DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• C••••••• I•••
Latest filing Feb 17, 2026
First filing on the tape Jun 7, 2021 · 7 filings
SEC status approved since Aug 13, 2021
RAUM
$369M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
84%
$311M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$369M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$369M as of Feb 17, 2026
Mar 30, 2022$230M then
HNW client RAUM$311M as of Feb 17, 2026
Mar 30, 2022$183M then
State-registered IARs (5.B.3)1 as of Feb 17, 2026
Mar 30, 20220 then
Employees (5.A)1 as of Feb 17, 2026
Mar 30, 20221 then
Private funds: no history
RAUM +19% over the last fiscal year+17% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $369MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $64.4M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$311M84%
- Pension and profit-sharing plans$57.5M16%
- Individuals$745,2890.2%
- Individual clients
- n/areported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 228reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $64.4M for 30 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• R••• C•••Certified Financial Planner, Chartered Financial Analyst | Charlotte, Nc | Aug 20, 2021 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• W••••••• R••• · President, Ccocontrolsince 07/2011 · owns less than 5%
- H••••••••• P•••• M••••••• · Trusteecontrolsince 03/2018 · owns 75% or more
Entity owners
- C••• G•• I••••••••• T•••• •• 6•• U•• D•• 1••••••••• · Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Feb 17, 2026HNW RAUM per HNW client of $8,175,748 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 211 to 228Feb 26, 2025 to Feb 17, 2026
- HNW clients · 37 to 38Feb 26, 2025 to Feb 17, 2026
- Assets in custody · $81.1M to $64.4MFeb 26, 2025 to Feb 17, 2026
- Discretionary RAUM · $305M to $365MFeb 26, 2025 to Feb 17, 2026
- HNW RAUM · $257M to $311MFeb 26, 2025 to Feb 17, 2026
- Individual RAUM · $636,000 to $745,289Feb 26, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $3.8M to $4.4MFeb 26, 2025 to Feb 17, 2026
- Pension RAUM · $51.7M to $57.5MFeb 26, 2025 to Feb 17, 2026
- RAUM · $309M to $369MFeb 26, 2025 to Feb 17, 2026
- Accounts · 184 to 211Feb 7, 2024 to Feb 26, 2025
- HNW clients · 27 to 37Feb 7, 2024 to Feb 26, 2025
- Pension plan clients · 5.0 to unsetFeb 7, 2024 to Feb 26, 2025
- Assets in custody · $42.8M to $81.1MFeb 7, 2024 to Feb 26, 2025
- Financial planning clients · 26-50 to 26-50Feb 7, 2024 to Feb 26, 2025
- Discretionary RAUM · $261M to $305MFeb 7, 2024 to Feb 26, 2025
- HNW RAUM · $217M to $257MFeb 7, 2024 to Feb 26, 2025
- Individual RAUM · $522,000 to $636,000Feb 7, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $3.6M to $3.8MFeb 7, 2024 to Feb 26, 2025
- Pension RAUM · $47.5M to $51.7MFeb 7, 2024 to Feb 26, 2025
- RAUM · $265M to $309MFeb 7, 2024 to Feb 26, 2025
- Accounts · 165 to 184Mar 31, 2023 to Feb 7, 2024
- Assets in custody · $4.6M to $42.8MMar 31, 2023 to Feb 7, 2024
- Discretionary RAUM · $229M to $261MMar 31, 2023 to Feb 7, 2024
- HNW RAUM · $183M to $217MMar 31, 2023 to Feb 7, 2024
- Individual RAUM · $347,000 to $522,000Mar 31, 2023 to Feb 7, 2024
- Non-discretionary RAUM · $1.3M to $3.6MMar 31, 2023 to Feb 7, 2024
- Pension RAUM · $46.1M to $47.5MMar 31, 2023 to Feb 7, 2024
- RAUM · $230M to $265MMar 31, 2023 to Feb 7, 2024
- Accounts · 31 to 165Mar 30, 2022 to Mar 31, 2023
- HNW clients · 25 to 27Mar 30, 2022 to Mar 31, 2023
- Individual clients · 2.0 to unsetMar 30, 2022 to Mar 31, 2023
- Pension plan clients · 4 to 5Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $2.9M to $4.6MMar 30, 2022 to Mar 31, 2023
- Financial planning clients · 11-25 to 26-50Mar 30, 2022 to Mar 31, 2023
- State-registered IARs · 0 to 1Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $228M to $229MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $183M to $183MMar 30, 2022 to Mar 31, 2023
- Individual RAUM · $1.3M to $347,000Mar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.6M to $1.3MMar 30, 2022 to Mar 31, 2023
- Pension RAUM · $45.4M to $46.1MMar 30, 2022 to Mar 31, 2023
Signals
3 dated events
- T••••••• C••••••• I••• reported RAUM $230.0M, up 95% from $118.2M (2021-07-27 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Mcdonald P••• H••••••••• (Trustee) appeared on Schedule A of T••••••• C••••••• I•••Jul 27, 2021 · Control person joined · fact
- T••••••• C••••••• I••• filed its initial SEC registration (Form ADV)Jun 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- r••••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 704-533-8900reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/tagstonecapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 704-533-8900reportedpublic record, Form ADV, Feb 17, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $369Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026