DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• P•••••• D•••
Legal name A•••• M••••••••• C•••••• •••• L••
Latest filing Aug 4, 2026
First filing on the tape Dec 21, 2011 · 56 filings
SEC status approved since Jan 3, 2012
RAUM
$26B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
238
80 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
56
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$26B as of Aug 4, 2026
Apr 1, 2013$2.4B then
HNW client RAUM$122M as of Mar 30, 2020
Mar 30, 2018$126M then
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Apr 1, 20130 then
Employees (5.A)238 as of Aug 4, 2026
Apr 1, 201328 then
Private funds56 as of Aug 4, 2026
Apr 1, 20138 then
RAUM +14% over the last fiscal year+9.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $347MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $702M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$25B99%
- Pension and profit-sharing plans$167M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 74reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $702M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
42 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• S••••• L••• F••• I• L••• | Hedge Fund | $2.6B | 376 | Dec 21, 2011 |
| A•••• S••••• L••• F••• •••• L• | Hedge Fund | $1.6B | 354 | Nov 28, 2018 |
| A•••• M•••••••• F••• V••• L••• | Private Equity Fund | $1.4B | 27 | Mar 31, 2021 |
| A•••• D••••• L•••••• S•••••••• F••• I•••• L••• | Hedge Fund | $1.3B | 0 | Mar 31, 2022 |
| A•••• S••••• L••• F••• I• ••••••••• L••• | Hedge Fund | $1.1B | 117 | Mar 30, 2018 |
| A•••• S••••• D••• ••••••• L•• | Hedge Fund | $1.0B | 1 | Mar 12, 2012 |
| A•••• D••••• L•••••• S•••••••• F••• I•••• L••• | Hedge Fund | $1.0B | 14 | Mar 31, 2022 |
| A•••• D••••• L•••••• S•••••••• F•••••• L••• | Hedge Fund | $930M | 14 | Mar 30, 2018 |
| A•••• C••••• O••••••••• ••••• L•• | Hedge Fund | $894M | 2 | Dec 21, 2011 |
| A•••• S••••• L••• F•••• L•••no longer reported | Hedge Fund | $872M | 282 | Apr 1, 2013 |
| A•••• S••••• L••• I•• F•••••• L••• | Hedge Fund | $822M | 20 | Aug 27, 2018 |
| A•••• D••••• L•••••• S•••••••• F••• I•••• L••• | Private Equity Fund | $762M | 10 | Mar 31, 2022 |
| A•••• D••••• L•••••• S•••••••• F•••••• L••• | Hedge Fund | $587M | 11 | Mar 30, 2018 |
| A•••• M•••••••• F••• V••• L••• | Private Equity Fund | $538M | 15 | Mar 31, 2021 |
| A•••• D••••• L•••••• S•••••••• F••• I• B••• L••• | Private Equity Fund | $521M | 8 | Mar 31, 2022 |
| A•••• S••••• D••• •••• L•• | Hedge Fund | $453M | 2 | Mar 30, 2018 |
| A•••• M•••••••• F••• I•••• L••• | Private Equity Fund | $429M | 38 | Mar 30, 2016 |
| A•••• S••••• L••• F••• I••• L••• | Hedge Fund | $411M | 179 | Nov 28, 2016 |
| A•••• S••••• L••• F••• I•••• L••• | Hedge Fund | $378M | 8 | Mar 2, 2021 |
| A•••• M•••••••• F••• I•••• L••• | Private Equity Fund | $309M | 16 | Mar 30, 2016 |
| A•••• S••••• L••• F••• I•••• L••• | Hedge Fund | $276M | 3 | Mar 2, 2021 |
| A•••• S••••• L••• F••• I•• ••••••••• L••• | Hedge Fund | $271M | 46 | Mar 1, 2017 |
| A•••• D••••• L•••••• S•••••••• F••• B••• L••• | Private Equity Fund | $238M | 5 | Nov 28, 2018 |
| A•••• D••••• L•••••• S•••••••• F••• I•••• L••• | Private Equity Fund | $234M | 11 | Mar 31, 2022 |
| A•••• D••••• L•••••• S•••••••• F•••••• L••• | Private Equity Fund | $180M | 4 | Aug 29, 2018 |
| A•••• S••••• D••• •••• L•• | Private Equity Fund | $154M | 1 | Mar 31, 2021 |
| A•••• D••••• L•••••• S•••••••• F•••••• L••• | Private Equity Fund | $153M | 9 | Mar 30, 2018 |
| A•••• C••••• S••••••••• ••••••• L••no longer reported | Private Equity Fund | $103M | 1 | Mar 28, 2014 |
| A•••• M•••••••• F••• I••• L••• | Private Equity Fund | $64.7M | 63 | Dec 21, 2011 |
| A•••• C••• C••••••••• L•••no longer reported | Hedge Fund | $62.2M | 44 | Feb 10, 2012 |
| A•••• S••••• L••• F••• V• L••• | Hedge Fund | $55.6M | 14 | Mar 31, 2023 |
| A•••• S••••• D••• •••• L•• | Hedge Fund | $38.7M | 2 | Mar 30, 2018 |
| A•••• M••• V• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L•• | Private Equity Fund | $33.5M | 83 | Mar 31, 2022 |
| A•••• M••• I• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L•• | Private Equity Fund | $32.4M | 45 | Mar 31, 2017 |
| A•••• S••••• D••• •••••• L•• | Private Equity Fund | $15.1M | 2 | Mar 31, 2019 |
| A•••• D•• C••••••••• F••• 1• L•••no longer reported | Private Equity Fund | $8.4M | 2 | May 29, 2019 |
| A•••• C•••• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L•• | Private Equity Fund | $6.0M | 10 | Mar 28, 2024 |
| A•••• C••••• S••••••••• ••••• L• | Hedge Fund | $3.9M | 4 | Nov 19, 2014 |
| A•••• M•••••••• F•••• L•••no longer reported | Private Equity Fund | $2.8M | 28 | Dec 21, 2011 |
| A•••• M•••••••• F••• I•• L•••no longer reported | Private Equity Fund | $1.5M | 82 | Dec 21, 2011 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• A••••••••• H•••• · Chief Financial Officer Of A•••• G•••• & Managing D•••••Orcontrolsince 08/2021 · owns less than 5%
- G•••••••• U•• P••••• C•••••••• · Managing D•••••Orcontrolsince 06/2000 · owns less than 5%
- J•••••• R••••••• T••••• · Chief Operating Officer & Managing D•••••Orcontrolsince 01/2008 · owns less than 5%
- M••••• K••••• P••• · President, A•••• P•••••• D•••controlsince 03/2000 · owns less than 5%
- M••••••••• M••••••• P•••••• · Head Of A•••• S••••• D•••controlsince 04/2007 · owns less than 5%
- R••••••• G•••••••• S•••• · Co-Ceo Of A•••• G•••• & Executive Chairman Of A•••• P•••••• E•••••controlsince 03/2000 · owns less than 5%
- R••••••••• M••••••• E•••• · S••••• Vice President, Finance & Chief Financial Officer Of A•••• P•••••• D•••controlsince 09/2017 · owns less than 5%
- R•••• S•••••• V••••• · Co-Head Of A•••• Originationcontrolsince 12/2021 · owns less than 5%
- S••••••••• J••••• S•••• · Chief Compliance Officer & Fund Counselcontrolsince 08/2020 · owns less than 5%
- V••••••••• R••••• · Co-Head Of A•••• Originationcontrolsince 12/2021 · owns less than 5%
- W••••••••• D•••••• H••••• · Chief Administrative And Legal Officer & Managing D•••••Orcontrolsince 12/2011 · owns less than 5%
- W•••••• M•••• B•••• · Co-Ceo Of A•••• G•••• & Executive Chairman Of A•••• P•••••• D•••controlsince 03/2000 · owns less than 5%
- M••••• K••••• P••• · Limited Partnercontrolsince 02/2022 · owns 25% to 50% of A•••• P• M••••••••• H•••••••• L•
- R••••••• G•••••••• S•••• · Membercontrolsince 06/2019 · owns 25% to 50% of A•••• M••••••••• C•••••• H•••••••• L••
- W•••••• M•••• B•••• · Membercontrolsince 06/2019 · owns 25% to 50% of A•••• M••••••••• C•••••• H•••••••• L••
Entity owners
- A•••• P• M••••••••• H•••••••• L• · Sole Memberdirect · owns 75% or more
- A•••• M••••••••• C•••••• H•••••••• L•• · General Partnerindirect · owns 50% to 75% of A•••• P• M••••••••• H•••••••• L•
Related persons
Schedule D 7.A
- 1•• H••••••••• H•••••••• L••pooled vehicle sponsory
- A••• B••••••• C•• L•••pooled vehicle sponsorn
- A••• I• B••••••• C•• L•••pooled vehicle sponsorn
- A• C•••••••• G•• L••pooled vehicle sponsorn
- A•••• C•••••••• B••••••• M••••• L••pooled vehicle sponsorn
- A•••• C••••• O••••••••• B•••••••• L•••pooled vehicle sponsorn
- A•••• D••••• L•••••• S•••••••• I• B•• F•••••• S•••pooled vehicle sponsorn
- A•••• D•• B•••••••• L•••pooled vehicle sponsorn
- A•••• D•• I• B•••••••• L•••pooled vehicle sponsorn
- A•••• P•••••• E•••••investment adviserpooled vehicle sponsornRAUM $20B
- A•••• M•••••••• B••••••• I••• L•••pooled vehicle sponsorn
- A•••• M•••••••• B••••••• I•• L•••pooled vehicle sponsorn
- A•••• M•••••••• B••••••• V• L•••pooled vehicle sponsorn
- A•••• P• S•••••••• C•••••••• B•••••••• L••pooled vehicle sponsorn
- A•••• P•••••• E••••• A•••• C• B•••••••• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• I•• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• I••• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• I• C•• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• I•• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• V• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• V•• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B••••••• V••• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• B•••••••• L•••••pooled vehicle sponsorn
- A•••• P•••••• E••••• J••••• C•••••• B••••••• I•• L•••pooled vehicle sponsorn
- A•••• P•••••• E••••• J••••• C•••••• B•••••••• L••pooled vehicle sponsorn
- A•••• P•••••• E••••• O•••••• B••••••• I• L•••pooled vehicle sponsorn
- A•••• S••••• L••• B••••••• G• I••• L••pooled vehicle sponsorn
- A•••• S••••• L••• B••••••• G• I• ••••••• L•••pooled vehicle sponsorn
- A•••• S••••• L••• B••••••• G• I•• I•••pooled vehicle sponsorn
- A•••• S••••• L••• B••••••• G• V• ••••••• L•••pooled vehicle sponsorn
Advisers that list A•••• P•••••• D••• as a related person
- 160483 n
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Private funds · 54 to 56May 27, 2026 to Jul 22, 2026
- Private funds · 53 to 54Apr 29, 2026 to May 27, 2026
- Discretionary RAUM · $26B to $25BMar 31, 2026 to Apr 29, 2026
- Non-discretionary RAUM · $582M to $582MMar 31, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $26B to $25BMar 31, 2026 to Apr 29, 2026
- RAUM · $26B to $26BMar 31, 2026 to Apr 29, 2026
- Accounts · 63 to 74Jan 21, 2026 to Mar 31, 2026
- Advisory employees · 71 to 80Jan 21, 2026 to Mar 31, 2026
- Pooled vehicle clients · 61 to 72Jan 21, 2026 to Mar 31, 2026
- Assets in custody · $661M to $702MJan 21, 2026 to Mar 31, 2026
- Employees · 206 to 238Jan 21, 2026 to Mar 31, 2026
- Private funds · 50 to 53Jan 21, 2026 to Mar 31, 2026
- Discretionary RAUM · $23B to $26BJan 21, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $582MJan 21, 2026 to Mar 31, 2026
- Pension RAUM · $159M to $167MJan 21, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $22B to $26BJan 21, 2026 to Mar 31, 2026
- RAUM · $23B to $26BJan 21, 2026 to Mar 31, 2026
- Private funds · 49 to 50Aug 25, 2025 to Nov 25, 2025
- Private funds · 47 to 49Jun 26, 2025 to Aug 25, 2025
- Financial planning clients · unset to Apr 30, 2025 to Jun 26, 2025
- Accounts · 38 to 63Feb 27, 2025 to Apr 30, 2025
- Advisory employees · 61 to 71Feb 27, 2025 to Apr 30, 2025
- Pooled vehicle clients · 36 to 61Feb 27, 2025 to Apr 30, 2025
- Assets in custody · $560M to $661MFeb 27, 2025 to Apr 30, 2025
- Employees · 114 to 206Feb 27, 2025 to Apr 30, 2025
- Private funds · 36 to 47Feb 27, 2025 to Apr 30, 2025
- Discretionary RAUM · $20B to $23BFeb 27, 2025 to Apr 30, 2025
- Pension RAUM · $146M to $159MFeb 27, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $19B to $22BFeb 27, 2025 to Apr 30, 2025
- RAUM · $20B to $23BFeb 27, 2025 to Apr 30, 2025
- Private funds · 33 to 36Jun 4, 2024 to Feb 27, 2025
- Accounts · 37 to 38Jul 14, 2023 to Mar 28, 2024
- Advisory employees · 54 to 61Jul 14, 2023 to Mar 28, 2024
- Business name · A•••• G•••• to A•••• P•••••• D•••Jul 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 35 to 36Jul 14, 2023 to Mar 28, 2024
- Assets in custody · $569M to $560MJul 14, 2023 to Mar 28, 2024
- Employees · 107 to 114Jul 14, 2023 to Mar 28, 2024
- Other offices · 2 to 1Jul 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $19B to $20BJul 14, 2023 to Mar 28, 2024
- Pension RAUM · $133M to $146MJul 14, 2023 to Mar 28, 2024
Signals
10 dated events
- Rahman Vahabzadeh (Co-Head, Audax Origination) appeared on Schedule A of A•••• P•••••• D•••Mar 9, 2022 · Control person joined · fact
- Vernon Steven Ruby (Co-Head, Audax Origination) appeared on Schedule A of A•••• P•••••• D•••Mar 9, 2022 · Control person joined · fact
- Alexander Gardiner (Managing Director, Chief Financial Officer, A•••• G••••) appeared on Schedule A of A•••• P•••••• D•••Mar 9, 2022 · Control person joined · fact
- J•••• C•••••• (Executive Vice President, Finance & Chief Financial Officer, Private Equity) no longer on Schedule A of A•••• P•••••• D••• (listed 2021-11-02, absent 2022-03-09)Mar 9, 2022 · Control person left · inference
- A•••• P•••••• D••• reported RAUM $12.7B, up 39% from $9.1B (2021-03-02 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- J•••• Scoffield (Chief Compliance Officer And Fund Counsel) appeared on Schedule A of A•••• P•••••• D•••Aug 24, 2020 · Control person joined · fact
- Byron Pavano (Managing Director, Private Debt Fund Strategy And Counsel, Chief Compliance Officer) no longer on Schedule A of A•••• P•••••• D••• (listed 2020-03-30, absent 2020-08-24)Aug 24, 2020 · Control person left · inference
- A•••• P•••••• D••• reported RAUM $8.9B, up 25% from $7.1B (2018-11-28 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- J•••• C•••••• (Executive Vice President, Finance & Chief Financial Officer, Private Equity) appeared on Schedule A of A•••• P•••••• D•••Mar 31, 2019 · Control person joined · fact
- Elvis Michael Rettagliatta (Senior Vice President, Finance And Cfo, Private Debt) appeared on Schedule A of A•••• P•••••• D•••Mar 31, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- A•••• P•••••• D••• · Independent Sponsorsshared crd · capital_provider
- A•••• P•••••• D••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/audax-private-debtreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••CREDITBDC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-703-2700reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026