DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• A••••••• L•
Latest filing Aug 28, 2026
First filing on the tape Jan 26, 2012 · 20 filings
SEC status approved since Feb 6, 2012
RAUM
$1.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.2B as of Aug 28, 2026
Mar 26, 2013$1.0B then
HNW client RAUM: $187M
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 26, 20130 then
Employees (5.A)15 as of Aug 28, 2026
Mar 26, 201310 then
Private funds3 as of Aug 28, 2026
Mar 26, 20131 then
RAUM +4.2% over the last fiscal year-2.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $138MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $990M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$888M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $990M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- M•••••• T••••• R•••••••• to C••••••• A•••• M••••••••• I••Mar 25, 2022 · Other
Joined, latest
- M•••••• T••••• R•••••••• from D••••• W•••••• L••Mar 30, 2021 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••• F••• L•• | Hedge Fund | $939M | 16 | Jan 26, 2012 |
| K••• P••••••• S••••• 1• A• S••••• O• K••• P••••••• L•no longer reported | Private Equity Fund | $50.0M | 9 | Mar 13, 2015 |
| K••• P••••••• S••••• 4• A• S••••• O• K••• P••••••• L• | Private Equity Fund | $14.0M | 5 | Mar 14, 2019 |
| K••• P••••••• S••••• 2• A• S••••• O• K••• P••••••• L• | Private Equity Fund | $9.0M | 5 | Mar 31, 2017 |
| K••• P••••••• S••••• 3• A• S••••• O• K••• P••••••• L• | Real Estate Fund | $3.0M | 5 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- K•••••••• J•• G••• · Principal, Chief Investment Officercontrolsince 08/2002 · owns less than 5%
- M••••••••• A••• · General Counsel, Ccocontrolsince 03/2024 · owns less than 5%
Entity owners
- K••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- K•• L••• · Limited Partnerdirect · owns 75% or more
- J• G••• K•••••••• J•• R•••••••• T•••• D•• 5••••••• A• A••••••• J• G••• K•••••••• T•••••• · Owner Of Limited Partnerindirect · owns 75% or more of K•• L•••
- K•• L••• · Managing Memberindirect · owns 75% or more of K••• M••••••••• L••
Related persons
Schedule D 7.A
- K••• C•••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 28, 2026
- Assets in custody · $889M to $990MMar 28, 2025 to Mar 28, 2026
- Employees · 13 to 15Mar 28, 2025 to Mar 28, 2026
- Discretionary RAUM · $1.2B to $1.2BMar 28, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $21.0M to $16.0MMar 28, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $775M to $888MMar 28, 2025 to Mar 28, 2026
- RAUM · $1.2B to $1.2BMar 28, 2025 to Mar 28, 2026
- Assets in custody · $1.1B to $889MMar 21, 2024 to Mar 28, 2025
- Employees · 14 to 13Mar 21, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.4B to $1.2BMar 21, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $10.0M to $21.0MMar 21, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $775MMar 21, 2024 to Mar 28, 2025
- RAUM · $1.4B to $1.2BMar 21, 2024 to Mar 28, 2025
- Accounts · 10 to 9Jan 9, 2024 to Mar 21, 2024
- Advisory employees · 4 to 5Jan 9, 2024 to Mar 21, 2024
- Pooled vehicle clients · 7 to 6Jan 9, 2024 to Mar 21, 2024
- Assets in custody · $935M to $1.1BJan 9, 2024 to Mar 21, 2024
- Employees · 15 to 14Jan 9, 2024 to Mar 21, 2024
- Private funds · 4 to 3Jan 9, 2024 to Mar 21, 2024
- Discretionary RAUM · $944M to $1.4BJan 9, 2024 to Mar 21, 2024
- Non-discretionary RAUM · $399M to $10.0MJan 9, 2024 to Mar 21, 2024
- Pooled vehicle RAUM · $849M to $1.0BJan 9, 2024 to Mar 21, 2024
- RAUM · $1.3B to $1.4BJan 9, 2024 to Mar 21, 2024
- Accounts · 11 to 10Mar 25, 2022 to Mar 28, 2023
- Advisory employees · 6 to 4Mar 25, 2022 to Mar 28, 2023
- Pooled vehicle clients · 8 to 7Mar 25, 2022 to Mar 28, 2023
- Assets in custody · $1.1B to $935MMar 25, 2022 to Mar 28, 2023
- Employees · 12 to 15Mar 25, 2022 to Mar 28, 2023
- Private funds · 5 to 4Mar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.1B to $944MMar 25, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $329M to $399MMar 25, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $982M to $849MMar 25, 2022 to Mar 28, 2023
- RAUM · $1.4B to $1.3BMar 25, 2022 to Mar 28, 2023
- Pooled vehicle clients · 7 to 8Apr 22, 2021 to Mar 25, 2022
- Assets in custody · $823M to $1.1BApr 22, 2021 to Mar 25, 2022
- Employees · 11 to 12Apr 22, 2021 to Mar 25, 2022
- State-registered IARs · 1 to 0Apr 22, 2021 to Mar 25, 2022
- Discretionary RAUM · $946M to $1.1BApr 22, 2021 to Mar 25, 2022
- Non-discretionary RAUM · $492M to $329MApr 22, 2021 to Mar 25, 2022
Signals
3 dated events
- Alec Mallinger (General Counsel, Cco) appeared on Schedule A of K••• A••••••• L•Mar 21, 2024 · Control person joined · fact
- M•••••• T••••• R•••••••• left K••• A••••••• L• for C••••••• A•••• M••••••••• I•• (registered 2023-04-11)Mar 25, 2022 · Advisor changed firm · fact
- K••• A••••••• L• reported RAUM $1.5B, up 33% from $1.2B (2018-03-29 to 2019-03-14)Mar 14, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- K••• A••••••• L• · Independent Sponsorsshared crd · capital_provider
- K••• A••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- K•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-737-1721reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
K••• A••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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