DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••••••• C•••••• P••••••• I• L•••••• P•••••••••
Gross asset value
$53.1M
as of Jun 14, 2023; not a fund size
Peak GAV
$621M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
63%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
25 filings
Mar 30, 2012 to Jun 14, 2023
Reporting history
one row per Form ADV filing
Gross asset value$53.1M as of Jun 14, 2023
Mar 30, 2012$137M then
Owners16 as of Jun 14, 2023
Mar 30, 201231 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-149696reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnp ParibasNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 63%reportedadviser and related persons