DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• I• W•••••••• A••••••••• L•••
Gross asset value
$3.5M
as of Aug 8, 2018; not a fund size
Peak GAV
$12.4M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
17%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
9%
Reported
19 filings
Feb 14, 2012 to Aug 8, 2018
Reporting history
one row per Form ADV filing
Gross asset value$3.5M as of Aug 8, 2018
Feb 14, 2012$12.3M then
Owners66 as of Aug 8, 2018
Feb 14, 201265 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-82508reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- CitiNew York, New York
- Citizens BankRiverside, Rhode Island
Across DFX
shared identifiers only
- C•••• I• W•••••••• A••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 17%reportedadviser and related persons