DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•••• P•••••• E•••••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 160483SEC 801-73306websiteIAPD
Legal name A•••• M••••••••• C••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Feb 10, 2012 · 39 filings
SEC status approved since Mar 30, 2012
RAUM
$20B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
319
111 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
38
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$20B as of Jul 21, 2026
Apr 1, 2013$2.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 21, 2026
Apr 1, 20130 then
Employees (5.A)319 as of Jul 21, 2026
Apr 1, 2013106 then
Private funds38 as of Jul 21, 2026
Apr 1, 201310 then
RAUM +2.9% over the last fiscal year+7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$559MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
+2.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$20B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
36reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      32 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• P•••••• E••••• F••• V••••• L•••Private Equity Fund$3.6B234Mar 31, 2023
      A•••• P•••••• E••••• F••• V•••• L•••Private Equity Fund$2.6B128Mar 29, 2019
      A•••• P•••••• E••••• F••• V•••• L•••Private Equity Fund$2.3B134Mar 29, 2019
      A•••• P•••••• E••••• F••• V••••• L•••Private Equity Fund$1.8B210Mar 31, 2023
      A•••• P•••••• E••••• F••• I• C•• L•••Private Equity Fund$1.6B140Mar 31, 2021
      A•••• P•••••• E••••• F••• V••• L•••Private Equity Fund$1.3B118Mar 30, 2016
      A•••• P• V•• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$1.0B223Mar 28, 2024
      A•••• P• V• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$926M184Mar 30, 2020
      A•••• P•••••• E••••• O•••••• F••• I• L•••Private Equity Fund$782M141Mar 31, 2022
      A•••• P•••••• E••••• F••• V••• L•••Private Equity Fund$697M87Mar 30, 2016
      A•••• T•••• C••••••••• L•••Private Equity Fund$408M85Feb 10, 2012
      A•••• P•••••• E••••• A•••• C•• L•••Private Equity Fund$400M53Mar 31, 2023
      A•••• P• V•• T•••• C••••••••• A• S••••• O• A•••• T•••• S••••• C••••••••• L••Private Equity Fund$360M79Mar 28, 2024
      A•••• P• V• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$268M122Mar 30, 2016
      A•••• P•••••• E••••• S•••••••• C••••••••• F••• I• L•••Private Equity Fund$218M3Mar 28, 2024
      A•••• O•••••• F••• I• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$160M223Mar 28, 2024
      A•••• C••••••••• F••• I• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$102M89Mar 31, 2021
      A•••• P•••••• E••••• • S•••••••• C•••••• • S•• L•••Private Equity Fund$100M2Mar 28, 2024
      A•••• P•••••• E••••• J••••• C•••••• F•••••• L•••Private Equity Fund$89.9M25Mar 31, 2021
      A•••• P•••••• E••••• J••••• C•••••• F••• I•• L•••Private Equity Fund$59.3M11Mar 31, 2023
      A•••• O•••••• F••• I• T•••• C••••••••• A• S••••• O• A•••• T•••• S••••• C••••••••• L••Private Equity Fund$43.5M79Mar 28, 2024
      A•••• P• A•••• C• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$38.7M91Mar 28, 2024
      A•••• P•••••• E••••• F••• I••• L•••Private Equity Fund$24.5M83Feb 10, 2012
      A•••• P• J•• C•••••• C••••••••• A• S••••• O• A•••• C•••••••• S•••••• L••Private Equity Fund$18.1M53Mar 31, 2022
      A•••• P•••••• E••••• F••• I•• L•••Private Equity Fund$6.6M168Feb 10, 2012
      A•• C••••••••• L•••Private Equity Fund$3.6M32Feb 10, 2012
      A•••• C•••••••• I••• L•••Private Equity Fund$1.4M123Feb 10, 2012
      A•••• P•••••• E••••• F•••• L•••Private Equity Fund$1.3M97Feb 10, 2012
      A•••• C•••••••• I•• L•••Private Equity Fund$595,08297Apr 1, 2013
      A•••• C••••••••• L•••Private Equity Fund$549,015139Feb 10, 2012
      A•••• S•••••• P•••••• C••••••••• L•••Private Equity Fund$5,7132Feb 10, 2012
      A•••• P•••••• E••••• F••• I•• L•••Private Equity Fund$084Feb 10, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• A•••• A••••• · Partnercontrol
        since 09/2005 · owns less than 5%
      • B••••••• D•••••• G•••• · Partnercontrol
        since 09/2005 · owns less than 5%
      • G•••••••• A••••••••• H•••• · Chief Financial Officer Of A•••• G•••• & Managing D•••••Orcontrol
        since 08/2021 · owns less than 5%
      • J•••••• R••••••• T••••• · Chief Operating Officer & Managing D•••••Orcontrol
        since 01/2008 · owns less than 5%
      • L••• Y••••• J•• · Co-President Of A•••• P•••••• E••••• & Partnercontrol
        since 12/2006 · owns less than 5%
      • M•••• T••••••• S•••••• · Partnercontrol
        since 12/2014 · owns less than 5%
      • M•••••••• J•••• J••••• · Partnercontrol
        since 12/2011 · owns less than 5%
      • P••••••• K••••• R•••••• · Co-President Of A•••• P•••••• E••••• & Partnercontrol
        since 12/2001 · owns less than 5%
      • R••••••• G•••••••• S•••• · Co-Ceo Of A•••• G•••• & Executive Chairman Of A•••• P•••••• E•••••control
        since 07/1999 · owns less than 5%
      • R•••••• J•••••• P•••••• · Partnercontrol
        since 12/2012 · owns less than 5%
      • S••••••••• J••••• S•••• · Chief Compliance Officer & Fund Counselcontrol
        since 08/2020 · owns less than 5%
      • W••••••••• D•••••• H••••• · Chief Administrative And Legal Officer & Managing D•••••Orcontrol
        since 12/2011 · owns less than 5%
      • W•••••• M•••• B•••• · Co-Ceo Of A•••• G•••• & Executive Chairman Of A•••• P•••••• D•••control
        since 07/1999 · owns less than 5%
      • W•••• D••••• J••• · Partnercontrol
        since 12/2014 · owns less than 5%
      • R••••••• G•••••••• S•••• · Membercontrol
        since 06/2019 · owns 25% to 50% of A•••• M••••••••• C•••••• H•••••••• L••
      • W•••••• M•••• B•••• · Membercontrol
        since 06/2019 · owns 25% to 50% of A•••• M••••••••• C•••••• H•••••••• L••
      Entity owners
      • A•••• M••••••••• C•••••• H•••••••• L•• · Member
        direct · owns 75% or more
      • P• M• M••••••••• A••••••••• L• · Member
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • 1•• H••••••••• H•••••••• L••
        pooled vehicle sponsory
      • A••• B••••••• C•• L•••
        pooled vehicle sponsorn
      • A••• I• B••••••• C•• L•••
        pooled vehicle sponsorn
      • A• C•••••••• G•• L••
        pooled vehicle sponsorn
      • A•••• C•••••••• B••••••• M••••• L••
        pooled vehicle sponsorn
      • A•••• C••••• O••••••••• B•••••••• L•••
        pooled vehicle sponsorn
      • A•••• D••••• L•••••• S•••••••• I• B•• F•••••• S•••
        pooled vehicle sponsorn
      • A•••• D•• B•••••••• L•••
        pooled vehicle sponsorn
      • A•••• D•• I• B•••••••• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• D•••
        investment adviserpooled vehicle sponsornRAUM $26B
      • A•••• M•••••••• B••••••• I••• L•••
        pooled vehicle sponsorn
      • A•••• M•••••••• B••••••• I•• L•••
        pooled vehicle sponsorn
      • A•••• M•••••••• B••••••• V• L•••
        pooled vehicle sponsorn
      • A•••• P• S•••••••• C•••••••• B•••••••• L••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• A•••• C• B•••••••• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• I••• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• I• C•• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• I•• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• V• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• V•• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B••••••• V••• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• B•••••••• L•••••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• J••••• C•••••• B••••••• I•• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• J••••• C•••••• B•••••••• L•••
        pooled vehicle sponsorn
      • A•••• P•••••• E••••• O•••••• B••••••• I• L•••
        pooled vehicle sponsorn
      • A•••• S••••• L••• B••••••• G• I••• L•••
        pooled vehicle sponsorn
      • A•••• S••••• L••• B••••••• G• I• ••••••• L•••
        pooled vehicle sponsorn
      • A•••• S••••• L••• B••••••• G• I•• I•••
        pooled vehicle sponsorn
      • A•••• S••••• L••• B••••••• G• V• •••••••• L•••
        pooled vehicle sponsorn
      • A•••• S••••• L••• B••••••• I•• F•••••• L•••
        pooled vehicle sponsorn
      Advisers that list A•••• P•••••• E••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • San Francisco, CA19 employees
      • New York, NY5 employees
      • London, United Kingdom2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 35 to 36
        Jan 13, 2026 to Mar 31, 2026
      • Advisory employees · 109 to 111
        Jan 13, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 35 to 36
        Jan 13, 2026 to Mar 31, 2026
      • Employees · 284 to 319
        Jan 13, 2026 to Mar 31, 2026
      • Private funds · 35 to 38
        Jan 13, 2026 to Mar 31, 2026
      • Discretionary RAUM · $20B to $20B
        Jan 13, 2026 to Mar 31, 2026
      • Non-discretionary RAUM · $0 to $174M
        Jan 13, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $20B to $20B
        Jan 13, 2026 to Mar 31, 2026
      • RAUM · $20B to $20B
        Jan 13, 2026 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to Jun 26, 2025
      • Accounts · 31 to 35
        May 3, 2024 to Mar 31, 2025
      • Advisory employees · 106 to 109
        May 3, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 31 to 35
        May 3, 2024 to Mar 31, 2025
      • Employees · 255 to 284
        May 3, 2024 to Mar 31, 2025
      • Other offices · 3 to 4
        May 3, 2024 to Mar 31, 2025
      • Private funds · 31 to 35
        May 3, 2024 to Mar 31, 2025
      • Discretionary RAUM · $19B to $20B
        May 3, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $19B to $20B
        May 3, 2024 to Mar 31, 2025
      • RAUM · $19B to $20B
        May 3, 2024 to Mar 31, 2025
      • Accounts · 32 to 31
        Mar 28, 2024 to May 3, 2024
      • Pooled vehicle clients · 32 to 31
        Mar 28, 2024 to May 3, 2024
      • Private funds · 32 to 31
        Mar 28, 2024 to May 3, 2024
      • Accounts · 17 to 32
        Nov 9, 2023 to Mar 28, 2024
      • Advisory employees · 96 to 106
        Nov 9, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 17 to 32
        Nov 9, 2023 to Mar 28, 2024
      • Employees · 225 to 255
        Nov 9, 2023 to Mar 28, 2024
      • Private funds · 17 to 32
        Nov 9, 2023 to Mar 28, 2024
      • Discretionary RAUM · $17B to $19B
        Nov 9, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $17B to $19B
        Nov 9, 2023 to Mar 28, 2024
      • RAUM · $17B to $19B
        Nov 9, 2023 to Mar 28, 2024
      • Business name · A•••• G•••• to A•••• P•••••• E•••••
        Jul 14, 2023 to Jul 14, 2023
      • Discretionary RAUM · $16B to $17B
        Mar 31, 2023 to Apr 27, 2023
      • Pooled vehicle RAUM · $16B to $17B
        Mar 31, 2023 to Apr 27, 2023
      • RAUM · $16B to $17B
        Mar 31, 2023 to Apr 27, 2023
      • Accounts · 21 to 17
        Nov 10, 2022 to Mar 31, 2023
      • Advisory employees · 86 to 96
        Nov 10, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 21 to 17
        Nov 10, 2022 to Mar 31, 2023
      • Employees · 226 to 225
        Nov 10, 2022 to Mar 31, 2023
      • Other offices · 1 to 3
        Nov 10, 2022 to Mar 31, 2023
      • Private funds · 21 to 17
        Nov 10, 2022 to Mar 31, 2023
      Signals
      19 dated events
      • Garth J•••• C•••••• (Chief Financial Officer Of A•••• P•••••• E••••• & Managing Director) no longer on Schedule A of A•••• P•••••• E••••• (listed 2023-08-02, absent 2023-11-09)
        Nov 9, 2023 · Control person left · inference
      • Margaret Pamela Martin (Senior Managing Director) no longer on Schedule A of A•••• P•••••• E••••• (listed 2023-03-31, absent 2023-04-27)
        Apr 27, 2023 · Control person left · inference
      • A•••• P•••••• E••••• reported RAUM $16.2B, up 28% from $12.6B (2022-11-10 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Hayes Alexander Gardiner (Managing Director, Chief Financial Officer, A•••• G••••) appeared on Schedule A of A•••• P•••••• E•••••
        May 5, 2022 · Control person joined · fact
      • Grant Donald Bramley (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • Richard Keith Palumbo (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • Andrew Adam Abramson (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • Jin Young Lee (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • J John Mitchell (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • J David Wong (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • M Pamela Martin (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • Timothy Mack (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • Joseph Rogers (Managing Director) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 31, 2022 · Control person joined · fact
      • J•••• Scoffield (Chief Compliance Officer And Fund Counsel) appeared on Schedule A of A•••• P•••••• E•••••
        Aug 24, 2020 · Control person joined · fact
      • Byron Pavano (Managing Director, Private Debt Fund Strategy And Counsel, Chief Compliance Officer) no longer on Schedule A of A•••• P•••••• E••••• (listed 2020-03-30, absent 2020-08-24)
        Aug 24, 2020 · Control person left · inference
      • Stuart Barry Volpert (Trustee) no longer on Schedule A of A•••• P•••••• E••••• (listed 2019-03-29, absent 2019-07-03)
        Jul 3, 2019 · Control person left · inference
      • Bradford Ronald Malt (Trustee) no longer on Schedule A of A•••• P•••••• E••••• (listed 2019-03-29, absent 2019-07-03)
        Jul 3, 2019 · Control person left · inference
      • A•••• P•••••• E••••• reported RAUM $8.3B, up 57% from $5.3B (2018-03-30 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • J•••• C•••••• (Executive Vice President, Finance & Chief Financial Officer, Private Equity) appeared on Schedule A of A•••• P•••••• E•••••
        Mar 29, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/audax-private-equityreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      H•••S://WWW.LINKEDIN.COM/COMPANY/A••••-GROUPreportedpublic record, Form ADV, Sep 18, 2026
      Website
      audaxstrategiccapital.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      617-859-1520reportedpublic record, Form ADV, Jul 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026