DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• C•••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2011 · 35 filings
SEC status approved since Dec 9, 2011
RAUM
$689M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
22 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$689M as of Mar 31, 2026
Jan 24, 2012$635M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)38 as of Mar 31, 2026
Apr 1, 201314 then
Private funds: no history
RAUM -11% over the last fiscal year+37% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $345MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $689M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$689M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $689M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••• J••••••• · Managing Director / General Counselcontrolsince 05/2023 · owns 5% to 10%
- G•••••• M••••••• N•• · Chief Executive Officer And Directorcontrolsince 01/2011 · owns less than 5%
- S•••••• I••• J•••••• F•••••• · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- T••••••••• S••••••••• N•• · Chief Investment Officercontrolsince 09/2022 · owns less than 5%
- T•••••• D••••• R•••••• · Chief Operating Officercontrolsince 01/2011 · owns less than 5%
- T•••• R•••••• W••••••• · Chairman And Directorcontrolsince 01/2011 · owns less than 5%
- G•••••• M••••••• N•• · 37% Owner Of I•• T•••• H••••••• L••controlsince 12/2021 · owns 25% to 50% of I•• T•••• H••••••• L••
- T•••• R•••••• W••••••• · Managercontrolsince 01/2024 · owns F of I•• T•••• H••••••• L••
Entity owners
- I•••••••• C••••••••• H••••••• L•• · Direct Ownerdirect · owns 75% or more
- I•• T•••• H••••••• L•• · Direct Ownerindirect · owns 75% or more of I•••••••• C••••••••• H••••••• L••
Related persons
Schedule D 7.A
- 3•• R••••• S•••••••• I•••investment companyn
- B•••••••• C•••••• L••pooled vehicle sponsorn
- I•• H••••••• C•••pooled vehicle sponsory
- I•••••••• C•••••• P••••••• S•••pooled vehicle sponsorn
- I•••••••• L•pooled vehicle sponsory
- I•••••••• L•••pooled vehicle sponsory
- I•••••••• P•••••••• L•••pooled vehicle sponsorn
- M• A•• V••••••• L••pooled vehicle sponsorn
- M• C••••••••• V••••••• L••pooled vehicle sponsorn
- M• D•••• I•••••••• L••pooled vehicle sponsorn
- M• E••••••• I•••••••• L••pooled vehicle sponsorn
- M• E••••• V••••••• L••pooled vehicle sponsorn
- M• G••• V••••••• L••pooled vehicle sponsorn
- M• I••••• V••••••• L••pooled vehicle sponsorn
- M• K••••••• V••••••• L••pooled vehicle sponsorn
- M• M••••••• V••••••• L••pooled vehicle sponsorn
- M• M•• V••••••• L••pooled vehicle sponsorn
- M• O••••• V•••••••pooled vehicle sponsorn
- M• P•••• V••••••• L••pooled vehicle sponsorn
- M• P•••••••• V••••••• L••pooled vehicle sponsorn
- M• R• V••••••• 1• L••pooled vehicle sponsorn
- M• S••••••••• L••pooled vehicle sponsorn
- M• V••••••• E••••• P•••pooled vehicle sponsorn
- M• Z••• V••••••• L••pooled vehicle sponsorn
- M•••••• G•••••pooled vehicle sponsory
- O••••• F•••••• L••investment advisern
- R••••• T•••pooled vehicle sponsory
- T••••••••• A••••••• L••investment advisernRAUM $1.3B
Advisers that list I•••••••• C•••••• P••••••• L•• as a related person
- 304433 n
Offices
Schedule D 1.F, the 25 largest
- Luxembourg, Luxembourg5 employees
- Dubai, United Arab Emirates1 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Advisory employees · 21 to 22Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $774M to $689MMar 31, 2025 to Mar 31, 2026
- Other offices · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $774M to $689MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $774M to $689MMar 31, 2025 to Mar 31, 2026
- RAUM · $774M to $689MMar 31, 2025 to Mar 31, 2026
- Assets in custody · $512M to $774MJul 21, 2024 to Mar 31, 2025
- Employees · 32 to 38Jul 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $512M to $774MJul 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $512M to $774MJul 21, 2024 to Mar 31, 2025
- RAUM · $512M to $774MJul 21, 2024 to Mar 31, 2025
- Business name · I•••••••• C•••••• P••••••• I••• to I•••••••• C•••••• P••••••• L••Mar 29, 2024 to Jul 21, 2024
- Legal name · I•••••••• C•••••• P••••••• I••• to I•••••••• C•••••• P••••••• L••Mar 29, 2024 to Jul 21, 2024
- Succession · true to falseMar 29, 2024 to Jul 21, 2024
- Accounts · 3 to 2Sep 12, 2023 to Mar 29, 2024
- Advisory employees · 17 to 21Sep 12, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 2Sep 12, 2023 to Mar 29, 2024
- Assets in custody · $266M to $512MSep 12, 2023 to Mar 29, 2024
- Employees · 30 to 32Sep 12, 2023 to Mar 29, 2024
- Other offices · 2 to 3Sep 12, 2023 to Mar 29, 2024
- Organization form · Corporation to Limited Liability CompanySep 12, 2023 to Mar 29, 2024
- Discretionary RAUM · $266M to $512MSep 12, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $266M to $512MSep 12, 2023 to Mar 29, 2024
- RAUM · $266M to $512MSep 12, 2023 to Mar 29, 2024
- Succession · false to trueSep 12, 2023 to Mar 29, 2024
- Accounts · 2 to 3Oct 1, 2022 to Mar 31, 2023
- Advisory employees · 15 to 17Oct 1, 2022 to Mar 31, 2023
- Business name · W•••• C•••••• P••••••• I••• to I•••••••• C•••••• P••••••• I•••Oct 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 3Oct 1, 2022 to Mar 31, 2023
- Assets in custody · $203M to $266MOct 1, 2022 to Mar 31, 2023
- Employees · 24 to 30Oct 1, 2022 to Mar 31, 2023
- Legal name · W•••• C•••••• P••••••• I••• to I•••••••• C•••••• P••••••• I•••Oct 1, 2022 to Mar 31, 2023
- Other offices · 1 to 2Oct 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $203M to $266MOct 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $203M to $266MOct 1, 2022 to Mar 31, 2023
- RAUM · $203M to $266MOct 1, 2022 to Mar 31, 2023
- Related bank · true to falseOct 1, 2022 to Mar 31, 2023
- Accounts · 5 to 2Dec 16, 2021 to Mar 30, 2022
- Advisory employees · 14 to 15Dec 16, 2021 to Mar 30, 2022
Signals
13 dated events
- I•••••••• C•••••• P••••••• L•• reported RAUM $774.5M, up 51% from $512.1M (2024-07-21 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Johnston Joseph Cipolla (Managing Director / General Counsel) appeared on Schedule A of I•••••••• C•••••• P••••••• L••Mar 29, 2024 · Control person joined · fact
- I•••••••• C•••••• P••••••• L•• reported RAUM $512.1M, up 93% from $265.7M (2023-09-12 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Nmn Monir Barakat (President And Director) no longer on Schedule A of I•••••••• C•••••• P••••••• L•• (listed 2023-09-12, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- I•••••••• C•••••• P••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 29, 2024 · Succession (Item 4) · fact
- Nmn Stanislav Tenenbayev (Chief Investment Officer) appeared on Schedule A of I•••••••• C•••••• P••••••• L••Mar 31, 2023 · Control person joined · fact
- I•••••••• C•••••• P••••••• L•• reported RAUM $202.7M, down 69% from $643.8M (2021-12-16 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Paul Vincent Campagna (Director) no longer on Schedule A of I•••••••• C•••••• P••••••• L•• (listed 2021-09-27, absent 2021-12-16)Dec 16, 2021 · Control person left · inference
- Nmn Jeanine Macfadyen (Chief Financial Officer) no longer on Schedule A of I•••••••• C•••••• P••••••• L•• (listed 2021-09-27, absent 2021-12-16)Dec 16, 2021 · Control person left · inference
- Jeffrey Daniel Adamson (Director) no longer on Schedule A of I•••••••• C•••••• P••••••• L•• (listed 2021-09-27, absent 2021-12-16)Dec 16, 2021 · Control person left · inference
- Nmn Fergus Healy (Director) no longer on Schedule A of I•••••••• C•••••• P••••••• L•• (listed 2021-03-31, absent 2021-09-27)Sep 27, 2021 · Control person left · inference
- I•••••••• C•••••• P••••••• L•• reported RAUM $643.8M, up 110% from $307.0M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- I•••••••• C•••••• P••••••• L•• reported RAUM $371.6M, down 41% from $625.2M (2017-08-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-377-0030reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026