DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ohana Advisors
Legal name Ohana Advisors Management, LLC
Latest filing May 22, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Apr 18, 2012
RAUM
$2.8B
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
96%
$2.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.8B as of May 22, 2026
Apr 1, 2013$785M then
HNW client RAUM$2.7B as of May 22, 2026
Mar 29, 2018$731M then
State-registered IARs (5.B.3)0 as of May 22, 2026
Apr 1, 20130 then
Employees (5.A)13 as of May 22, 2026
Apr 1, 20138 then
Private funds1 as of May 22, 2026
Mar 1, 20231 then
RAUM +6.0% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $127MderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $754M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.7B96%
- Pooled investment vehicles$107M3.9%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $754M for 21 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ohana Advisors Investments LLC | Private Equity Fund | $3.6M | 10 | Jul 19, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Marc Joshua Richter · Chief Investment Officer And Managing Partnercontrolsince 01/2016 · owns 25% to 50%
- John Edward Schneider IV · Managing Partner And Chief Compliance Officercontrolsince 01/2018 · owns 25% to 50%
- Gabbriell Christina De Marchi · Managing Directorsince 04/2026 · owns 5% to 10%
- Linnea Hayley Gilbert · Managing Directorsince 04/2026 · owns 5% to 10%
- David Schrader · Managing Directorsince 03/2012 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
What changed
consecutive filings, newest first
- Accounts · 20 to 22Mar 18, 2025 to Feb 24, 2026
- HNW clients · 19 to 21Mar 18, 2025 to Feb 24, 2026
- Assets in custody · $540M to $754MMar 18, 2025 to Feb 24, 2026
- Employees · 12 to 13Mar 18, 2025 to Feb 24, 2026
- Discretionary RAUM · $1.7B to $1.7BMar 18, 2025 to Feb 24, 2026
- HNW RAUM · $2.5B to $2.7BMar 18, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $959M to $1.1BMar 18, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $105M to $107MMar 18, 2025 to Feb 24, 2026
- RAUM · $2.6B to $2.8BMar 18, 2025 to Feb 24, 2026
- Accounts · 17 to 20May 13, 2024 to Mar 18, 2025
- Advisory employees · 4 to 5May 13, 2024 to Mar 18, 2025
- HNW clients · 16 to 19May 13, 2024 to Mar 18, 2025
- Assets in custody · $354M to $540MMay 13, 2024 to Mar 18, 2025
- Financial planning clients · 11-25 to 11-25May 13, 2024 to Mar 18, 2025
- Discretionary RAUM · $1.3B to $1.7BMay 13, 2024 to Mar 18, 2025
- HNW RAUM · $2.0B to $2.5BMay 13, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $872M to $959MMay 13, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $79.5M to $105MMay 13, 2024 to Mar 18, 2025
- RAUM · $2.1B to $2.6BMay 13, 2024 to Mar 18, 2025
- Accounts · 15 to 17Mar 1, 2023 to Feb 28, 2024
- HNW clients · 14 to 16Mar 1, 2023 to Feb 28, 2024
- Assets in custody · $305M to $354MMar 1, 2023 to Feb 28, 2024
- Employees · 10 to 12Mar 1, 2023 to Feb 28, 2024
- Other offices · 0 to 1Mar 1, 2023 to Feb 28, 2024
- Discretionary RAUM · $1.2B to $1.3BMar 1, 2023 to Feb 28, 2024
- HNW RAUM · $1.6B to $2.0BMar 1, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $453M to $872MMar 1, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · $0 to $79.5MMar 1, 2023 to Feb 28, 2024
- RAUM · $1.6B to $2.1BMar 1, 2023 to Feb 28, 2024
- Assets in custody · $365M to $305MJul 19, 2022 to Mar 1, 2023
- Employees · 11 to 10Jul 19, 2022 to Mar 1, 2023
- Discretionary RAUM · $1.3B to $1.2BJul 19, 2022 to Mar 1, 2023
- HNW RAUM · $1.7B to $1.6BJul 19, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $492M to $453MJul 19, 2022 to Mar 1, 2023
- RAUM · $1.7B to $1.6BJul 19, 2022 to Mar 1, 2023
- Accounts · 14 to 15Mar 1, 2022 to Jul 19, 2022
- Advisory activities · 3 to 4Mar 1, 2022 to Jul 19, 2022
- Pooled vehicle clients · unset to 1.0Mar 1, 2022 to Jul 19, 2022
- Private funds · unset to 1Mar 1, 2022 to Jul 19, 2022
- Pooled vehicle RAUM · unset to 0.0Mar 1, 2022 to Jul 19, 2022
Signals
4 dated events
- Ohana Advisors reported RAUM $2.1B, up 30% from $1.6B (2023-03-01 to 2024-02-28)Feb 28, 2024 · RAUM change · derived
- Ohana Advisors reported RAUM $1.7B, up 37% from $1.3B (2021-02-23 to 2022-03-01)Mar 1, 2022 · RAUM change · derived
- Covington Dennis (Founder) no longer on Schedule A of Ohana Advisors (listed 2021-02-23, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Ohana Advisors reported RAUM $1.3B, up 34% from $951.8M (2020-06-01 to 2021-02-23)Feb 23, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Ohana Advisors · Independent Sponsorsshared crd · capital_provider
- Ohana Advisors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 415-226-4100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-226-4170reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-479-4481reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- OHANAADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-226-4100reportedpublic record, Form ADV, May 22, 2026
- Contact form
- ohanaadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026