DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••• C••••••
Legal name F••••• C•••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 8, 2012
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$250M as of Mar 27, 2026
Apr 1, 2013$139M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 1, 20130 then
Employees (5.A)4 as of Mar 27, 2026
Apr 1, 20136 then
Private funds3 as of Mar 27, 2026
Apr 1, 20132 then
RAUM +8.4% over the last fiscal year+2.7% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$250M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• P••••••• L••• | Hedge Fund | $129M | 43 | Feb 14, 2012 |
| G••••••• P••••••• L••• | Hedge Fund | $61.7M | 10 | Mar 28, 2017 |
| N••••••••• P••••••• L••• | Hedge Fund | $43.8M | 12 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• E••••• · Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- F•••••• S••••••• L••••••• · Principalcontrolsince 11/1989 · owns less than 5%
- F•••••• S••••••• L••••••• · Managing Membercontrolsince 01/2006 · owns 75% or more of S•••••• F••••• L••
Entity owners
- S•••••• F••••• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- F• N••••••••• L••pooled vehicle sponsorn
- F••••• A••••••••• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- RAUM · $231M to $250MJan 6, 2026 to Mar 27, 2026
- Other offices · 0 to 1Jan 6, 2026 to Mar 27, 2026
- Discretionary RAUM · $231M to $250MJan 6, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $231M to $250MJan 6, 2026 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 24, 2025
- HQ city · unset to Mar 26, 2024 to Mar 24, 2025
- HQ state · unset to Mar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $205M to $231MMar 26, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $205M to $231MMar 26, 2024 to Mar 24, 2025
- RAUM · $205M to $231MMar 26, 2024 to Mar 24, 2025
- Accounts · 20 to 3Mar 16, 2023 to Mar 26, 2024
- Advisory activities · 2 to 1Mar 16, 2023 to Mar 26, 2024
- Assets in custody · 7455574.0 to unsetMar 16, 2023 to Mar 26, 2024
- Custody of client assets · true to falseMar 16, 2023 to Mar 26, 2024
- Financial planning clients · 11-25 to 0Mar 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $231M to $205MMar 16, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $149M to $205MMar 16, 2023 to Mar 26, 2024
- RAUM · $231M to $205MMar 16, 2023 to Mar 26, 2024
- Accounts · 21 to 20Sep 23, 2022 to Mar 16, 2023
- Assets in custody · $8.1M to $7.5MSep 23, 2022 to Mar 16, 2023
- Discretionary RAUM · $235M to $231MSep 23, 2022 to Mar 16, 2023
- Pooled vehicle RAUM · $152M to $149MSep 23, 2022 to Mar 16, 2023
- RAUM · $235M to $231MSep 23, 2022 to Mar 16, 2023
- Assets in custody · $8.8M to $8.1MMar 30, 2022 to Sep 23, 2022
- Discretionary RAUM · $290M to $235MMar 30, 2022 to Sep 23, 2022
- Pooled vehicle RAUM · $193M to $152MMar 30, 2022 to Sep 23, 2022
- RAUM · $290M to $235MMar 30, 2022 to Sep 23, 2022
- Accounts · 20 to 21Mar 29, 2021 to Mar 30, 2022
- Assets in custody · $7.3M to $8.8MMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $262M to $290MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $177M to $193MMar 29, 2021 to Mar 30, 2022
- RAUM · $262M to $290MMar 29, 2021 to Mar 30, 2022
- Accounts · 19 to 20Oct 23, 2020 to Mar 29, 2021
- Assets in custody · $6.3M to $7.3MOct 23, 2020 to Mar 29, 2021
- Employees · 5 to 4Oct 23, 2020 to Mar 29, 2021
- Discretionary RAUM · $228M to $262MOct 23, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $152M to $177MOct 23, 2020 to Mar 29, 2021
- RAUM · $228M to $262MOct 23, 2020 to Mar 29, 2021
- HQ city · NEW YORK to unsetApr 27, 2020 to Oct 23, 2020
- HQ state · NY to unsetApr 27, 2020 to Oct 23, 2020
Signals
1 dated events
- E••••• A•••••• (Chief Compliance Officer) appeared on Schedule A of F••••• C••••••Apr 27, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gymkhanapartnersreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/farleycapreportedpublic record, Form ADV, Sep 19, 2026
- Website
- gymkhanapartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-421-8741reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026