DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Dallas, TexasCRD 158083SEC 801-73441websiteIAPD
Latest filing Feb 25, 2026
First filing on the tape Feb 13, 2012 · 27 filings
SEC status approved since Mar 28, 2012
RAUM
$1.3B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
20
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.3B as of Feb 25, 2026
Feb 6, 2013$237M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 25, 2026
Feb 6, 20130 then
Employees (5.A)20 as of Feb 25, 2026
Feb 6, 201312 then
Private funds10 as of Feb 25, 2026
Feb 6, 20133 then
RAUM +12% over the last fiscal year+0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$128MderivedRAUM over accounts (5.F.2.f)
Discretionary
85%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
20.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$10.5M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
  • the adviser acts as qualified custodian (9.D.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.3B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$10.5M for 10 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• S•••• Y••••••Dallas, TxMar 28, 201218 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• •••• J•••• A•••••••• · Managing Membercontrol
        since 12/2007 · owns less than 5%
      • P•••••• J•••••••• S•••• · Managing Membercontrol
        since 12/2007 · owns 10% to 25%
      • Y••••••• J••••••• S•••• · Managing Membercontrol
        since 12/2007 · owns 10% to 25%
      • H•••• ••••• J•••• A•••••••• · Shareholdercontrol
        since 12/2003 · owns 25% to 50% of J•• C•••••• C•••••••••
      • H•••• •••• J•••• A•••••••• · Co-Trusteecontrol
        since 01/2008 · owns 25% to 50% of J•• I••••••••• L••
      • H•••• •••• J•••• A•••••••• · Shareholdercontrol
        since 12/2003 · owns 25% to 50% of J•• C•••••• C•••••••••
      • H••••• P••••• T•••••••• · Co-Trusteecontrol
        since 01/2008 · owns 25% to 50% of Jph Investments
      • V•••••• J••••• R•••••• · Chief Compliance Officer; Chief Financial Officer
        since 04/2008 · owns less than 5%
      Entity owners
      • J••• A• H•••• • C••• L•• · Member
        direct · owns 25% to 50%
      • J•• I••••••••• L•• · Member
        direct · owns 25% to 50%
      • J•• C•••••• C••••••••• · General Partner
        indirect · owns F of J••• A• H•••• • C••• L••
      • C••••••••• S•••• T•••••••• R••••••••• S••••• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • J••• A• H•••• • C••••••• L••
        investment companyy
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 40 to 10
        Mar 4, 2025 to Feb 25, 2026
      • Advisory employees · 15 to 13
        Mar 4, 2025 to Feb 25, 2026
      • Pooled vehicle clients · 9 to 10
        Mar 4, 2025 to Feb 25, 2026
      • Assets in custody · $8.2M to $10.5M
        Mar 4, 2025 to Feb 25, 2026
      • Discretionary RAUM · $950M to $1.1B
        Mar 4, 2025 to Feb 25, 2026
      • Non-discretionary RAUM · $196M to $189M
        Mar 4, 2025 to Feb 25, 2026
      • Pooled vehicle RAUM · $1.1B to $1.3B
        Mar 4, 2025 to Feb 25, 2026
      • RAUM · $1.1B to $1.3B
        Mar 4, 2025 to Feb 25, 2026
      • Accounts · 36 to 40
        Feb 21, 2024 to Mar 4, 2025
      • Advisory employees · 18 to 15
        Feb 21, 2024 to Mar 4, 2025
      • Pooled vehicle clients · 8 to 9
        Feb 21, 2024 to Mar 4, 2025
      • Assets in custody · $18.5M to $8.2M
        Feb 21, 2024 to Mar 4, 2025
      • Employees · 24 to 20
        Feb 21, 2024 to Mar 4, 2025
      • Financial planning clients · unset to
        Feb 21, 2024 to Mar 4, 2025
      • Private funds · 8 to 10
        Feb 21, 2024 to Mar 4, 2025
      • Discretionary RAUM · $984M to $950M
        Feb 21, 2024 to Mar 4, 2025
      • Non-discretionary RAUM · $210M to $196M
        Feb 21, 2024 to Mar 4, 2025
      • Pooled vehicle RAUM · $1.2B to $1.1B
        Feb 21, 2024 to Mar 4, 2025
      • RAUM · $1.2B to $1.1B
        Feb 21, 2024 to Mar 4, 2025
      • Accounts · 7 to 36
        Mar 6, 2023 to Feb 21, 2024
      • Pooled vehicle clients · 7 to 8
        Mar 6, 2023 to Feb 21, 2024
      • Assets in custody · $20.3M to $18.5M
        Mar 6, 2023 to Feb 21, 2024
      • Employees · 22 to 24
        Mar 6, 2023 to Feb 21, 2024
      • Private funds · 7 to 8
        Mar 6, 2023 to Feb 21, 2024
      • Discretionary RAUM · $1000M to $984M
        Mar 6, 2023 to Feb 21, 2024
      • Non-discretionary RAUM · $271M to $210M
        Mar 6, 2023 to Feb 21, 2024
      • Pooled vehicle RAUM · $1.3B to $1.2B
        Mar 6, 2023 to Feb 21, 2024
      • RAUM · $1.3B to $1.2B
        Mar 6, 2023 to Feb 21, 2024
      • Accounts · 6 to 7
        Oct 12, 2022 to Mar 6, 2023
      • Advisory employees · 14 to 18
        Oct 12, 2022 to Mar 6, 2023
      • Pooled vehicle clients · 6 to 7
        Oct 12, 2022 to Mar 6, 2023
      • Assets in custody · $7.1M to $20.3M
        Oct 12, 2022 to Mar 6, 2023
      • Employees · 21 to 22
        Oct 12, 2022 to Mar 6, 2023
      • Discretionary RAUM · $1.1B to $1000M
        Oct 12, 2022 to Mar 6, 2023
      • Non-discretionary RAUM · $147M to $271M
        Oct 12, 2022 to Mar 6, 2023
      • Pooled vehicle RAUM · $1.3B to $1.3B
        Oct 12, 2022 to Mar 6, 2023
      • RAUM · $1.3B to $1.3B
        Oct 12, 2022 to Mar 6, 2023
      • Private funds · 6 to 7
        Mar 3, 2022 to Mar 31, 2022
      • Accounts · 7 to 6
        Mar 2, 2021 to Mar 3, 2022
      • Pooled vehicle clients · 7 to 6
        Mar 2, 2021 to Mar 3, 2022
      Signals
      2 dated events
      • T•••••• M••••••••• L•• reported RAUM $1.3B, up 69% from $793.8M (2020-03-06 to 2021-03-02)
        Mar 2, 2021 · RAUM change · derived
      • T•••••• C•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 4, 2015 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      TRIGATECAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      214-615-3355reportedpublic record, Form ADV, Feb 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $1.3Bderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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