DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W••••• A•••••••• I••
Latest filing Aug 3, 2026
First filing on the tape Oct 4, 2021 · 12 filings
SEC status approved since Nov 4, 2021
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$227M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$76.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$228M as of Aug 3, 2026
Mar 7, 2022$121M then
HNW client RAUM$211M as of Aug 3, 2026
Mar 7, 2022$109M then
State-registered IARs (5.B.3)3 as of Aug 3, 2026
Mar 7, 20221 then
Employees (5.A)3 as of Aug 3, 2026
Mar 7, 20222 then
Private funds: no history
RAUM +40% over the last fiscal year+27% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $76.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $633,499derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$211M92%
- Individuals$16.2M7.1%
- Corporations and businesses$1.1M0.5%
- Individual clients
- 32reported
- HNW clients
- 82reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 360reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• T••••• B•••••••Certified Financial Planner | Wenatchee, Wa | Oct 20, 2011 | 19 y | 0 |
| B•••••• T••• V••••• V•••• | Wenatchee, Wa | Aug 6, 2024 | 11 y | 2 |
| S••••• J••••• O•••Certified Financial Planner | Wenatchee, Wa | Nov 5, 2024 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• T••• V••••• V•••• from T•••• W•••••Aug 6, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S••••• T••••• · President, Chief Compliance Officercontrolsince 06/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wenatchee, Wa · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 4, 2026RAUM (Item 5.F) moved from $162,466,710 to $228,059,740 (+40.0%) between the annual amendments of 2025-01-31 and 2026-02-04; the peer median change was +15.0% (4549 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 269 to 360Jul 30, 2025 to Feb 4, 2026
- Advisory activities · 4 to 3Jul 30, 2025 to Feb 4, 2026
- Corporate clients · 0 to 1Jul 30, 2025 to Feb 4, 2026
- HNW clients · 65 to 82Jul 30, 2025 to Feb 4, 2026
- Individual clients · 33 to 32Jul 30, 2025 to Feb 4, 2026
- Financial planning clients · 51-100 to 101-250Jul 30, 2025 to Feb 4, 2026
- Discretionary RAUM · $162M to $228MJul 30, 2025 to Feb 4, 2026
- HNW RAUM · $148M to $211MJul 30, 2025 to Feb 4, 2026
- Individual RAUM · $14.9M to $16.2MJul 30, 2025 to Feb 4, 2026
- RAUM · $162M to $228MJul 30, 2025 to Feb 4, 2026
- Advisory employees · 2 to 3Jan 31, 2025 to Jul 30, 2025
- Employees · 2 to 3Jan 31, 2025 to Jul 30, 2025
- Financial planning clients · 51-100 to 51-100Jan 31, 2025 to Jul 30, 2025
- State-registered IARs · 2 to 3Jan 31, 2025 to Jul 30, 2025
- Accounts · 238 to 269Aug 27, 2024 to Jan 31, 2025
- Corporate clients · 1 to 0Aug 27, 2024 to Jan 31, 2025
- HNW clients · 59 to 65Aug 27, 2024 to Jan 31, 2025
- Individual clients · 25 to 33Aug 27, 2024 to Jan 31, 2025
- Pension plan clients · 1 to 0Aug 27, 2024 to Jan 31, 2025
- Pooled vehicle clients · unset to 0.0Aug 27, 2024 to Jan 31, 2025
- Discretionary RAUM · $140M to $162MAug 27, 2024 to Jan 31, 2025
- HNW RAUM · $126M to $148MAug 27, 2024 to Jan 31, 2025
- Individual RAUM · $13.0M to $14.9MAug 27, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $3.3M to $0Aug 27, 2024 to Jan 31, 2025
- Pension RAUM · $3.3M to $0Aug 27, 2024 to Jan 31, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 27, 2024 to Jan 31, 2025
- RAUM · $143M to $162MAug 27, 2024 to Jan 31, 2025
- Employees · 3 to 2Aug 8, 2024 to Aug 27, 2024
- Advisory employees · 1 to 2May 1, 2024 to Aug 8, 2024
- Employees · 2 to 3May 1, 2024 to Aug 8, 2024
- State-registered IARs · 1 to 2May 1, 2024 to Aug 8, 2024
- Accounts · 230 to 238Feb 6, 2023 to Mar 25, 2024
- Corporate clients · 0 to 1Feb 6, 2023 to Mar 25, 2024
- HNW clients · 58 to 59Feb 6, 2023 to Mar 25, 2024
- Individual clients · 23 to 25Feb 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $110M to $140MFeb 6, 2023 to Mar 25, 2024
- HNW RAUM · $98.2M to $126MFeb 6, 2023 to Mar 25, 2024
- Individual RAUM · $11.4M to $13.0MFeb 6, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $2.9M to $3.3MFeb 6, 2023 to Mar 25, 2024
- Pension RAUM · $2.9M to $3.3MFeb 6, 2023 to Mar 25, 2024
Signals
1 dated events
- C•••••• W••••• A•••••••• I•• filed its initial SEC registration (Form ADV)Oct 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 509-886-8866reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C••••••-WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 509-886-8866reportedpublic record, Form ADV, Aug 3, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026