DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• W••••• M••••••••• L••
Latest filing Feb 2, 2026
First filing on the tape Feb 7, 2012 · 30 filings
SEC status approved since Jun 27, 2011
RAUM
$396M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$387M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$396M as of Feb 2, 2026
Feb 9, 2012$140M then
HNW client RAUM$323M as of Feb 2, 2026
Mar 13, 2018$150M then
State-registered IARs (5.B.3)0 as of Feb 2, 2026
Feb 9, 20120 then
Employees (5.A)3 as of Feb 2, 2026
Mar 25, 20136 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 2 to 0
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$323M82%
- Individuals$63.9M16%
- Pension and profit-sharing plans$9.3M2.4%
- Individual clients
- 98reported
- HNW clients
- 101reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 199reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• J• W••••Chartered Financial Consultant | Dallas, Tx | Jul 13, 2011 | 45 y | 1 |
| J•••• M••••••• H•••••• | Dallas, Tx | Aug 23, 2023 | 11 y | 0 |
| R••• K••• M••••• | Dallas, Tx | Jun 29, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••• K••• M••••• from E•••••••• A•••••••• L••Jun 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- S•••• J• W•••• from F•••••• F•••••••• S•••••••• L••Jul 13, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• S••••• J• · Owner And Chief Compliance Officercontrolsince 06/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 206 to 199Apr 9, 2025 to Feb 2, 2026
- Advisory employees · 2 to 3Apr 9, 2025 to Feb 2, 2026
- HNW clients · 93 to 101Apr 9, 2025 to Feb 2, 2026
- Individual clients · 108 to 98Apr 9, 2025 to Feb 2, 2026
- Pension plan clients · 3 to 2Apr 9, 2025 to Feb 2, 2026
- Insurance-licensed employees · 0 to 3Apr 9, 2025 to Feb 2, 2026
- State-registered IARs · 2 to 0Apr 9, 2025 to Feb 2, 2026
- Discretionary RAUM · $341M to $387MApr 9, 2025 to Feb 2, 2026
- HNW RAUM · $287M to $323MApr 9, 2025 to Feb 2, 2026
- Individual RAUM · $54.5M to $63.9MApr 9, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $2.2M to $9.3MApr 9, 2025 to Feb 2, 2026
- Pension RAUM · $2.2M to $9.3MApr 9, 2025 to Feb 2, 2026
- RAUM · $344M to $396MApr 9, 2025 to Feb 2, 2026
- Financial planning clients · 1-10 to 1-10Feb 11, 2025 to Apr 9, 2025
- Accounts · 191 to 206Aug 7, 2024 to Feb 11, 2025
- Advisory employees · 4 to 2Aug 7, 2024 to Feb 11, 2025
- Charity clients · 0.0 to unsetAug 7, 2024 to Feb 11, 2025
- HNW clients · 86 to 93Aug 7, 2024 to Feb 11, 2025
- Individual clients · 105 to 108Aug 7, 2024 to Feb 11, 2025
- Pension plan clients · unset to 3.0Aug 7, 2024 to Feb 11, 2025
- Employees · 5 to 3Aug 7, 2024 to Feb 11, 2025
- State-registered IARs · 4 to 2Aug 7, 2024 to Feb 11, 2025
- Discretionary RAUM · $303M to $341MAug 7, 2024 to Feb 11, 2025
- HNW RAUM · $238M to $287MAug 7, 2024 to Feb 11, 2025
- Individual RAUM · $68.1M to $54.5MAug 7, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $2.8M to $2.2MAug 7, 2024 to Feb 11, 2025
- Pension RAUM · $0 to $2.2MAug 7, 2024 to Feb 11, 2025
- RAUM · $306M to $344MAug 7, 2024 to Feb 11, 2025
- Accounts · 204 to 191Dec 4, 2023 to Mar 27, 2024
- HNW clients · 92 to 86Dec 4, 2023 to Mar 27, 2024
- Individual clients · 112 to 105Dec 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $259M to $303MDec 4, 2023 to Mar 27, 2024
- HNW RAUM · $236M to $238MDec 4, 2023 to Mar 27, 2024
- Individual RAUM · $28.9M to $68.1MDec 4, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $5.4M to $2.8MDec 4, 2023 to Mar 27, 2024
- RAUM · $265M to $306MDec 4, 2023 to Mar 27, 2024
- Employees · 4 to 5Mar 28, 2023 to Aug 24, 2023
- State-registered IARs · 3 to 4Mar 28, 2023 to Aug 24, 2023
- Accounts · 221 to 204May 3, 2022 to Mar 28, 2023
- Charity clients · 1 to 0May 3, 2022 to Mar 28, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fortune-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-716-8002reportedpublic record, Form ADV, Feb 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026