DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

F•••••••• W••••• M•••••••••

Independent wealth managerMurfreesboro, TennesseeCRD 159192SEC 801-134386websiteIAPD
Legal name J•••• W• Q•••••
Latest filing Jul 14, 2026
First filing on the tape Dec 18, 2025 · 3 filings
SEC status approved since Dec 22, 2025
RAUM
$113M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$113M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$113M as of Jul 14, 2026
Dec 18, 2025$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 14, 2026
Dec 18, 20251 then
Employees (5.A)1 as of Jul 14, 2026
Dec 18, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$113MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$173,344derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$113M100%
Individual clients
134reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
649reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• W•••••• Q•••••Certified Financial PlannerMurfreesboro, TnDec 5, 201124 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Q•••••• J••••• W•••••• · Chief Executive Officercontrol
      since 09/2011 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Jul 14, 2026
      discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
      peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 507 to 649
      Dec 18, 2025 to Mar 12, 2026
    • Individual clients · 136 to 134
      Dec 18, 2025 to Mar 12, 2026
    • Individual RAUM · $103M to $113M
      Dec 18, 2025 to Mar 12, 2026
    • Non-discretionary RAUM · $103M to $113M
      Dec 18, 2025 to Mar 12, 2026
    • RAUM · $103M to $113M
      Dec 18, 2025 to Mar 12, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    615-878-2134reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    J••••Q•••••CFP.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    615-878-2134reportedpublic record, Form ADV, Jul 14, 2026
    Contact form
    jasonwqualls.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $113Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026