DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• C•••••• M••••••••• L••
Latest filing Sep 14, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Jun 24, 2011
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$3.1B as of Mar 30, 2026
Mar 30, 2012$310M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)14 as of Mar 30, 2026
Mar 28, 201311 then
Private funds3 as of Mar 30, 2026
Mar 30, 20125 then
RAUM +33% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $283MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $417M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Charitable organizations$82,2990.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 11reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $417M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• | Hedge Fund | $963M | 4 | Mar 28, 2013 |
| N•••••••• C•••••• P••••••• S•• L• | Hedge Fund | $389M | 5 | Mar 30, 2016 |
| N•••••••• C•••••• P••••••• L•••••• P••••••••• | Hedge Fund | $287M | 56 | Mar 30, 2012 |
| N•• R•• L• | Hedge Fund | $278M | 7 | Feb 22, 2021 |
| N•••••••• C•••••• P••••••• C•• L•no longer reported | Hedge Fund | $103M | 11 | Mar 30, 2012 |
| N•• C• L• | Hedge Fund | $89.8M | 5 | Feb 3, 2022 |
| N•• Q• L• | Hedge Fund | $69.1M | 5 | Aug 26, 2019 |
| N•••••••• C•••••• P••••••• I• L•••••• P••••••••• | Hedge Fund | $53.1M | 16 | Mar 30, 2012 |
| S•••no longer reported | Hedge Fund | $16.0M | 1 | Mar 30, 2012 |
| S••• | Hedge Fund | $872,000 | 1 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••• J•••••••• Z•••••• · Membercontrolsince 11/2016 · owns 10% to 25%
- H•••••• W•••••• B• · Managing Membercontrolsince 05/2004 · owns 25% to 50%
- M•••• D•••••• J• · Managing Membercontrolsince 07/2007 · owns 25% to 50%
- V••••••••• D•••••••• ••••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Z••••• Q••••••• · Chief Financial Officercontrolsince 04/2018 · owns less than 5%
Related persons
Schedule D 7.A
- C• G• L••pooled vehicle sponsorn
- N•••••••• C•••••• G•• L••pooled vehicle sponsorn
- R• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 30, 2026 to Sep 14, 2026
- Private funds · 3 to unsetMar 30, 2026 to Sep 14, 2026
- Succession · false to unsetMar 30, 2026 to Sep 14, 2026
- Accounts · 12 to 11Aug 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 10Aug 28, 2025 to Mar 30, 2026
- Assets in custody · $362M to $417MAug 28, 2025 to Mar 30, 2026
- Employees · 15 to 14Aug 28, 2025 to Mar 30, 2026
- Private funds · 4 to 3Aug 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.3B to $3.1BAug 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.3B to $3.1BAug 28, 2025 to Mar 30, 2026
- RAUM · $2.3B to $3.1BAug 28, 2025 to Mar 30, 2026
- Accounts · 11 to 12May 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 11May 29, 2024 to Mar 31, 2025
- Assets in custody · $122M to $362MMay 29, 2024 to Mar 31, 2025
- Employees · 14 to 15May 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 29, 2024 to Mar 31, 2025
- Private funds · 6 to 4May 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $2.3BMay 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.3B to $2.3BMay 29, 2024 to Mar 31, 2025
- RAUM · $2.3B to $2.3BMay 29, 2024 to Mar 31, 2025
- Accounts · 13 to 11Jun 14, 2023 to Mar 28, 2024
- Advisory employees · 7 to 6Jun 14, 2023 to Mar 28, 2024
- Charity clients · unset to 1.0Jun 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 10Jun 14, 2023 to Mar 28, 2024
- Assets in custody · $491M to $122MJun 14, 2023 to Mar 28, 2024
- Employees · 16 to 14Jun 14, 2023 to Mar 28, 2024
- Private funds · 8 to 6Jun 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.5B to $2.3BJun 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.5B to $2.3BJun 14, 2023 to Mar 28, 2024
- RAUM · $2.5B to $2.3BJun 14, 2023 to Mar 28, 2024
- Employees · 17 to 16Jul 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.5B to $2.5BJul 1, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.5B to $2.5BJul 1, 2022 to Mar 30, 2023
- RAUM · $3.5B to $2.5BJul 1, 2022 to Mar 30, 2023
- Accounts · 11 to 13Feb 3, 2022 to Mar 31, 2022
- Advisory employees · 9 to 7Feb 3, 2022 to Mar 31, 2022
- Pooled vehicle clients · 11 to 13Feb 3, 2022 to Mar 31, 2022
- Assets in custody · $845M to $491MFeb 3, 2022 to Mar 31, 2022
- Employees · 19 to 17Feb 3, 2022 to Mar 31, 2022
- Discretionary RAUM · $4.2B to $3.5BFeb 3, 2022 to Mar 31, 2022
Signals
10 dated events
- N•••••••• C•••••• M••••••••• L•• reported RAUM $3.1B, up 33% from $2.3B (2025-08-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- N•••••••• C•••••• M••••••••• L•• reported RAUM $2.5B, down 30% from $3.5B (2022-07-01 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Paul Rehm (Chief Operating Officer) no longer on Schedule A of N•••••••• C•••••• M••••••••• L•• (listed 2022-07-01, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Demetrios (Taki) Vasilakis (Chief Compliance Officer) appeared on Schedule A of N•••••••• C•••••• M••••••••• L••Feb 3, 2022 · Control person joined · fact
- N•••••••• C•••••• M••••••••• L•• reported RAUM $4.2B, up 31% from $3.2B (2021-02-22 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- N•••••••• C•••••• M••••••••• L•• reported RAUM $3.2B, up 47% from $2.2B (2019-08-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- N•••••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 30% from $1.7B (2018-04-13 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Harris Steven B•••• (Manager) no longer on Schedule A of N•••••••• C•••••• M••••••••• L•• (listed 2018-04-13, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- R•••• S•••• B•••• (Manager) no longer on Schedule A of N•••••••• C•••••• M••••••••• L•• (listed 2018-04-13, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- N•••••••• C•••••• M••••••••• L•• reported RAUM $1.7B, up 56% from $1.1B (2017-04-27 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- N••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-909-6430reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026