DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••• H•••••• I•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 158106SEC 801-74023websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 33 filings
SEC status approved since Mar 30, 2012
RAUM
$678M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
21
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$678M as of Mar 27, 2026
Mar 28, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)27 as of Mar 27, 2026
Mar 28, 201350 then
Private funds21 as of Mar 27, 2026
Mar 28, 201316 then
RAUM +44% over the last fiscal year-7.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$32.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+44%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$362M, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$678M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$362M for 21 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      32 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• B••••••• C••••• F••• I•• L•••Private Equity Fund$246M104Mar 27, 2020
      C••••• H••••• P••••••• V• L•••Private Equity Fund$103M47Feb 14, 2012
      T•• B••••••• C••••• F•••• L•••Private Equity Fund$97.9M45Jun 24, 2015
      C••••• H••••• P••••••• I••• L•••no longer reportedPrivate Equity Fund$42.3M47Feb 14, 2012
      C•••• I• W••••••••• L•••no longer reportedPrivate Equity Fund$32.9M32Feb 14, 2012
      B••••••• T•• H••• F••••••••• B•••••• L•Private Equity Fund$31.1M12Mar 30, 2021
      C••••• H••••• S•• P•••••••• L•••Private Equity Fund$29.6M9Mar 27, 2020
      C••••• H••••• A••••••••• M•••••••• P••••••• I• U•• L••••••no longer reportedPrivate Equity Fund$25.5M41Feb 14, 2012
      C•• V• A•• H••••••• L•Private Equity Fund$23.1M47Mar 28, 2013
      C••••• H••••• B•• P•••••••• L•••Private Equity Fund$20.1M14Oct 24, 2023
      C•••• I• W•••••••• C••••••••• U•••no longer reportedPrivate Equity Fund$18.4M23Feb 14, 2012
      C•• V• S• C••••••••• L•Private Equity Fund$9.7M17Mar 31, 2014
      B••••••• T•• H••• G•• B•••••• L•Private Equity Fund$9.6M12Mar 26, 2024
      B••••••• T•• H••• L•••••••• I••••••••• B•••••• L•••Private Equity Fund$7.6M12Mar 29, 2022
      T•••• D••••••• B•••••• L•••Private Equity Fund$6.3M12Mar 27, 2020
      T•• T•• H••• ••••••••• L•••no longer reportedPrivate Equity Fund$5.6M12Mar 29, 2019
      C•••• I• W•••••••• A••••••••• L•••no longer reportedPrivate Equity Fund$3.5M66Feb 14, 2012
      B••••••• T•• H••• F••••• B•••••• L•Private Equity Fund$3.4M13Mar 26, 2024
      C••••• H••••• P••••••• I•• L•••Private Equity Fund$2.0M2Feb 14, 2012
      C••••• H••••• P••••••• V• A••••••••• L•••Private Equity Fund$1.8M40Feb 14, 2012
      C•• V• A•• P••• 2• L•••Private Equity Fund$1.3M29Mar 28, 2013
      C••••• H••••• A••••••••• I••• L•••no longer reportedPrivate Equity Fund$875,81038Feb 14, 2012
      C••••• H••••• P••••••• V• Q•• L•••Private Equity Fund$860,07922Feb 14, 2012
      C••••• H••••• O••••••• P••••••• I••• L•••no longer reportedPrivate Equity Fund$833,9192Feb 14, 2012
      C•• V• Q• A•• L•Private Equity Fund$723,17522Mar 28, 2013
      C••••• H••••• O••••••• P••••••• I•• L•••Private Equity Fund$640,8002Feb 14, 2012
      C•• V• A••••••••• A•• L•Private Equity Fund$504,59440Mar 28, 2013
      F••••••• F•••• F••••• F•••• L••no longer reportedPrivate Equity Fund$134,26713Feb 14, 2012
      C••••• H••••• A••••••••• I• • A•• L•••Private Equity Fund$3,0722Feb 14, 2012
      F••••••• A••••••••• I•• L•••Private Equity Fund$2,0022Feb 14, 2012
      C••••• H••••• A••••••••• I• • Q•• L•••Private Equity Fund$2002Feb 14, 2012
      C••••• H••••• A•• P•••••••• L•••Private Equity Fund$00Aug 20, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• J•••• K••• · Ceo, Chairman Of The Board Of Directors, Shareh•••Ercontrol
        since 04/1987 · owns 75% or more
      • C•••••• D••••• A•••••••• · Sr. Vice President, Treasurer, Chief Administrative Officer, Member Of The Board Of Directors
        since 07/2018 · owns less than 5%
      • P•••••••• D••••• B• · Sr. Managing Director, Chief Compliance Officer, Sr. Vice President, Secretary, Vice Chairman Of The Board Of Directors
        since 05/2017 · owns less than 5%
      • R••••••••• J••••• A•••••••• · Chief Financial Officer, Sr. Vice President
        since 07/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • B• G•• L••
        investment adviserpooled vehicle sponsorn
      • B••••••• C••••• A••••••••• I•• L•••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• A•• G•• C••••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• A••••••••• I• • L•••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• A••••••••• I• • L••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• A••••••••• M•••••••• A••••••••• I•• L••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• A••••••••• M•••••••• P••••••• P•• L••••••
        investment adviserpooled vehicle sponsory
      • C••••• H••••• P••••••• V• A••••••••• L•••
        investment adviserpooled vehicle sponsorn
      • C••••• H••••• S•• G•• L••
        investment adviserpooled vehicle sponsorn
      • C•••• P•••••• E••••• P•• L•••
        investment adviserpooled vehicle sponsory
      • C•• V• A•• G• L•••
        investment adviserpooled vehicle sponsorn
      • C•• V• A•• S•• L•••
        investment adviserpooled vehicle sponsorn
      • C••• F•••••••• S••••••• P•• L••
        investment adviserpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Boca Raton, FL4 employees
      • Palm Beach, FL2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 21
        Nov 19, 2025 to Mar 27, 2026
      • Pooled vehicle clients · 19 to 21
        Nov 19, 2025 to Mar 27, 2026
      • Assets in custody · $368M to $362M
        Nov 19, 2025 to Mar 27, 2026
      • Employees · 21 to 27
        Nov 19, 2025 to Mar 27, 2026
      • Private funds · 19 to 21
        Nov 19, 2025 to Mar 27, 2026
      • Discretionary RAUM · $471M to $678M
        Nov 19, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $471M to $678M
        Nov 19, 2025 to Mar 27, 2026
      • RAUM · $471M to $678M
        Nov 19, 2025 to Mar 27, 2026
      • Accounts · 18 to 19
        Apr 29, 2025 to Nov 19, 2025
      • Pooled vehicle clients · 18 to 19
        Apr 29, 2025 to Nov 19, 2025
      • Private funds · 18 to 19
        Apr 29, 2025 to Nov 19, 2025
      • Accounts · 22 to 18
        Aug 20, 2024 to Apr 29, 2025
      • Advisory employees · 14 to 11
        Aug 20, 2024 to Apr 29, 2025
      • Pooled vehicle clients · 22 to 18
        Aug 20, 2024 to Apr 29, 2025
      • Assets in custody · $344M to $368M
        Aug 20, 2024 to Apr 29, 2025
      • Financial planning clients · unset to
        Aug 20, 2024 to Apr 29, 2025
      • Private funds · 23 to 18
        Aug 20, 2024 to Apr 29, 2025
      • Discretionary RAUM · $600M to $471M
        Aug 20, 2024 to Apr 29, 2025
      • Pooled vehicle RAUM · $600M to $471M
        Aug 20, 2024 to Apr 29, 2025
      • RAUM · $600M to $471M
        Aug 20, 2024 to Apr 29, 2025
      • Other offices · 3 to 2
        Mar 26, 2024 to Aug 20, 2024
      • Private funds · 22 to 23
        Mar 26, 2024 to Aug 20, 2024
      • Accounts · 20 to 22
        Jan 4, 2024 to Mar 26, 2024
      • Pooled vehicle clients · 20 to 22
        Jan 4, 2024 to Mar 26, 2024
      • Assets in custody · $433M to $344M
        Jan 4, 2024 to Mar 26, 2024
      • Private funds · 20 to 22
        Jan 4, 2024 to Mar 26, 2024
      • Discretionary RAUM · $862M to $600M
        Jan 4, 2024 to Mar 26, 2024
      • Pooled vehicle RAUM · $862M to $600M
        Jan 4, 2024 to Mar 26, 2024
      • RAUM · $862M to $600M
        Jan 4, 2024 to Mar 26, 2024
      • Accounts · 19 to 20
        Mar 30, 2023 to Oct 24, 2023
      • Pooled vehicle clients · 19 to 20
        Mar 30, 2023 to Oct 24, 2023
      • Other offices · 2 to 3
        Mar 30, 2023 to Oct 24, 2023
      • Private funds · 19 to 20
        Mar 30, 2023 to Oct 24, 2023
      • Discretionary RAUM · $842M to $862M
        Mar 30, 2023 to Oct 24, 2023
      • Pooled vehicle RAUM · $842M to $862M
        Mar 30, 2023 to Oct 24, 2023
      • RAUM · $842M to $862M
        Mar 30, 2023 to Oct 24, 2023
      • Assets in custody · $515M to $433M
        Mar 29, 2022 to Mar 30, 2023
      • Other offices · 1 to 2
        Mar 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $951M to $842M
        Mar 29, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $951M to $842M
        Mar 29, 2022 to Mar 30, 2023
      Signals
      2 dated events
      • C••••• H•••••• I••• reported RAUM $678.0M, up 44% from $471.1M (2025-11-19 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • C••••• H•••••• I••• reported RAUM $600.0M, down 30% from $861.8M (2024-01-04 to 2024-03-26)
        Mar 26, 2024 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/B•••••••-C•••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      LINKEDIN.COM/COMPANY/C•••••-H•••••reportedpublic record, Form ADV, Sep 18, 2026
      Website
      C•••••H•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-644-8600reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026