DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Rcg Longview
Legal name Rcg Longview Partners II, LLC
Latest filing May 17, 2017
First filing on the tape Feb 14, 2012 · 11 filings
RAUM
$49.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$49.4M gross assets
History
11 filings and snapshots on the tape
RAUM$49.4M as of Mar 28, 2017
Mar 28, 2013$50.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2017
Mar 28, 20130 then
Employees (5.A)17 as of Mar 28, 2017
Mar 28, 201320 then
Private funds1 as of Mar 28, 2017
Mar 28, 20131 then
RAUM +12% over the last fiscal year-1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 17, 2017; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $49.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.4M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Irwin Jay Anderson · Membercontrolsince 01/2004 · owns 10% to 25%
- M Jonathan Estreich · Membercontrolsince 01/2004 · owns 10% to 25%
- J Jeffrey Feil · Membercontrolsince 01/2004 · owns 10% to 25%
- L Morton Olshan · Membercontrolsince 01/2004 · owns 5% to 10%
- L Richard Gorsky · Managing Directorsince 11/2007 · owns less than 5%
- Christopher Mccarthy · Chief Financial Officersince 12/2008 · owns less than 5%
- J.S. Andrea Sayago · Chief Compliance Officersince 01/2015 · owns less than 5%
Entity owners
- Rcg Re Manager, LLC · Memberdirect · owns 50% to 75%
- Cowen Inc. · Memberindirect · owns 75% or more of Cowen Investment Management LLC · public reporting company
- Cowen Investment Management LLC · Memberindirect · owns 75% or more of Rcg Re Manager, LLC
Related persons
Schedule D 7.A
- Atm Execution LLCbroker-dealern
- Caerus Investors Gp, LLCpooled vehicle sponsorn
- Caerus Investors, LLCinvestment advisernRAUM $218M
- Cowen Advisors LLCinvestment advisern
- Cowen And Company, LLCbroker-dealern
- Cowen Healthcare Investments II Gp LLCpooled vehicle sponsorn
- Cowen International Limitedbroker-dealern
- Ramius Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $489M
- Cowen Investment Management LLCinvestment adviserpooled vehicle sponsornRAUM $2.1B
- Cowen Prime Advisorsbroker-dealerinvestment advisernRAUM $359M
- Cowen Private Investments Gp LLCbankpooled vehicle sponsorn
- Cowen Trading Strategies LLCinvestment adviserpooled vehicle sponsorn
- Hcr H.O.P. Fund Gp, LLCpooled vehicle sponsorn
- Hcr Stafford Fund Gp, LLCpooled vehicle sponsorn
- Hcrm Mgs Account Management, LLCinvestment advisern
- Hcrp Overflow Fund Gp, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp II, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp III, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp, LLCpooled vehicle sponsorn
- Healthcare Royalty Management, LLCinvestment advisernRAUM $3.8B
- Quadratic Capital Management LLCinvestment adviserbanknRAUM $508M
- Ramius Uk Limitedinvestment advisern
- Rcg Flats Manager LLCpooled vehicle sponsorn
- Rcg Longviewinvestment advisernRAUM $130M
- Rcg Longview Debt Fund IV Pa Psers Gp, LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund IV Partners LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund V Partners LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund Vi Partners, LLCpooled vehicle sponsorn
- Rcg Longviewinvestment advisernRAUM $398M
- Rcg Longview Equity Partners LLCpooled vehicle sponsorn
Advisers that list Rcg Longview as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $44.3M to $49.4MMar 28, 2016 to Mar 28, 2017
- Discretionary RAUM · $44.3M to $49.4MMar 28, 2016 to Mar 28, 2017
- RAUM · $44.3M to $49.4MMar 28, 2016 to Mar 28, 2017
- Advisory employees · 10 to 11Mar 26, 2015 to Mar 28, 2016
- BD registered reps · 1 to 0Mar 26, 2015 to Mar 28, 2016
- Assets in custody · $47.5M to $44.3MMar 26, 2015 to Mar 28, 2016
- Employees · 25 to 17Mar 26, 2015 to Mar 28, 2016
- Discretionary RAUM · $47.5M to $44.3MMar 26, 2015 to Mar 28, 2016
- RAUM · $47.5M to $44.3MMar 26, 2015 to Mar 28, 2016
- BD registered reps · 0 to 1Mar 31, 2014 to Mar 26, 2015
- Assets in custody · $51.0M to $47.5MMar 31, 2014 to Mar 26, 2015
- Employees · 19 to 25Mar 31, 2014 to Mar 26, 2015
- Discretionary RAUM · $51.0M to $47.5MMar 31, 2014 to Mar 26, 2015
- RAUM · $51.0M to $47.5MMar 31, 2014 to Mar 26, 2015
- Advisory employees · 15 to 10Mar 28, 2013 to Mar 31, 2014
- Assets in custody · $292M to $51.0MMar 28, 2013 to Mar 31, 2014
- Employees · 20 to 19Mar 28, 2013 to Mar 31, 2014
- Discretionary RAUM · $50.3M to $51.0MMar 28, 2013 to Mar 31, 2014
- RAUM · $50.3M to $51.0MMar 28, 2013 to Mar 31, 2014
- Advisory employees · unset to 15.0Mar 14, 2012 to Mar 28, 2013
- BD registered reps · unset to 0.0Mar 14, 2012 to Mar 28, 2013
- Employees · unset to 20.0Mar 14, 2012 to Mar 28, 2013
- State-registered IARs · unset to 0.0Mar 14, 2012 to Mar 28, 2013
- Discretionary RAUM · $292M to $50.3MMar 14, 2012 to Mar 28, 2013
- RAUM · $292M to $50.3MMar 14, 2012 to Mar 28, 2013
- Related bank · false to trueMar 14, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Rcg Longview is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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