DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Four Tree Island Advisory LLC
Latest filing Mar 2, 2026
First filing on the tape Mar 19, 2024 · 3 filings
SEC status approved since Apr 18, 2024
RAUM
$182M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$173M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$182M as of Mar 2, 2026
Mar 25, 2025$163M then
HNW client RAUM$163M as of Mar 2, 2026
Mar 25, 2025$149M then
State-registered IARs (5.B.3)1 as of Mar 2, 2026
Mar 25, 20251 then
Employees (5.A)2 as of Mar 2, 2026
Mar 25, 20252 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$163M90%
- Individuals$10.0M5.5%
- Insurance companies$6.9M3.8%
- Pooled investment vehicles$1.9M1.0%
- Individual clients
- 18reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 136reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.01 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric James Gregg | Portsmouth, Nh | Oct 17, 2011 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Eric Gregg · Owner/Principalcontrolsince 09/2010 · owns 75% or more
- Ann Jennifer Philbrick · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 56 to 136Mar 25, 2025 to Mar 2, 2026
- HNW clients · 20 to 35Mar 25, 2025 to Mar 2, 2026
- Individual clients · 36 to 18Mar 25, 2025 to Mar 2, 2026
- Discretionary RAUM · $163M to $182MMar 25, 2025 to Mar 2, 2026
- HNW RAUM · $149M to $163MMar 25, 2025 to Mar 2, 2026
- Individual RAUM · $4.9M to $10.0MMar 25, 2025 to Mar 2, 2026
- Pooled vehicle RAUM · $1.5M to $1.9MMar 25, 2025 to Mar 2, 2026
- RAUM · $163M to $182MMar 25, 2025 to Mar 2, 2026
- Accounts · 119 to 56Mar 19, 2024 to Mar 25, 2025
- HNW clients · 27 to 20Mar 19, 2024 to Mar 25, 2025
- Individual clients · 20 to 36Mar 19, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $123M to $163MMar 19, 2024 to Mar 25, 2025
- HNW RAUM · $86.2M to $149MMar 19, 2024 to Mar 25, 2025
- Individual RAUM · $29.9M to $4.9MMar 19, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $968,458 to $1.5MMar 19, 2024 to Mar 25, 2025
- RAUM · $123M to $163MMar 19, 2024 to Mar 25, 2025
Signals
1 dated events
- Four Tree Island Advisory Llc filed its initial SEC registration (Form ADV)Mar 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fourtreeislandadvisory.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 603-427-8053reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 603-427-8054reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- FOURTREEISLANDADVISORY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-427-8053reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026