DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chandler Asset Management Inc
Latest filing Mar 25, 2026
First filing on the tape Mar 13, 2012 · 42 filings
SEC status approved since Jul 22, 1993
RAUM
$45B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$2.2B
derived; firm RAUM over IAPD count
Employees
54
20 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$45B as of Mar 25, 2026
Mar 13, 2012$5.9B then
HNW client RAUM$88.8M as of Sep 8, 2025
Mar 7, 2018$144M then
State-registered IARs (5.B.3)18 as of Mar 25, 2026
Mar 13, 20120 then
Employees (5.A)54 as of Mar 25, 2026
Mar 6, 201320 then
Private funds: no history
RAUM +9.0% over the last fiscal year+17% a year over threeIARs 18 to 18
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $2.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 3.0derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$38B94%
- Pooled investment vehicles$2.3B5.7%
- Corporations and businesses$163M0.4%
- Charitable organizations$80.3M0.2%
- Pension and profit-sharing plans$14.7M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 5reported
- Accounts
- 509reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.05 institutional_share=0.84 related_bd=true related_bank=false bd_reps=9.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin Dayle CassellChartered Financial Analyst | San Diego, Ca | Apr 23, 2003 | 35 y | 0 |
| Jayson SchmittChartered Financial Analyst | San Diego, Ca | Aug 3, 2005 | 10 y | 0 |
| William DennehyChartered Financial Analyst | San Diego, Ca | Apr 14, 2011 | 32 y | 0 |
| Scott David Prickett | Seattle, Wa | May 1, 2014 | 32 y | 2 |
| Genevieve Cathryn LynkiewiczChartered Financial Analyst | San Diego, Ca | Oct 19, 2015 | 24 y | 0 |
| Carlos Manuel Oblites MáRquez | San Diego, Ca | Sep 11, 2017 | 11 y | 0 |
| Aneil P Murthy | Walnut Creek, Ca | May 29, 2020 | 11 y | 0 |
| Daniel Joseph DelaneyChartered Financial Analyst | San Diego, Ca | Jun 2, 2021 | 13 y | 0 |
| Alayne Marie Sampson | San Diego, Ca | Aug 2, 2022 | 24 y | 0 |
| Kara Lee Hooks | San Diego, Ca | Aug 11, 2022 | 14 y | 0 |
| Karl Otto Meng | San Diego, Ca | Dec 20, 2022 | 18 y | 0 |
| Michael Thomas Rasmussen | San Diego, Ca | Apr 11, 2023 | 10 y | 3 |
| John Clark McdowellChartered Financial Analyst | San Diego, Ca | Jul 6, 2023 | 20 y | 0 |
| James Aaron NailChartered Financial Analyst | San Diego, Ca | Jan 11, 2024 | 11 y | 1 |
| Kyle Harry Perry | Denver, Co | Oct 8, 2024 | 22 y | 1 |
| Christopher Keith Blackwood | San Diego, Ca | Feb 21, 2025 | 22 y | 1 |
| Rare Immoire WilliamsChartered Financial Analyst | San Diego, Ca | Apr 23, 2025 | 19 y | 4 |
| Deynan Scott StitcherChartered Financial Analyst | Roswell, Ga | May 9, 2025 | 29 y | 1 |
| Steven Eric Huntley | San Diego, Ca | May 13, 2025 | 17 y | 1 |
| Jason Earl WashburnChartered Financial Analyst | San Diego, Ca | Oct 14, 2025 | 10 y | 0 |
| Nicole Marie Dragoo | San Diego, Ca | Dec 16, 2025 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Christopher Stephen Mccarry to Diamond Hill Capital Management, LLCSep 5, 2024 · Other
- Benjamin Preston Mendenhall to Centennial Government Advisors LLCSep 7, 2023 · Other
- Brian Keith Perry to UBS Financial Services Inc.Sep 20, 2011 · Other
Joined, latest
- Steven Eric Huntley from Cambridge Investment Research Advisors, Inc.May 13, 2025 · Other
- Deynan Scott Stitcher from Newport Group Securities, Inc.May 9, 2025 · Other
- Rare Immoire Williams from Fidelity Personal And Workplace AdvisorsApr 23, 2025 · Other
- Christopher Keith Blackwood from Davidson Fixed Income Management, Inc.Feb 21, 2025 · Other
- Kyle Harry Perry from Fbl Wealth Management, LLCOct 8, 2024 · Other
- James Aaron Nail from Wells Fargo AdvisorsJan 11, 2024 · Other
- Michael Thomas Rasmussen from Kore Advisors LPApr 11, 2023 · Other
- Benjamin Preston Mendenhall from Ptma Investment AdvisorsSep 26, 2022 · Other
- Scott David Prickett from Davidson Fixed Income Management, Inc.May 1, 2014 · Other
- Christopher Stephen Mccarry from Zacks Investment Management, Inc.Jul 25, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dayle Martin Cassell · Cfo And Corporate Advisorcontrolsince 01/2023 · owns less than 5%
- Marie Nicole Dragoo · Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- Thomas Michael Rasmussen · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Jayson Schmitt · Co-Chief Investment Officercontrolsince 01/2022 · owns less than 5%
- Dayle Martin Cassell · Shareholder/Cfocontrolsince 01/2024 · owns 25% to 50% of Chandler Investor Services, Inc.
- William Dennehy · Co-Chief Investment Officersince 01/2022 · owns less than 5%
- David Scott Prickett · Co-Chief Investment Officersince 01/2022 · owns less than 5%
- Edward Ryan Tauber · Managing Director Of Business Developmentsince 07/2020 · owns less than 5%
Entity owners
- Chandler Investor Services, Inc. · Shareholderdirect · owns 75% or more
- Chandler Asset Management, Inc. Employee Stock Ownership Plan & Trust · Shareholderindirect · owns 50% to 75% of Chandler Investor Services, Inc.
- Prudent Fiduciary Services · Trusteeindirect · owns F of Chandler Asset Management, Inc. Employee Stock Ownership Plan & Trust
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 19 | 2 | 0 | ||
| Denver, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO3 employees
- Oakland, CA2 employees
- Lake Mary, FL1 employees
- Novato, CA1 employees
- Seattle, WA1 employees
- Ventura, CA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 1,049.0 to 509.0 (-51.0%) between the annual amendments of 2025-04-29 and 2026-03-25; the peer median change was +3.0% (35 comparable advisers, 6.0th percentile of changes)peers: institutional managers, $20B and over (35) · 5.9% percentile
- business activity changedChange between filings · filing Mar 25, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-09-08, no on the filing of 2026-03-25peers: institutional managers, $20B and over (90)
- client count collapseChange between filings · filing Mar 25, 2026individual and HNW clients (Item 5.D) moved from 496.0 to 0.0 (-100.0%) between the annual amendments of 2025-04-29 and 2026-03-25; the peer median change was +14.0% (16 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $20B and over (16) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,049 to 509Sep 8, 2025 to Mar 25, 2026
- Advisory employees · 18 to 20Sep 8, 2025 to Mar 25, 2026
- Advisory activities · 4 to 3Sep 8, 2025 to Mar 25, 2026
- BD registered reps · 5 to 9Sep 8, 2025 to Mar 25, 2026
- Charity clients · 18 to 5Sep 8, 2025 to Mar 25, 2026
- Corporate clients · 14 to 6Sep 8, 2025 to Mar 25, 2026
- HNW clients · 122 to 0Sep 8, 2025 to Mar 25, 2026
- Individual clients · 374 to 0Sep 8, 2025 to Mar 25, 2026
- Pension plan clients · 2 to 1Sep 8, 2025 to Mar 25, 2026
- Pooled vehicle clients · 1 to 2Sep 8, 2025 to Mar 25, 2026
- Employees · 52 to 54Sep 8, 2025 to Mar 25, 2026
- Discretionary RAUM · $34B to $38BSep 8, 2025 to Mar 25, 2026
- HNW RAUM · 88792066.0 to unsetSep 8, 2025 to Mar 25, 2026
- Individual RAUM · 210200341.0 to unsetSep 8, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $7.6B to $7.1BSep 8, 2025 to Mar 25, 2026
- Pension RAUM · $13.0M to $14.7MSep 8, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.3B to $2.3BSep 8, 2025 to Mar 25, 2026
- RAUM · $42B to $45BSep 8, 2025 to Mar 25, 2026
- Wrap assets (manager) · 69474076.0 to unsetSep 8, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · 0.0 to unsetSep 8, 2025 to Mar 25, 2026
- Financial planning clients · unset to Apr 29, 2025 to May 20, 2025
- Accounts · 1,104 to 1,049Oct 1, 2024 to Jan 31, 2025
- Advisory employees · 16 to 18Oct 1, 2024 to Jan 31, 2025
- BD registered reps · 0 to 5Oct 1, 2024 to Jan 31, 2025
- Charity clients · 16 to 18Oct 1, 2024 to Jan 31, 2025
- Corporate clients · 12 to 14Oct 1, 2024 to Jan 31, 2025
- HNW clients · 161 to 122Oct 1, 2024 to Jan 31, 2025
- Individual clients · 412 to 374Oct 1, 2024 to Jan 31, 2025
- Pooled vehicle clients · 0 to 1Oct 1, 2024 to Jan 31, 2025
- Employees · 45 to 52Oct 1, 2024 to Jan 31, 2025
- State-registered IARs · 16 to 18Oct 1, 2024 to Jan 31, 2025
- Discretionary RAUM · $30B to $34BOct 1, 2024 to Jan 31, 2025
- HNW RAUM · $120M to $88.8MOct 1, 2024 to Jan 31, 2025
- Individual RAUM · $220M to $210MOct 1, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $6.2B to $7.6BOct 1, 2024 to Jan 31, 2025
- Pension RAUM · $12.5M to $13.0MOct 1, 2024 to Jan 31, 2025
- Pooled vehicle RAUM · $0 to $1.3BOct 1, 2024 to Jan 31, 2025
- RAUM · $36B to $42BOct 1, 2024 to Jan 31, 2025
- Related broker-dealer · false to trueOct 1, 2024 to Jan 31, 2025
- Wrap assets (manager) · $123M to $69.5MOct 1, 2024 to Jan 31, 2025
Signals
6 dated events
- Christopher Stephen Mccarry left Chandler Asset Management Inc for Diamond Hill Capital Management, Llc (registered 2025-02-18)Sep 5, 2024 · Advisor changed firm · fact
- Chandler Asset Management Inc reported RAUM $35.8B, up 25% from $28.6B (2023-05-12 to 2024-02-01)Feb 1, 2024 · RAUM change · derived
- Benjamin Preston Mendenhall left Chandler Asset Management Inc for Centennial Government Advisors Llc (registered 2024-06-24)Sep 7, 2023 · Advisor changed firm · fact
- David Matthew Rothchild (Interim Chief Compliance Officer) no longer on Schedule A of Chandler Asset Management Inc (listed 2023-01-27, absent 2023-04-03)Apr 3, 2023 · Control person left · inference
- Thomas Michael Rasmussen (Chief Compliance Officer) appeared on Schedule A of Chandler Asset Management IncApr 3, 2023 · Control person joined · fact
- Catherine Mary Chandler (Director) no longer on Schedule A of Chandler Asset Management Inc (listed 2023-01-10, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/911143reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CHANDLERASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 858.546.3737reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026