20reported
- HNW clients
- 25reported
- Pension plan clients
- 5reported
- Charitable clients
- 1reported
- Accounts
- 182reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jack Melton ParksCertified Financial Planner | Bentonville, Ar | May 10, 2011 | 29 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jack Melton Parks from Arvest Wealth ManagementMay 10, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Melton Jack Parks · Managing Member/Chief Compliance Officercontrolsince 04/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 147 to 182May 8, 2025 to Mar 19, 2026
- Corporate clients · 1 to 0May 8, 2025 to Mar 19, 2026
- HNW clients · 38 to 25May 8, 2025 to Mar 19, 2026
- Individual clients · 9 to 20May 8, 2025 to Mar 19, 2026
- Pension plan clients · 3 to 5May 8, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 1-10May 8, 2025 to Mar 19, 2026
- Discretionary RAUM · $144M to $153MMay 8, 2025 to Mar 19, 2026
- HNW RAUM · $129M to $146MMay 8, 2025 to Mar 19, 2026
- Individual RAUM · $8.5M to $9.1MMay 8, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $2.7M to $15.1MMay 8, 2025 to Mar 19, 2026
- Pension RAUM · $6.6M to $11.0MMay 8, 2025 to Mar 19, 2026
- RAUM · $147M to $168MMay 8, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 0Jan 24, 2025 to May 8, 2025
- Accounts · 139 to 147Jun 10, 2024 to Jan 24, 2025
- Corporate clients · 0 to 1Jun 10, 2024 to Jan 24, 2025
- HNW clients · 17 to 38Jun 10, 2024 to Jan 24, 2025
- Individual clients · 23 to 9Jun 10, 2024 to Jan 24, 2025
- Discretionary RAUM · $106M to $144MJun 10, 2024 to Jan 24, 2025
- HNW RAUM · $83.1M to $129MJun 10, 2024 to Jan 24, 2025
- Individual RAUM · $13.6M to $8.5MJun 10, 2024 to Jan 24, 2025
- Non-discretionary RAUM · $0 to $2.7MJun 10, 2024 to Jan 24, 2025
- Pension RAUM · $7.0M to $6.6MJun 10, 2024 to Jan 24, 2025
- RAUM · $106M to $147MJun 10, 2024 to Jan 24, 2025
Signals
1 dated events
- Forty Three Eighteen Advisors, Llc filed its initial SEC registration (Form ADV)Mar 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- 4318ADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 479-254-9400reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026