DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••••••• P••••••• L•••
Gross asset value
$43.8M
as of Mar 26, 2024; not a fund size
Peak GAV
$48.3M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Feb 14, 2012 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$43.8M as of Mar 26, 2024
Feb 14, 2012$25.4M then
Owners12 as of Mar 26, 2024
Feb 14, 201218 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-85993reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Androscoggin BankLewiston, Massachusetts
- Columbia BankFair Lawn, New Jersey
- Country BankWare, Massachusetts
- Cross County Savings BankMiddle Village, New York
- Dedham SavingsDedham, Massachusetts
- Fairfield County BankRidgefield, Connecticut
- First County BankNew Canaan, Connecticut
- First Republic BankSan Francisco, California
- Fulton Savings BankFulton, New York
- Ion BankNaugatuck, Connecticut
- Machias Savings BankMachias, Maine
- Marquette Savings BankErie, Pennsylvania
- Maspeth Federal SavingsMaspeth, New York
- Mechanics Savings BankAuburn, Maine
- Mountainone BankNorth Adams, Massachusetts
- Mt. Mckinley BankFairbanks, Alaska
- Mutualone BankFramingham, Massachusetts
- Needham BankNeedham, Massachusetts
- Newtown Savings BankNewtown, Connecticut
- North Country Savings BankCanton, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 13%reportedadviser and related persons