DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Viking Wealth Advisors

Former SEC-registered adviserJackson, MissouriCRD 159327SEC 801-72885IAPD
Legal name R.O. Mills Management, LLC
Latest filing Dec 2, 2014
First filing on the tape Nov 8, 2011 · 9 filings
RAUM
$105M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$105M as of Mar 21, 2014
Mar 30, 2012$90.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 21, 2014
Mar 8, 20131 then
Employees (5.A)1 as of Mar 21, 2014
Mar 8, 20131 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Dec 2, 2014; every figure names its basis
RAUM per advisor
$105MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$222,495derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
474reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Steven Elefson · Managing Member And Chief Compliance Officercontrol
    since 11/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 444 to 474
    Mar 8, 2013 to Mar 21, 2014
  • Discretionary RAUM · $81.8M to $91.4M
    Mar 8, 2013 to Mar 21, 2014
  • Non-discretionary RAUM · $10.6M to $14.1M
    Mar 8, 2013 to Mar 21, 2014
  • RAUM · $92.4M to $105M
    Mar 8, 2013 to Mar 21, 2014
  • Accounts · 433 to 444
    Mar 30, 2012 to Mar 8, 2013
  • Advisory employees · unset to 1.0
    Mar 30, 2012 to Mar 8, 2013
  • Advisory activities · 4 to 2
    Mar 30, 2012 to Mar 8, 2013
  • BD registered reps · unset to 1.0
    Mar 30, 2012 to Mar 8, 2013
  • Commission compensation · true to false
    Mar 30, 2012 to Mar 8, 2013
  • Employees · unset to 1.0
    Mar 30, 2012 to Mar 8, 2013
  • Insurance-licensed employees · 1 to 0
    Mar 30, 2012 to Mar 8, 2013
  • Financial planning clients · 0 to 101-250
    Mar 30, 2012 to Mar 8, 2013
  • State-registered IARs · unset to 1.0
    Mar 30, 2012 to Mar 8, 2013
  • Discretionary RAUM · $84.7M to $81.8M
    Mar 30, 2012 to Mar 8, 2013
  • Non-discretionary RAUM · $5.6M to $10.6M
    Mar 30, 2012 to Mar 8, 2013
  • RAUM · $90.3M to $92.4M
    Mar 30, 2012 to Mar 8, 2013
  • Accounts · 0 to 433
    Jan 13, 2012 to Mar 19, 2012
  • Discretionary RAUM · $0 to $84.7M
    Jan 13, 2012 to Mar 19, 2012
  • Non-discretionary RAUM · $0 to $5.6M
    Jan 13, 2012 to Mar 19, 2012
  • RAUM · $0 to $90.3M
    Jan 13, 2012 to Mar 19, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026