DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Quintium Advisors, LLC

Former SEC-registered adviserKnoxville, TennesseeCRD 158424SEC 801-72668IAPD
Latest filing Mar 30, 2015
First filing on the tape Mar 29, 2012 · 6 filings
RAUM
$209M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$21.9M gross assets
History
6 filings and snapshots on the tape
RAUM$209M as of Mar 30, 2015
Mar 29, 2012$95.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2015
Mar 29, 20120 then
Employees (5.A)8 as of Mar 30, 2015
Mar 27, 20133 then
Private funds2 as of Mar 30, 2015
Mar 29, 20123 then
RAUM +17% over the last fiscal year+30% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
RAUM per advisor
$209MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
8.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Quintium Wealth Preservation Fund, LPHedge Fund$8.1M12Mar 29, 2012
      Quintium Fund, LPHedge Fund$997,3899Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Edward Phillip Fulmer · Membercontrol
        since 07/2007 · owns 25% to 50%
      • Leray George Hashbarger · Chief Compliance Officercontrol
        since 03/2015 · owns 25% to 50%
      • Ray Michael West · Ceocontrol
        since 11/2003 · owns 25% to 50% of Northshore Management Company
      Entity owners
      • Northshore Management Company · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 7
        Jun 27, 2014 to Mar 30, 2015
      • Employees · 9 to 8
        Jun 27, 2014 to Mar 30, 2015
      • Private funds · 3 to 2
        Jun 27, 2014 to Mar 30, 2015
      • Discretionary RAUM · $178M to $209M
        Jun 27, 2014 to Mar 30, 2015
      • RAUM · $178M to $209M
        Jun 27, 2014 to Mar 30, 2015
      • Accounts · 6 to 5
        Mar 27, 2013 to Mar 17, 2014
      • Advisory employees · 3 to 6
        Mar 27, 2013 to Mar 17, 2014
      • Advisory activities · 3 to 2
        Mar 27, 2013 to Mar 17, 2014
      • Employees · 3 to 9
        Mar 27, 2013 to Mar 17, 2014
      • Discretionary RAUM · $132M to $178M
        Mar 27, 2013 to Mar 17, 2014
      • RAUM · $132M to $178M
        Mar 27, 2013 to Mar 17, 2014
      • Advisory employees · unset to 3.0
        Jun 5, 2012 to Mar 27, 2013
      • Employees · unset to 3.0
        Jun 5, 2012 to Mar 27, 2013
      • State-registered IARs · 0 to 1
        Jun 5, 2012 to Mar 27, 2013
      • Discretionary RAUM · $95.6M to $132M
        Jun 5, 2012 to Mar 27, 2013
      • RAUM · $95.6M to $132M
        Jun 5, 2012 to Mar 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026