DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••• C••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2019 · 21 filings
SEC status approved since Apr 25, 2019
RAUM
$1.9B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.9B as of Mar 31, 2026
Mar 30, 2020$281M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 30, 20201 then
Employees (5.A)11 as of Mar 31, 2026
Mar 30, 20206 then
Private funds4 as of Mar 31, 2026
Mar 30, 20203 then
RAUM +36% over the last fiscal year+47% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$521M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.27 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• C•••• | Houston, Tx | Jan 1, 2012 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••• V•••• M••••• F•••• L• | Hedge Fund | $422M | 4 | Mar 30, 2020 |
| V••• V••••••••• S•••••• S••••••••• F•••• L• | Hedge Fund | $56.0M | 24 | Mar 16, 2022 |
| V••• V•••• F•••• L• | Hedge Fund | $0 | 56 | Mar 28, 2019 |
| V••• V•••• O••••••• F•••• L••• | Hedge Fund | $0 | 8 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••• T••••• · Manager / Chief Investment Officer/Limited Partnercontrolsince 08/2011 · owns 75% or more
- C••••• T••••• · Manager And Membercontrolsince 05/2024 · owns 75% or more of V••• C•••••• G•• L••
- S••••••••• L•••••• T••••• · Chief Compliance Officersince 03/2021 · owns less than 5%
Entity owners
- V••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- V••• A••••••• G•• L••pooled vehicle sponsorn
- V••• A•••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 10May 16, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6May 16, 2025 to Mar 31, 2026
- Employees · 10 to 11May 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.9BMay 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $109M to $90.2MMay 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $560M to $521MMay 16, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.9BMay 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 29, 2025 to May 16, 2025
- Employees · 8 to 10Dec 5, 2024 to Apr 29, 2025
- Discretionary RAUM · $1.1B to $1.3BDec 5, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $120M to $109MDec 5, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $478M to $560MDec 5, 2024 to Apr 29, 2025
- RAUM · $1.2B to $1.4BDec 5, 2024 to Apr 29, 2025
- Business name · V••• C•••••• L•• to V••• C••••••• L•Jun 12, 2024 to Jul 2, 2024
- Legal name · V••• C•••••• L•• to V••• C••••••• L•Jun 12, 2024 to Jul 2, 2024
- Succession · true to falseJun 12, 2024 to Jul 2, 2024
- Organization form · Limited Liability Company to Limited PartnershipMar 26, 2024 to Jun 12, 2024
- Discretionary RAUM · $817M to $1.1BMar 26, 2024 to Jun 12, 2024
- Pooled vehicle RAUM · $330M to $478MMar 26, 2024 to Jun 12, 2024
- RAUM · $937M to $1.2BMar 26, 2024 to Jun 12, 2024
- Succession · false to trueMar 26, 2024 to Jun 12, 2024
- Advisory employees · 3 to 5Aug 9, 2023 to Mar 26, 2024
- Employees · 5 to 8Aug 9, 2023 to Mar 26, 2024
- Discretionary RAUM · $464M to $817MAug 9, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $144M to $120MAug 9, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $330M to $330MAug 9, 2023 to Mar 26, 2024
- RAUM · $608M to $937MAug 9, 2023 to Mar 26, 2024
- Accounts · 5 to 8Mar 16, 2022 to Mar 28, 2023
- Assets in custody · 0.0 to unsetMar 16, 2022 to Mar 28, 2023
- Discretionary RAUM · $360M to $464MMar 16, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $152M to $144MMar 16, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $360M to $330MMar 16, 2022 to Mar 28, 2023
- RAUM · $512M to $608MMar 16, 2022 to Mar 28, 2023
- Accounts · 4 to 5Jun 8, 2021 to Mar 16, 2022
- Pooled vehicle clients · 3 to 4Jun 8, 2021 to Mar 16, 2022
- Employees · 4 to 5Jun 8, 2021 to Mar 16, 2022
- Private funds · 3 to 4Jun 8, 2021 to Mar 16, 2022
- Discretionary RAUM · $191M to $360MJun 8, 2021 to Mar 16, 2022
- Non-discretionary RAUM · $96.1M to $152MJun 8, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $191M to $360MJun 8, 2021 to Mar 16, 2022
Signals
6 dated events
- V••• C••••••• L• reported RAUM $1.9B, up 36% from $1.4B (2025-05-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- V••• C•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 12, 2024 · Succession (Item 4) · fact
- V••• C••••••• L• reported RAUM $1.2B, up 31% from $937.0M (2024-03-26 to 2024-06-12)Jun 12, 2024 · RAUM change · derived
- V••• C••••••• L• reported RAUM $937.0M, up 54% from $608.4M (2023-08-09 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- V••• C••••••• L• reported RAUM $511.6M, up 78% from $287.6M (2021-06-08 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- V••• C•••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/voss-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- vosscap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 832-592-1782reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026