DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Rcg Longview
Legal name Rcg Longview Debt Fund IV Management, LLC
Latest filing May 17, 2017
First filing on the tape Feb 14, 2012 · 9 filings
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$130M gross assets
History
9 filings and snapshots on the tape
RAUM$130M as of Mar 29, 2017
Mar 28, 2013$601M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2017
Mar 28, 20130 then
Employees (5.A)17 as of Mar 29, 2017
Mar 28, 201320 then
Private funds1 as of Mar 29, 2017
Mar 28, 20131 then
RAUM -65% over the last fiscal year-41% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 17, 2017; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -65%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Michael Boxer · Membercontrolsince 12/2014 · owns 5% to 10%
- Irwin Jay Anderson · Membercontrolsince 11/2007 · owns 75% or more of Rcg Anderson Opportunity Fund, LLC
- M Jonathan Estreich · Membercontrolsince 11/2007 · owns 75% or more of Rcg Estreich Opportunity Fund, LLC
- J Jeffrey Feil · Membercontrolsince 11/2007 · owns 75% or more of Rcg Jfeil Opportunity Fund, LLC
- L Morton Olshan · Membercontrolsince 11/2007 · owns 75% or more of O Rcgl Debt IV Gp, LLC
- L Richard Gorsky · Managing Directorsince 11/2007 · owns less than 5%
- Christopher Mccarthy · Chief Financial Officersince 12/2008 · owns less than 5%
- Dean Ravosa · Managing Directorsince 04/2008 · owns less than 5%
- J.S. Andrea Sayago · Chief Compliance Officersince 01/2015 · owns less than 5%
Entity owners
- O Rcgl Debt IV Gp, LLC · Managing Memberdirect · owns 5% to 10%
- Rcg Anderson Opportunity Fund, LLC · Managing Memberdirect · owns 10% to 25%
- Rcg Estreich Opportunity Fund, LLC · Managing Memberdirect · owns 10% to 25%
- Rcg Jfeil Opportunity Fund, LLC · Managing Memberdirect · owns 10% to 25%
- Rcg Re Manager · Managing Memberdirect · owns 25% to 50% · public reporting company
- Cowen Inc. · Memberindirect · owns 75% or more of Cowen Investment Management LLC · public reporting company
- Cowen Investment Management LLC · Memberindirect · owns 75% or more of Rcg Re Manager, LLC
Related persons
Schedule D 7.A
- Atm Execution LLCbroker-dealern
- Caerus Investors Gp, LLCpooled vehicle sponsorn
- Caerus Investors, LLCinvestment adviserbanknRAUM $218M
- Cowen Advisors LLCinvestment advisern
- Cowen And Company, LLCbroker-dealern
- Cowen Healthcare Investments II Gp LLCpooled vehicle sponsorn
- Cowen International Limitedbroker-dealern
- Ramius Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $489M
- Cowen Investment Management LLCinvestment adviseryRAUM $2.1B
- Cowen Prime Advisorsbroker-dealerinvestment advisernRAUM $359M
- Cowen Private Investments Gp LLCbankpooled vehicle sponsorn
- Cowen Trading Strategies LLCinvestment adviserpooled vehicle sponsorn
- Hcr H.O.P. Fund Gp, LLCpooled vehicle sponsorn
- Hcr Stafford Fund Gp, LLCpooled vehicle sponsorn
- Hcrp Mgs Account Management, LLCinvestment advisern
- Hcrp Overflow Fund Gp, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp II, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp III, LLCpooled vehicle sponsorn
- Healthcare Royalty Gp, LLCpooled vehicle sponsorn
- Healthcare Royalty Management, LLCinvestment advisernRAUM $3.8B
- Margate Capital Management LLCbankpooled vehicle sponsorn
- Margate Capital Management, LPinvestment adviserbanknRAUM $117M
- Quadratic Capital Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $508M
- Ramius Uk Limitedinvestment advisern
- Rcg Flats Manager LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund IV Pa Psers Gp, LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund IV Partners, LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund V Partners, LLCpooled vehicle sponsorn
- Rcg Longview Debt Fund Vi Partners, LLCpooled vehicle sponsorn
- Rcg Longviewinvestment advisernRAUM $398M
Advisers that list Rcg Longview as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 28, 2016 to Mar 29, 2017
- Discretionary RAUM · $372M to $130MMar 28, 2016 to Mar 29, 2017
- RAUM · $372M to $130MMar 28, 2016 to Mar 29, 2017
- Advisory employees · 10 to 11Mar 26, 2015 to Mar 28, 2016
- BD registered reps · 1 to 0Mar 26, 2015 to Mar 28, 2016
- Employees · 25 to 17Mar 26, 2015 to Mar 28, 2016
- Discretionary RAUM · $376M to $372MMar 26, 2015 to Mar 28, 2016
- RAUM · $376M to $372MMar 26, 2015 to Mar 28, 2016
- BD registered reps · 0 to 1Mar 27, 2014 to Mar 26, 2015
- Custody of client assets · false to trueMar 27, 2014 to Mar 26, 2015
- Employees · 19 to 25Mar 27, 2014 to Mar 26, 2015
- Discretionary RAUM · $632M to $376MMar 27, 2014 to Mar 26, 2015
- RAUM · $632M to $376MMar 27, 2014 to Mar 26, 2015
- Advisory employees · 15 to 10Mar 28, 2013 to Mar 27, 2014
- Employees · 20 to 19Mar 28, 2013 to Mar 27, 2014
- Discretionary RAUM · $601M to $632MMar 28, 2013 to Mar 27, 2014
- RAUM · $601M to $632MMar 28, 2013 to Mar 27, 2014
- Advisory employees · unset to 15.0Mar 14, 2012 to Mar 28, 2013
- BD registered reps · unset to 0.0Mar 14, 2012 to Mar 28, 2013
- Employees · unset to 20.0Mar 14, 2012 to Mar 28, 2013
- State-registered IARs · unset to 0.0Mar 14, 2012 to Mar 28, 2013
- Discretionary RAUM · $603M to $601MMar 14, 2012 to Mar 28, 2013
- RAUM · $603M to $601MMar 14, 2012 to Mar 28, 2013
- Related bank · false to trueMar 14, 2012 to Mar 28, 2013
- Business name · RCG LOVGVIEW to RCG LONGVIEWFeb 14, 2012 to Mar 14, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Rcg Longview is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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