DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• C•••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 14, 2012
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$4.8B as of Mar 31, 2026
Mar 28, 2013$881M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)24 as of Mar 31, 2026
Mar 28, 201314 then
Private funds10 as of Mar 31, 2026
Mar 28, 20132 then
RAUM -11% over the last fiscal year-13% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $481MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• P••••••• I•• L••• | Private Equity Fund | $2.5B | 140 | Mar 29, 2018 |
| S•••• P••••••• I• P•••••••• L••• | Private Equity Fund | $1.2B | 42 | Mar 29, 2018 |
| S•••• P••••••• I• ••••••• M•••• L••• | Private Equity Fund | $1.1B | 139 | Mar 30, 2019 |
| S•••• P••••••• I•• ••••••• M••• I• L••• | Private Equity Fund | $772M | 110 | Mar 30, 2017 |
| S•••• P••••••• I••• L••• | Private Equity Fund | $697M | 111 | Mar 30, 2015 |
| S•••• P••••••• I• ••••••• P•••••••• L••• | Private Equity Fund | $521M | 41 | Mar 30, 2019 |
| S•••• P••••••• I•• ••••••• P••••••• I• L••• | Private Equity Fund | $168M | 23 | Mar 30, 2017 |
| S•••• P••••••• I•• P•••••••• L••• | Private Equity Fund | $151M | 24 | Mar 30, 2015 |
| S•••• P••••••• I•• L••• | Private Equity Fund | $96.0M | 57 | Feb 14, 2012 |
| S•••• C• C••••••••• L•••no longer reported | Private Equity Fund | $48.5M | 8 | Mar 31, 2021 |
| S•••• P••••••• I• P•••••••• L••• | Private Equity Fund | $10.9M | 26 | Feb 14, 2012 |
| S•••• P••••••• I• ••••••• M••• I• L• | Private Equity Fund | $2.8M | 57 | Mar 30, 2015 |
| S•••• P••••••• I• ••••••••• I• L•••no longer reported | Private Equity Fund | $289,552 | 46 | Mar 30, 2015 |
| S•••• P••••••• I• ••••••••• I• L•••no longer reported | Private Equity Fund | $56,036 | 11 | Mar 30, 2015 |
| S•••• P••••••• I• C••••••••• L••• | Private Equity Fund | $6,750 | 14 | Mar 30, 2015 |
| S•••• P••••••• I• ••••••• P••••••• I• L• | Private Equity Fund | $0 | 26 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• D•••••• D•••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- B••••• F••••• A•••••• · Managing Partnercontrolsince 11/2010 · owns less than 5%
- B•••••• P••••• E••••• · Managing Partnercontrolsince 11/2010 · owns less than 5%
- H•••••• T••••• E•••••••• · Partner, Chief Operating Officercontrolsince 09/2024 · owns less than 5%
- H••••••• J••••••• M•••• · Managing Partnercontrolsince 11/2010 · owns less than 5%
- S••••••••• I••• A••••• · Partner, Chief Financial Officercontrolsince 03/2013 · owns less than 5%
- B••••• F••••• A•••••• · Management Committee Membercontrolsince 02/2019 · owns F of S•••• G•••• G•• L••
- B••••• F••••• A•••••• · Ownercontrolsince 12/2020 · owns 75% or more of B•••• P••••••••• M••••••••• L••
- B•••••• P••••• E••••• · Management Committee Membercontrolsince 02/2019 · owns F of S•••• G•••• G•• L••
- B•••••• P••••• E••••• · Ownercontrolsince 12/2020 · owns 75% or more of B••••• P••••••••• M••••••••• L••
- H••••••• J••••••• M•••• · Ownercontrolsince 12/2020 · owns 75% or more of H•••••• P••••••••• M••••••••• L••
- H••••••• J••••••• M•••• · Management Committee Membercontrolsince 02/2019 · owns F of S•••• G•••• G•• L••
Entity owners
- S•••• G•••• G•• L•• · Managing Memberdirect · owns less than 5%
- S•••• P••••••• H•••••••• L••• · Memberdirect · owns 75% or more
- B•••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• G•••• G•• L••
- B•••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• P••••••• F•••••• L•••
- B••••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• P••••••• F•••••• L•••
- B••••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• G•••• G•• L••
- H•••••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• G•••• G•• L••
- H•••••• P••••••••• M••••••••• L•• · Ownerindirect · owns 25% to 50% of S•••• P••••••• F•••••• L•••
- S•••• G•••• G•• L•• · General Partnerindirect · owns F of S•••• P••••••• F•••••• L•••
- S•••• G•••• G•• L•• · General Partnerindirect · owns F of S•••• P••••••• H•••••••• L•••
- S•••• P••••••• F•••••• L••• · Ownerindirect · owns 75% or more of S•••• P••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- S•••• P••••••• G• I•• L••pooled vehicle sponsorn
- S•••• P••••••• G• I••• L•••bankpooled vehicle sponsorn
- S•••• P••••••• G• I•• L•••bankpooled vehicle sponsorn
- S•••• P••••••• I• ••••••• G• I• L•pooled vehicle sponsorn
- S•••• P••••••• I•• ••••••• G• I• L•••pooled vehicle sponsorn
- S•••• P••••••• I• ••••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL10 employees
What changed
consecutive filings, newest first
- Accounts · 12 to 10Feb 5, 2026 to Mar 31, 2026
- Advisory employees · 20 to 15Feb 5, 2026 to Mar 31, 2026
- Pooled vehicle clients · 12 to 10Feb 5, 2026 to Mar 31, 2026
- Employees · 27 to 24Feb 5, 2026 to Mar 31, 2026
- Private funds · 12 to 10Feb 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.4B to $4.8BFeb 5, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.4B to $4.8BFeb 5, 2026 to Mar 31, 2026
- RAUM · $5.4B to $4.8BFeb 5, 2026 to Mar 31, 2026
- HQ city · NEW YORK to WEST PALM BEACHMar 27, 2025 to Feb 5, 2026
- HQ state · NY to FLMar 27, 2025 to Feb 5, 2026
- Other offices · 1 to 0Mar 27, 2025 to Feb 5, 2026
- Accounts · 13 to 12Sep 19, 2024 to Mar 27, 2025
- Advisory employees · 25 to 20Sep 19, 2024 to Mar 27, 2025
- Pooled vehicle clients · 13 to 12Sep 19, 2024 to Mar 27, 2025
- Employees · 34 to 27Sep 19, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Sep 19, 2024 to Mar 27, 2025
- Private funds · 13 to 12Sep 19, 2024 to Mar 27, 2025
- Discretionary RAUM · $7.3B to $5.4BSep 19, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $7.3B to $5.4BSep 19, 2024 to Mar 27, 2025
- RAUM · $7.3B to $5.4BSep 19, 2024 to Mar 27, 2025
- Advisory employees · 34 to 25Jan 23, 2024 to Mar 28, 2024
- Employees · 43 to 34Jan 23, 2024 to Mar 28, 2024
- Discretionary RAUM · $7.2B to $7.3BJan 23, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $7.2B to $7.3BJan 23, 2024 to Mar 28, 2024
- RAUM · $7.2B to $7.3BJan 23, 2024 to Mar 28, 2024
- Accounts · 16 to 13Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 39 to 34Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 16 to 13Mar 30, 2022 to Mar 30, 2023
- Employees · 48 to 43Mar 30, 2022 to Mar 30, 2023
- Other offices · 2 to 1Mar 30, 2022 to Mar 30, 2023
- Private funds · 16 to 13Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.8B to $7.2BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $7.8B to $7.2BMar 30, 2022 to Mar 30, 2023
- RAUM · $7.8B to $7.2BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 38 to 39Sep 23, 2021 to Mar 30, 2022
- Employees · 44 to 48Sep 23, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.6B to $7.8BSep 23, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $6.6B to $7.8BSep 23, 2021 to Mar 30, 2022
- RAUM · $6.6B to $7.8BSep 23, 2021 to Mar 30, 2022
- Accounts · 15 to 16Jan 28, 2021 to Mar 31, 2021
Signals
13 dated events
- S•••• C•••••• G••••• L•• reported RAUM $5.4B, down 26% from $7.3B (2024-09-19 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Joseph Daniel Whitcomb (Chief Compliance Officer) no longer on Schedule A of S•••• C•••••• G••••• L•• (listed 2024-05-28, absent 2024-09-19)Sep 19, 2024 · Control person left · inference
- Diane Denise Alfieri (Chief Compliance Officer) appeared on Schedule A of S•••• C•••••• G••••• L••Sep 19, 2024 · Control person joined · fact
- Elizabeth Tracy Harris (Partner, Chief Operating Officer) appeared on Schedule A of S•••• C•••••• G••••• L••Sep 19, 2024 · Control person joined · fact
- Marcoux Natalie Winkelman (Chief Compliance Officer, Senior Legal Counsel) no longer on Schedule A of S•••• C•••••• G••••• L•• (listed 2024-03-28, absent 2024-05-28)May 28, 2024 · Control person left · inference
- Joseph Daniel Whitcomb (Chief Compliance Officer) appeared on Schedule A of S•••• C•••••• G••••• L••May 28, 2024 · Control person joined · fact
- Joshua Steven Spencer (Partner, General Counsel, Chief Compliance Officer) no longer on Schedule A of S•••• C•••••• G••••• L•• (listed 2024-01-23, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Marcoux Natalie Winkelman (Chief Compliance Officer, Senior Legal Counsel) appeared on Schedule A of S•••• C•••••• G••••• L••Mar 28, 2024 · Control person joined · fact
- Elias Mendoza (Partner, Chief Operating Officer) no longer on Schedule A of S•••• C•••••• G••••• L•• (listed 2023-07-03, absent 2024-01-23)Jan 23, 2024 · Control person left · inference
- Ali Sabina Haq (Chief Compliance Officer, Senior Legal Counsel) no longer on Schedule A of S•••• C•••••• G••••• L•• (listed 2023-03-30, absent 2023-07-03)Jul 3, 2023 · Control person left · inference
- Ali Sabina Haq (Chief Compliance Officer, Senior Legal Counsel) appeared on Schedule A of S•••• C•••••• G••••• L••Mar 30, 2020 · Control person joined · fact
- S•••• C•••••• G••••• L•• reported RAUM $6.2B, up 39% from $4.5B (2018-10-10 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- S•••• C•••••• G••••• L•• reported RAUM $4.5B, up 82% from $2.5B (2017-12-19 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••• C•••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••• C•••••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/S••••CAPITALGROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-231-0095reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026