DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• P•••••• C••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 15, 2024 · 5 filings
SEC status approved since Dec 16, 2024
RAUM
$290M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
200
89 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$290M as of Mar 31, 2026
Mar 31, 2025$131M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)200 as of Mar 31, 2026
Mar 31, 2025218 then
Private funds1 as of Mar 31, 2026
Mar 31, 20251 then
RAUM +121% over the last fiscal yearIARs 0 to 0offices 15 to 12
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $96.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +121%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $124M, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$290M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $124M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• J•••• S•••••• · Chief Operating Officercontrolsince 11/2024 · owns less than 5%
- M•••••• R•••••• V•••••• · Chief Financial Officercontrolsince 11/2024 · owns less than 5%
- R•••••••• A•••• K•••••• · General Counsel And Secretarycontrolsince 11/2024 · owns less than 5%
- V••••••• S••••••• J••••• · Chief Executive Officer And Chief Investment Officercontrolsince 11/2024 · owns less than 5%
- W•••••• L•••• Y•••••• · Chief Compliance Officer And Associate General Counselcontrolsince 11/2024 · owns less than 5%
- A•••••••• H•••• B•• K•••••• · Sole Membercontrolsince 11/2012 · owns 75% or more of S•••••• U•••••••• H••••••• L••••••
Entity owners
- C••• A•••• M••••••••• H••••••• L•• · Sole Memberdirect · owns 75% or more
- C•••••••• F•••••••• I••••••••• L• · L•••••• Partnerindirect · owns 75% or more of C•••••••• H••••••• I• L•
- C•••••••• H••••••• I• L• · Sole Memberindirect · owns 75% or more of C••• L••
- C••• C•••• · Sole Memberindirect · owns 75% or more of C••• A•••• M••••••••• H••••••• L••
- C••• L•• · Sole Memberindirect · owns 75% or more of C••• C••••
- S•••••• U•••••••• H••••••• L•••••• · L•••••• Partnerindirect · owns 75% or more of C•••••••• F•••••••• I••••••••• L•
Related persons
Schedule D 7.A
- C••• A•••• M••••••••• E••••• L••investment advisern
- C••• A•••• M••••••••• L••investment adviserbanknRAUM $45B
- C••• C•• A•••• F••• G• L••pooled vehicle sponsorn
- C••• C•• A•••• F••• I• G• L••pooled vehicle sponsorn
- C••• C•• M••••••••• I• L••investment advisern
- C••• C•• M••••••••• I•• L••pooled vehicle sponsorn
- C••• C•• M••••••••• L••investment advisern
- C••• C•• M••• F••• G• L••pooled vehicle sponsorn
- C••• C•• M••• F••• I• G• L••pooled vehicle sponsorn
- C••• C•• O••••••••• F••• I• G• L••pooled vehicle sponsorn
- C••• C•• O••••••••• F••• I•• G• L•pooled vehicle sponsorn
- C••• C•• O••••••••• F••• I• G• L•pooled vehicle sponsorn
- C••• C•• O••••••••• F••• V• G• L•pooled vehicle sponsorn
- C••• C•• S•••••••• P••••••• G• L••n
- C••• C•• S•••••••• P••••••• I• G• L••n
- C••• E•••• D••••• O••••••••• F••• G• S•• R•••pooled vehicle sponsorn
- C••• E•••• D••••• O••••••••• F••• G• L•bankpooled vehicle sponsorn
- C••• G••••• S•••••••• C••••• F••• G• S•• R•••pooled vehicle sponsorn
- C••• H••••••• I• S•• L••pooled vehicle sponsorn
- C••• I• C•• J• F••• G• L••pooled vehicle sponsorn
- C••• I••••••••• M••••••••• L••investment advisernRAUM $1.0B
- C••• N•• •••• G• S•• R••pooled vehicle sponsorn
- C••• P•••••••• L••• F•••••• G• L••pooled vehicle sponsorn
- C••• S• C••••• O••••••••• F••• G• L••pooled vehicle sponsorn
- C••• S•••••••• O••••••••• F••• I• G• L••bankpooled vehicle sponsorn
- C••• S•••••••• O••••••••• F••• I• G• L••pooled vehicle sponsorn
- C••• S••••••••• O••••••••• L•••••• A••••••• R••••• F••• G• L••pooled vehicle sponsorn
- C••• V• M••••••••• L••investment adviserpooled vehicle sponsorn
- C••••••• C••••• F•••••• O• L•n
- L•• C••••• F•••••• I••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY40 employees
- Radnor, PA38 employees
- Chicago, IL6 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 31, 2026related persons on Schedule D 7.A of 40.0 against a peer median of 5.0 (488 comparable advisers, 99.0th percentile, 11.8 robust deviations)peers: asset managers, $100M to $500M (488) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $130,972,560 to $289,866,588 (+121.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 98.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 98% percentile
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-08-11, yes on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Advisory employees · 102 to 89Aug 11, 2025 to Mar 31, 2026
- Assets in custody · unset to 123540346.0Aug 11, 2025 to Mar 31, 2026
- Custody of client assets · false to trueAug 11, 2025 to Mar 31, 2026
- Employees · 218 to 200Aug 11, 2025 to Mar 31, 2026
- Other offices · 15 to 12Aug 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $131M to $290MAug 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $131M to $290MAug 11, 2025 to Mar 31, 2026
- RAUM · $131M to $290MAug 11, 2025 to Mar 31, 2026
- Accounts · 0 to 3Nov 20, 2024 to Mar 31, 2025
- Advisory employees · 100 to 102Nov 20, 2024 to Mar 31, 2025
- Charity clients · unset to 0.0Nov 20, 2024 to Mar 31, 2025
- Corporate clients · unset to 0.0Nov 20, 2024 to Mar 31, 2025
- HNW clients · unset to 0.0Nov 20, 2024 to Mar 31, 2025
- Individual clients · unset to 0.0Nov 20, 2024 to Mar 31, 2025
- Pension plan clients · unset to 0.0Nov 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 3.0Nov 20, 2024 to Mar 31, 2025
- Employees · 219 to 218Nov 20, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 20, 2024 to Mar 31, 2025
- Other offices · 8 to 15Nov 20, 2024 to Mar 31, 2025
- Private funds · unset to 1Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $131MNov 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 130972560.0Nov 20, 2024 to Mar 31, 2025
- RAUM · $0 to $131MNov 20, 2024 to Mar 31, 2025
Signals
3 dated events
- C••• P•••••• C••••• M••••••••• L•• reported RAUM $289.9M, up 121% from $131.0M (2025-08-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••• P•••••• C••••• M••••••••• L•• reported 15 offices beyond its principal office, up from 8 (2024-11-20 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- C••• P•••••• C••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/LBC-CREDIT-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/C•••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-652-3250reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026