DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Genesis Wealth Advisors, LLC
Latest filing Feb 13, 2026
First filing on the tape Mar 1, 2012 · 33 filings
SEC status approved since Aug 1, 2011
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$195M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$33.3M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$200M as of Feb 13, 2026
Mar 1, 2012$114M then
HNW client RAUM$130M as of Feb 13, 2026
Mar 25, 2018$102M then
State-registered IARs (5.B.3)6 as of Feb 13, 2026
Feb 25, 20133 then
Employees (5.A)7 as of Feb 13, 2026
Feb 25, 20136 then
Private funds: no history
RAUM +14% over the last fiscal year+6.8% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $33.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $354,741derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $11.2M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$130M65%
- Individuals$64.6M32%
- Charitable organizations$2.7M1.4%
- Pension and profit-sharing plans$2.3M1.2%
- Individual clients
- 174reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 564reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.2M for 5 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas L.M. De PeysterCertified Financial Planner, Chartered Financial Analyst | Stoughton, Ma | Aug 3, 2011 | 25 y | 3 |
| Paul Francis DuvalChartered Financial Consultant | Stoughton, Ma | Aug 3, 2011 | 36 y | 2 |
| Arthur Michael Debenedictis | Wakefield, Ma | Aug 3, 2011 | 37 y | 2 |
| Paul Floyd Stone | Stoughton, Ma | Sep 23, 2013 | 27 y | 0 |
| Daniel Joseph Duval | Stoughton, Ma | Mar 21, 2014 | 13 y | 0 |
| Adrian BaldeonCertified Financial Planner | Braintree, Ma | Mar 13, 2023 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Bradley David Towle to Summit Wealth Partners, LLCFeb 29, 2012 · Other
Joined, latest
- Adrian Baldeon from Rwa Wealth PartnersMar 13, 2023 · RIA to RIA
- Bradley David Towle from Genesis Capital Advisors, Inc.Sep 21, 2011 · Other
- Paul Francis Duval from Commonwealth Financial NetworkAug 3, 2011 · Other
- Nicholas L.M. De Peyster from Genesis Capital Advisors, Inc.Aug 3, 2011 · Other
- Arthur Michael Debenedictis from Commonwealth Financial NetworkAug 3, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L.M. Nicholas De Peyster · Cio & Managing Directorcontrolsince 06/2011 · owns less than 5%
- Joseph Daniel Duval · Chief Compliance Officercontrolsince 07/2019 · owns 5% to 10%
- Francis Paul Duval · Presidentcontrolsince 06/2011 · owns 75% or more
- Floyd Paul Stone · Manager, Business Developmentsince 07/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
- Arthur Debenedictis, Cpainsurancen
Advisers that list Genesis Wealth Advisors, LLC as a related person
- 128270 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stoughton, Ma | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Melrose, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 544 to 564Jan 28, 2025 to Feb 13, 2026
- HNW clients · 55 to 57Jan 28, 2025 to Feb 13, 2026
- Assets in custody · $2.1M to $11.2MJan 28, 2025 to Feb 13, 2026
- Discretionary RAUM · $175M to $200MJan 28, 2025 to Feb 13, 2026
- HNW RAUM · $115M to $130MJan 28, 2025 to Feb 13, 2026
- Individual RAUM · $55.8M to $64.6MJan 28, 2025 to Feb 13, 2026
- Pension RAUM · $2.4M to $2.3MJan 28, 2025 to Feb 13, 2026
- RAUM · $175M to $200MJan 28, 2025 to Feb 13, 2026
- Accounts · 578 to 544Jan 23, 2024 to Jan 28, 2025
- Advisory activities · 4 to 3Jan 23, 2024 to Jan 28, 2025
- HNW clients · 47 to 55Jan 23, 2024 to Jan 28, 2025
- Individual clients · 186 to 174Jan 23, 2024 to Jan 28, 2025
- Assets in custody · $2.0M to $2.1MJan 23, 2024 to Jan 28, 2025
- Financial planning clients · 101-250 to 101-250Jan 23, 2024 to Jan 28, 2025
- Discretionary RAUM · $177M to $175MJan 23, 2024 to Jan 28, 2025
- HNW RAUM · $110M to $115MJan 23, 2024 to Jan 28, 2025
- Individual RAUM · $62.8M to $55.8MJan 23, 2024 to Jan 28, 2025
- Pension RAUM · $816,788 to $2.4MJan 23, 2024 to Jan 28, 2025
- RAUM · $177M to $175MJan 23, 2024 to Jan 28, 2025
- Accounts · 635 to 578Mar 28, 2023 to Jan 23, 2024
- Advisory employees · 8 to 6Mar 28, 2023 to Jan 23, 2024
- HNW clients · 55 to 47Mar 28, 2023 to Jan 23, 2024
- Individual clients · 208 to 186Mar 28, 2023 to Jan 23, 2024
- Assets in custody · $1.7M to $2.0MMar 28, 2023 to Jan 23, 2024
- Employees · 9 to 7Mar 28, 2023 to Jan 23, 2024
- State-registered IARs · 8 to 6Mar 28, 2023 to Jan 23, 2024
- Discretionary RAUM · $164M to $177MMar 28, 2023 to Jan 23, 2024
- HNW RAUM · $104M to $110MMar 28, 2023 to Jan 23, 2024
- Individual RAUM · $59.1M to $62.8MMar 28, 2023 to Jan 23, 2024
- Pension RAUM · unset to 816788.0Mar 28, 2023 to Jan 23, 2024
- RAUM · $164M to $177MMar 28, 2023 to Jan 23, 2024
- Accounts · 648 to 635Mar 14, 2022 to Mar 6, 2023
- Advisory employees · 7 to 8Mar 14, 2022 to Mar 6, 2023
- HNW clients · 71 to 55Mar 14, 2022 to Mar 6, 2023
- Individual clients · 178 to 208Mar 14, 2022 to Mar 6, 2023
- Assets in custody · $1.5M to $1.7MMar 14, 2022 to Mar 6, 2023
- Employees · 8 to 9Mar 14, 2022 to Mar 6, 2023
- State-registered IARs · 7 to 8Mar 14, 2022 to Mar 6, 2023
- Other offices · 0 to 1Mar 14, 2022 to Mar 6, 2023
- Discretionary RAUM · $211M to $164MMar 14, 2022 to Mar 6, 2023
Signals
1 dated events
- Charles Ronald Aines (Vice President/Member) no longer on Schedule A of Genesis Wealth Advisors, Llc (listed 2019-03-10, absent 2019-07-09)Jul 9, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@genesisadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 781-344-1179reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-245-7526reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GENESIS-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GENESISADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-344-1023reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- genesisadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- genesisadvisors.com/team-biosreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026