DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C••• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)Miami, FloridaCRD 159172SEC 801-72883website IAPD

Latest filing May 1, 2026

First filing on the tape Jan 17, 2012 · 52 filings

SEC status approved since Dec 1, 2011

RAUM

$45B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

200

89 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

52 filings and snapshots on the tape

RAUM$45B as of May 1, 2026

Jan 17, 2012$3.8B then

HNW client RAUM$0 as of May 1, 2026

Mar 30, 2018$0 then

State-registered IARs (5.B.3)0 as of May 1, 2026

Apr 1, 20130 then

Employees (5.A)200 as of May 1, 2026

Apr 1, 201360 then

Private funds87 as of May 1, 2026

Jan 17, 20128 then

RAUM +7.4% over the last fiscal year+6.2% a year over threeIARs 0 to 0offices 15 to 12

Practice profile

derived from the filing of May 1, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $297MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived13 offices incl. principal (1.F.5)
RAUM growth, one year: +7.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: $15.5M, 1 clientsreportedItem 9.A
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
controlled by a public reporting company (10.A)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$38B92%
Other investment advisers$1.2B2.9%
Corporations and businesses$1.1B2.6%
Insurance companies$732M1.8%
State and municipal entities$497M1.2%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 150reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $15.5M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.88 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

127 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••• B• L••• I••••• F••• 2•••no longer reported	Other Private Fund	$1.7B	1	Mar 29, 2019
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$970M	0	Mar 29, 2019
C••• L••••••••• C••••• F•••• A• S••••••• O• C••• C••••• F•••• I•••	Other Private Fund	$839M	92	Apr 14, 2021
C••• S••••• S•••••• C•••••••• L••• M••••• F••• L•••no longer reported	Other Private Fund	$834M	47	Apr 1, 2013
C••• S••••• S•••••• C•••••••• L••• F••• ••••••• L•••no longer reported	Other Private Fund	$828M	34	Mar 31, 2015
C••• F•••••• 2••••••• L•••no longer reported	Securitized Asset Fund	$799M	0	Mar 31, 2015
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$794M	0	Mar 29, 2019
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$784M	0	Mar 29, 2019
P•••••••• L••• F•••••• L••no longer reported	Other Private Fund	$705M	2	Mar 31, 2015
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$701M	0	Mar 30, 2018
C••• F•••••• 2••••••••• L•••	Securitized Asset Fund	$688M	0	Mar 29, 2019
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$671M	0	Mar 31, 2015
C••• S••••• S•••••• C•••••••• L••• M••••• F••• L•	Hedge Fund	$639M	35	Apr 29, 2021
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$631M	0	Mar 30, 2018
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$604M	0	Mar 31, 2022
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$603M	0	Mar 31, 2022
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$603M	0	Mar 30, 2020
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$602M	0	Mar 31, 2022
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$599M	0	Mar 30, 2018
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$598M	0	Mar 30, 2020
C••• F•••••• 2••••••• L•••no longer reported	Securitized Asset Fund	$596M	0	Mar 31, 2015
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$594M	0	Mar 29, 2019
C••• F•••••• 2••••••• L•••no longer reported	Other Private Fund	$593M	3	Jan 17, 2012
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$590M	0	Mar 31, 2014
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$587M	0	Mar 30, 2018
C••• F•••••• 2•••• L•••	Securitized Asset Fund	$562M	0	Mar 31, 2015
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$557M	0	Mar 30, 2016
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$544M	0	Mar 29, 2019
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$538M	0	Mar 31, 2015
C••• F•••••• 2••••••••• L•••	Securitized Asset Fund	$524M	0	Mar 29, 2019
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$522M	0	Mar 30, 2018
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$508M	0	Mar 31, 2023
C••• F•••••• 2•••••••• L••• A•• C••• F•••••• 2•••••••• L••no longer reported	Securitized Asset Fund	$504M	23	Mar 31, 2014
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$504M	0	Mar 31, 2023
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$503M	0	Mar 31, 2022
C••• F•••••• 2••••••• L•••	Securitized Asset Fund	$503M	0	Mar 31, 2023
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$503M	0	Apr 14, 2021
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$503M	0	Mar 31, 2022
C••• F•••••• 2•••••••• L•••	Securitized Asset Fund	$502M	0	Mar 31, 2023
C••• F•••••• 2•••••• L•••	Securitized Asset Fund	$502M	0	Mar 31, 2022

All funds of C••• A•••• M••••••••• L••

Owners and control persons

Schedule A and B, latest filing

D••••••• J•••• S•••••• · Chief Operating Officercontrol
since 09/2017 · owns less than 5%
M•••••• R•••••• V•••••• · Chief Financial Officercontrol
since 01/2021 · owns less than 5%
R•••••••• A•••• K•••••• · General Counselcontrol
since 07/2022 · owns less than 5%
V••••••• S••••••• J••••• · Chief Executive Officer And Chief Investment Officercontrol
since 02/2014 · owns less than 5%
W•••••• L•••• Y•••••• · Chief Compliance Officer And Associate General Counselcontrol
since 08/2022 · owns less than 5%
A•••••••• H•••• B•• K•••••• · Sole Membercontrol
since 11/2012 · owns 75% or more of S•••••• U•••••••• H••••••• L••••••

Entity owners

C••• A•••• M••••••••• H••••••• L•• · Sole Member
direct · owns 75% or more
C•••••••• F•••••••• I••••••••• L• · L•••••• Partner
indirect · owns 75% or more of C•••••••• H••••••• I• L•
C•••••••• H••••••• I• L• · Sole Member
indirect · owns 75% or more of C••• L••
C••• C•••• · Sole Member
indirect · owns 75% or more of C••• A•••• M••••••••• H••••••• L••
C••• L•• · Sole Member
indirect · owns 75% or more of C••• C••••
S•••••• U•••••••• H••••••• L•••••• · L•••••• Partner
indirect · owns 75% or more of C•••••••• F•••••••• I••••••••• L•

Related persons

Schedule D 7.A

C••• C•• A•••• F••• I• G• L••
pooled vehicle sponsorn
C••• C•• A•••• F••• G• L••
pooled vehicle sponsorn
C••• C•• M••• F••• G• L••
pooled vehicle sponsorn
C••• C•• O••••••••• F••• I• G• L••
bankpooled vehicle sponsorn
C••• C•• O••••••••• F••• I•• G• L•
pooled vehicle sponsorn
C••• C•• O••••••••• F••• I• G• L•
pooled vehicle sponsorn
C••• C•• O••••••••• F••• V• G• L•
pooled vehicle sponsorn
C••• C•• S•••••••• P••••••• G• L••
pooled vehicle sponsorn
C••• C•• S•••••••• P••••••• I• G• L••
pooled vehicle sponsorn
C••• E•••• D••••• O••••••••• F••• G• L•
bankpooled vehicle sponsorn
C••• E•••• D••••• O••••••••• F••• G• S•••••••
pooled vehicle sponsorn
C••• G••••• S•••••••• C••••• F••• G• S•••••••
pooled vehicle sponsorn
C••• H••••••• I• S•• L••
pooled vehicle sponsorn
C••• I••••••••• M••••••••• L••
investment advisernRAUM $1.0B
C••• N•• •••• G• S••••••
pooled vehicle sponsorn
C••• P•••••••• L••• F•••••• G• L••
pooled vehicle sponsorn
C••• S• C••••• O••••••••• F••• G• L••
pooled vehicle sponsorn
C••• S•••••••• O••••••••• F••• I• G• L••
bankpooled vehicle sponsorn
C••• S•••••••• O••••••••• F••• I• G• L••
pooled vehicle sponsorn
C••• S••••• S•••••• C•••••••• L••• F••• G•• L••
pooled vehicle sponsorn
C••• S••••••••• O••••••••• L•••••• A••••••• R••••• F••• G• L••
pooled vehicle sponsorn
C••••••• C••••• F•••••• O• L•
pooled vehicle sponsorn
L•• C•••••• P••••••• V• E••••• G• S••••••
pooled vehicle sponsorn
L•• C••••• F•••••• I••• L•••
pooled vehicle sponsorn
L•• C••••• F•••••• I•• L•••
pooled vehicle sponsorn
L•• C••••• F•••••• V• L•••
pooled vehicle sponsorn
L•• C••••• F•••••• V• L•
pooled vehicle sponsorn
L•• C••••• M••••••••• G•• L••
pooled vehicle sponsorn
L•• C••••• P•••••••
investment adviserpooled vehicle sponsornRAUM $3.2B
L•••• C••••• F•••••• I•• L•••
pooled vehicle sponsorn

Advisers that list C••• A•••• M••••••••• L•• as a related person

Offices

Schedule D 1.F, the 25 largest

New York, NY36 employees
Radnor, PA36 employees
London, United Kingdom7 employees
Chicago, IL6 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 141 to 150
Oct 9, 2025 to Mar 31, 2026
Advisory employees · 102 to 89
Oct 9, 2025 to Mar 31, 2026
Corporate clients · 7 to 6
Oct 9, 2025 to Mar 31, 2026
Pooled vehicle clients · 113 to 119
Oct 9, 2025 to Mar 31, 2026
Assets in custody · unset to 15504975.0
Oct 9, 2025 to Mar 31, 2026
Custody of client assets · false to true
Oct 9, 2025 to Mar 31, 2026
Employees · 218 to 200
Oct 9, 2025 to Mar 31, 2026
Private funds · 80 to 87
Oct 9, 2025 to Mar 31, 2026
Discretionary RAUM · $42B to $45B
Oct 9, 2025 to Mar 31, 2026
Non-discretionary RAUM · $0 to $8.6M
Oct 9, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $36B to $38B
Oct 9, 2025 to Mar 31, 2026
RAUM · $42B to $45B
Oct 9, 2025 to Mar 31, 2026
Related bank · false to true
Oct 9, 2025 to Mar 31, 2026
Other offices · 15 to 12
Aug 11, 2025 to Oct 9, 2025
Financial planning clients · unset to
Mar 31, 2025 to May 12, 2025
Discretionary RAUM · $42B to $42B
Mar 31, 2025 to May 12, 2025
Pooled vehicle RAUM · $36B to $36B
Mar 31, 2025 to May 12, 2025
RAUM · $42B to $42B
Mar 31, 2025 to May 12, 2025
Accounts · 129 to 141
Nov 27, 2024 to Mar 31, 2025
Advisory employees · 93 to 102
Nov 27, 2024 to Mar 31, 2025
Corporate clients · 6 to 7
Nov 27, 2024 to Mar 31, 2025
Pooled vehicle clients · 95 to 113
Nov 27, 2024 to Mar 31, 2025
Employees · 209 to 218
Nov 27, 2024 to Mar 31, 2025
Other offices · 5 to 15
Nov 27, 2024 to Mar 31, 2025
Private funds · 74 to 80
Nov 27, 2024 to Mar 31, 2025
Discretionary RAUM · $38B to $42B
Nov 27, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $32B to $36B
Nov 27, 2024 to Mar 31, 2025
RAUM · $38B to $42B
Nov 27, 2024 to Mar 31, 2025
Related bank · true to false
Nov 27, 2024 to Mar 31, 2025
Accounts · 123 to 129
Jan 12, 2024 to Mar 29, 2024
Advisory employees · 97 to 93
Jan 12, 2024 to Mar 29, 2024
Corporate clients · 1 to 6
Jan 12, 2024 to Mar 29, 2024
Pooled vehicle clients · 98 to 95
Jan 12, 2024 to Mar 29, 2024
Employees · 206 to 209
Jan 12, 2024 to Mar 29, 2024
Private funds · 67 to 74
Jan 12, 2024 to Mar 29, 2024
Discretionary RAUM · $37B to $38B
Jan 12, 2024 to Mar 29, 2024
Pooled vehicle RAUM · $33B to $32B
Jan 12, 2024 to Mar 29, 2024
RAUM · $37B to $38B
Jan 12, 2024 to Mar 29, 2024
Accounts · 112 to 123
Jan 26, 2023 to Mar 31, 2023
Advisory employees · 51 to 97
Jan 26, 2023 to Mar 31, 2023

Signals

5 dated events

C••• A•••• M••••••••• L•• reported 15 offices beyond its principal office, up from 5 (2024-11-27 to 2025-03-31)
Mar 31, 2025 · Office count change · derived
Martin Henry Julian Weldon (General Counsel And Chief Compliance Officer) no longer on Schedule A of C••• A•••• M••••••••• L•• (listed 2022-03-31, absent 2022-08-12)
Aug 12, 2022 · Control person left · inference
Vincent Robert Mcgann (Chief Financial Officer) appeared on Schedule A of C••• A•••• M••••••••• L••
Jan 29, 2021 · Control person joined · fact
Navin Rahul Agarwal (Chief Financial Officer) no longer on Schedule A of C••• A•••• M••••••••• L•• (listed 2019-10-22, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
C••• A•••• M••••••••• L•• reported RAUM $20.6B, up 32% from $15.6B (2018-05-25 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

C••• A•••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider
C••• A•••• M••••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: C•••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 786-652-3250reportedpublic record, Form ADV, May 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026