DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• A••••••• L••
Latest filing Aug 10, 2026
First filing on the tape Oct 25, 2013 · 24 filings
SEC status approved since Mar 14, 2014
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
72
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.3B as of Aug 10, 2026
Mar 31, 2014$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Mar 31, 20140 then
Employees (5.A)72 as of Aug 10, 2026
Mar 31, 201427 then
Private funds1 as of Aug 10, 2026
Mar 31, 20221 then
RAUM +1.0% over the last fiscal year-8.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $435MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$69.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••••• V•••••• L•••••• F•••• L•• | Hedge Fund | $112M | 3 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••• S••••• J• · Interim Chief Financial Officercontrolsince 08/2024 · owns less than 5%
- L•••• J••••• P•••• · Chief Executive Officercontrolsince 08/2013 · owns less than 5%
- S••••••••• S••••• K•••• · President And Chief Investment Officercontrolsince 08/2013 · owns less than 5%
- G•••••• M••••••• N•• · Managercontrolsince 08/2011 · owns F of T••••••••• C•••••• L••
- L•••• J••••• P•••• · Managercontrolsince 07/2005 · owns F of T••••••••• C•••••• L••
- S••••••••• S••••• K•••• · Managercontrolsince 08/2011 · owns F of T••••••••• C•••••• L••
- T••••••••• S••••••••• N•• · Managercontrolsince 08/2011 · owns F of T••••••••• C•••••• L••
- T•••• R•••••• W••••••• · Managercontrolsince 08/2011 · owns F of T••••••••• C•••••• L••
- L•••••••• S•••••• M••••••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Entity owners
- T••••••••• C•••••• L•• · Managing Memberdirect · owns 75% or more
- M••••• V••••••• L•• · Memberindirect · owns 75% or more of T••••••••• C•••••• H••••••• L••
- T•• I••••••••• L•• · Memberindirect · owns 75% or more of T••••••••• C•••••• L••
- T••••••••• C•••••• H••••••• L•• · Memberindirect · owns 75% or more of T•• I••••••••• L••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA10 employees
- New York, NY8 employees
- Boston, MA2 employees
What changed
consecutive filings, newest first
- Employees · 70 to 72Sep 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.3B to $1.3BSep 19, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $95.9M to $69.5MSep 19, 2025 to Mar 27, 2026
- RAUM · $1.3B to $1.3BSep 19, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 19, 2025
- Discretionary RAUM · $1.6B to $1.3BJan 7, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $121M to $95.9MJan 7, 2025 to Mar 28, 2025
- RAUM · $1.6B to $1.3BJan 7, 2025 to Mar 28, 2025
- Advisory employees · 25 to 22Mar 28, 2023 to Mar 28, 2024
- Employees · 68 to 70Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.6BMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $147M to $121MMar 28, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.6BMar 28, 2023 to Mar 28, 2024
- Advisory employees · 22 to 25Sep 7, 2022 to Mar 28, 2023
- Assets in custody · 47507000.0 to unsetSep 7, 2022 to Mar 28, 2023
- Custody of client assets · true to falseSep 7, 2022 to Mar 28, 2023
- Employees · 51 to 68Sep 7, 2022 to Mar 28, 2023
- Other offices · 1 to 3Sep 7, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.5B to $1.7BSep 7, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $91.5M to $147MSep 7, 2022 to Mar 28, 2023
- RAUM · $1.5B to $1.7BSep 7, 2022 to Mar 28, 2023
- Accounts · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 20 to 22Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 1 to 2Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 1.0Mar 31, 2021 to Mar 31, 2022
- Assets in custody · unset to 47507000.0Mar 31, 2021 to Mar 31, 2022
- Custody of client assets · false to trueMar 31, 2021 to Mar 31, 2022
- Employees · 44 to 51Mar 31, 2021 to Mar 31, 2022
- Private funds · unset to 1Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $839M to $1.5BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 91507000.0Mar 31, 2021 to Mar 31, 2022
- RAUM · $839M to $1.5BMar 31, 2021 to Mar 31, 2022
- Accounts · 1 to 2Mar 25, 2020 to Mar 31, 2021
- Advisory employees · 15 to 20Mar 25, 2020 to Mar 31, 2021
- Employees · 35 to 44Mar 25, 2020 to Mar 31, 2021
- Other offices · 2 to 1Mar 25, 2020 to Mar 31, 2021
- Discretionary RAUM · $684M to $839MMar 25, 2020 to Mar 31, 2021
- RAUM · $684M to $839MMar 25, 2020 to Mar 31, 2021
- Business name · T••• A••••••• L•• to T••••••••• A••••••• L••Mar 27, 2019 to Mar 25, 2020
- Employees · 30 to 35Mar 27, 2019 to Mar 25, 2020
Signals
7 dated events
- J Simon Huang (Interim Chief Financial Officer) appeared on Schedule A of T••••••••• A••••••• L••Aug 14, 2024 · Control person joined · fact
- M. Christoper Mathieu (Chief Financial Officer) no longer on Schedule A of T••••••••• A••••••• L•• (listed 2024-03-28, absent 2024-08-14)Aug 14, 2024 · Control person left · inference
- T••••••••• A••••••• L•• reported RAUM $1.5B, up 80% from $839.3M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- M. Christoper Mathieu (Chief Financial Officer) appeared on Schedule A of T••••••••• A••••••• L••Mar 31, 2021 · Control person joined · fact
- T••••••••• A••••••• L•• reported RAUM $684.1M, up 46% from $467.1M (2019-03-27 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- J••••• A••••• O•••• (Chief Financial Officer) no longer on Schedule A of T••••••••• A••••••• L•• (listed 2018-06-29, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- T••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- triplepointcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-854-2090reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026