DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Method Enterprises, LLC
Latest filing Aug 7, 2013
First filing on the tape Nov 14, 2011 · 9 filings
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$123M as of Mar 20, 2013
Mar 28, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 3
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2013; every figure names its basis
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $287,481derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 427reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Jana Schell Scott to Aprio Wealth Management, LLCAug 7, 2013 · Other
- Paul Michael West to Cwm, LLCJun 11, 2012 · Other
Joined, latest
- Jana Schell Scott from Morgan StanleyJun 5, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Paul Michael West from Ipro One Management, Inc.Dec 2, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael James Driscoll · Manager/President/Chief Compliance Officercontrolsince 06/2011 · owns less than 5%
- Allen Anthony Wood · Managing Membercontrolsince 06/2011 · owns 75% or more of Method Holdings, LLC
Entity owners
- Method Holdings, LLC · Owner/Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Method Risk Management LLCreal estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · true to falseMar 20, 2013 to Mar 21, 2013
- Accounts · 0 to 427Aug 29, 2012 to Mar 20, 2013
- Advisory employees · unset to 2.0Aug 29, 2012 to Mar 20, 2013
- BD registered reps · unset to 1.0Aug 29, 2012 to Mar 20, 2013
- Employees · unset to 3.0Aug 29, 2012 to Mar 20, 2013
- Insurance-licensed employees · 1 to 0Aug 29, 2012 to Mar 20, 2013
- HQ city · ATLANTA to ALPHARETTAAug 29, 2012 to Mar 20, 2013
- State-registered IARs · unset to 1.0Aug 29, 2012 to Mar 20, 2013
- Discretionary RAUM · $0 to $123MAug 29, 2012 to Mar 20, 2013
- RAUM · $0 to $123MAug 29, 2012 to Mar 20, 2013
- Insurance-licensed employees · 0 to 1Mar 28, 2012 to Aug 29, 2012
- Related insurance company · true to falseMar 28, 2012 to Aug 29, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026