DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• B•••• C•••••• P••••••• L••
Latest filing Sep 9, 2026
First filing on the tape Feb 13, 2012 · 34 filings
SEC status approved since Mar 30, 2012
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$4.0B as of Jul 14, 2026
Mar 27, 2013$652M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Mar 27, 20130 then
Employees (5.A)18 as of Jul 14, 2026
Mar 27, 201311 then
Private funds40 as of Jul 14, 2026
Mar 27, 20132 then
RAUM +86% over the last fiscal year+53% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +86%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 40reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• B•••• P•••••• I•••••••• L••no longer reported | Hedge Fund | $455M | 41 | Mar 27, 2013 |
| G•••• B•••• P•••••• I•••••••• I• L••no longer reported | Private Equity Fund | $388M | 8 | Mar 22, 2017 |
| G•••• B•••• P•••••• I•••••••• V• L••no longer reported | Private Equity Fund | $198M | 107 | Feb 20, 2015 |
| G•••• B•••• S•••••••• G••••• I•• L• | Private Equity Fund | $163M | 115 | Mar 29, 2022 |
| G•••• B•••• P•••••• I•••••••• X••• L•no longer reported | Private Equity Fund | $138M | 14 | Mar 30, 2020 |
| G•••• B•••• P•••••• I•••••••• X•••• L• | Private Equity Fund | $131M | 16 | Mar 29, 2022 |
| G•••• B•••• P•••••• I•••••••• X• L••no longer reported | Private Equity Fund | $123M | 68 | Mar 29, 2018 |
| G•••• B•••• P•••••• I•••••••• X• L• | Private Equity Fund | $118M | 37 | Mar 28, 2024 |
| G•••• B•••• P•••••• I•••••••• X•••• L• | Private Equity Fund | $99.9M | 31 | Mar 30, 2020 |
| G•••• B•••• P•••••• I•••••••• X••••• L• | Private Equity Fund | $97.0M | 8 | Mar 28, 2024 |
| G•••• B•••• P•••••• I•••••••• V••• L••no longer reported | Private Equity Fund | $77.6M | 29 | Mar 22, 2017 |
| G•••• B•••• P•••••• I•••••••• X•••• L• | Private Equity Fund | $75.4M | 75 | Mar 29, 2022 |
| G•••• B•••• G•••••••• M••••• F••• L•no longer reported | Hedge Fund | $63.7M | 7 | Oct 31, 2014 |
| G• P••••• O••••••••• F••• L•no longer reported | Other Private Fund | $63.1M | 14 | Mar 29, 2018 |
| G•••• B•••• P•••••• I•••••••• X• L•no longer reported | Private Equity Fund | $48.4M | 25 | Mar 30, 2020 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $43.6M | 15 | Mar 31, 2023 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $43.1M | 7 | Mar 29, 2019 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $40.1M | 1 | Mar 29, 2022 |
| G•••• B•••• P•••••• I•••••••• X••••• L• | Private Equity Fund | $40.0M | 25 | Mar 29, 2022 |
| G•••• B•••• P•••••• I•••••••• I• L•no longer reported | Hedge Fund | $38.8M | 24 | Mar 26, 2014 |
| G•••• B•••• P•••••• I•••••••• I• L••no longer reported | Private Equity Fund | $36.5M | 30 | Mar 27, 2015 |
| G•••• B•••• P•••••• I•••••••• V•• L••no longer reported | Private Equity Fund | $34.6M | 27 | Mar 28, 2016 |
| G•••• B•••• P•••••• I•••••••• X••••• L• | Private Equity Fund | $34.0M | 26 | Mar 29, 2022 |
| P•••••• I•••••••• I•• L•• | Private Equity Fund | $33.5M | 31 | Feb 20, 2015 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $31.1M | 5 | Mar 31, 2021 |
| G•••• B•••• P•••••• I•••••••• X•••• L• | Private Equity Fund | $29.9M | 1 | Mar 28, 2024 |
| G•••• B•••• P•••••• I•••••••• X•• L•no longer reported | Private Equity Fund | $27.2M | 1 | Mar 29, 2019 |
| G•••• B•••• P•••••• I•••••••• X• L• | Private Equity Fund | $26.8M | 25 | Mar 29, 2019 |
| G•••• B•••• P•••••• I•••••••• X•• L•no longer reported | Private Equity Fund | $25.7M | 11 | Mar 30, 2020 |
| G•••• B•••• P•••••• I•••••••• X• L• | Private Equity Fund | $24.2M | 12 | Mar 29, 2018 |
| G•••• B•••• P•••••• I•••••••• X•• L• | Private Equity Fund | $23.1M | 7 | Mar 31, 2021 |
| G•••• B•••• P•••••• I•••••••• X•• L• | Private Equity Fund | $22.0M | 39 | Mar 31, 2021 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $19.8M | 33 | Mar 31, 2021 |
| G•••• B•••• G••••• M••••• F••• L•no longer reported | Hedge Fund | $14.2M | 0 | Feb 13, 2012 |
| G•••• B•••• P•••••• I•••••••• X•• L•no longer reported | Private Equity Fund | $13.7M | 34 | Mar 29, 2019 |
| G•••• B•••• P•••••• I•••••••• X•• L• | Private Equity Fund | $13.0M | 1 | Mar 28, 2024 |
| G•••• B•••• P•••••• I•••••••• X•••••• L• | Private Equity Fund | $10.4M | 1 | Mar 28, 2024 |
| G•••• B•••• P•••••• I•••••••• X••• L• | Private Equity Fund | $10.4M | 1 | Mar 29, 2022 |
| G•••• B•••• S•••••••• G••••• L• | Private Equity Fund | $10.4M | 73 | Mar 29, 2018 |
| G•••• B•••• P•••••• I•••••••• X••• L•no longer reported | Private Equity Fund | $8.5M | 5 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• K•••• W•••••• · Chief Operating Officercontrolsince 04/2015 · owns less than 5%
- P••••• F•••••••• V•••••• · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- R••••• N•••••••• D•••••• · Chief Financial Officercontrolsince 06/2017 · owns less than 5%
Related persons
Schedule D 7.A
- G• P•••••• M••••••••• L••pooled vehicle sponsorn
- G••• S• I• G• L••pooled vehicle sponsorn
- G••• S• I•• G• L••pooled vehicle sponsorn
- G••• X• G• L••pooled vehicle sponsorn
- G••• X•• G• L••pooled vehicle sponsorn
- G••• X• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X•• G• L••pooled vehicle sponsorn
- G••• X••• G• L••pooled vehicle sponsorn
- G••• X••• G• L••pooled vehicle sponsorn
- G••• X•• G• L••pooled vehicle sponsorn
- G••• X••• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X••••• G• L••pooled vehicle sponsorn
- G••• X••• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X••••• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X••• G• L••pooled vehicle sponsorn
- G••• X•••• G• L••pooled vehicle sponsorn
- G••• X••••• G• L••pooled vehicle sponsorn
- G••• X•••••• G• L••pooled vehicle sponsorn
- G•••• B•••• C•••••• M••••••••• L••pooled vehicle sponsorn
- G•••• B•••• P•••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Miami, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,127,536,675 to $3,955,027,609 (+86.0%) between the annual amendments of 2025-04-24 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 92.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 92% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 14, 2026 to Sep 9, 2026
- Private funds · 40 to unsetJul 14, 2026 to Sep 9, 2026
- Succession · false to unsetJul 14, 2026 to Sep 9, 2026
- Accounts · 29 to 40Apr 24, 2025 to Mar 31, 2026
- Advisory employees · 8 to 9Apr 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 29 to 40Apr 24, 2025 to Mar 31, 2026
- Employees · 16 to 18Apr 24, 2025 to Mar 31, 2026
- Private funds · 30 to 40Apr 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $4.0BApr 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1B to $4.0BApr 24, 2025 to Mar 31, 2026
- RAUM · $2.1B to $4.0BApr 24, 2025 to Mar 31, 2026
- Accounts · 28 to 29Mar 28, 2024 to Apr 24, 2025
- Advisory employees · 7 to 8Mar 28, 2024 to Apr 24, 2025
- Pooled vehicle clients · 28 to 29Mar 28, 2024 to Apr 24, 2025
- Employees · 14 to 16Mar 28, 2024 to Apr 24, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 24, 2025
- Private funds · 28 to 30Mar 28, 2024 to Apr 24, 2025
- Discretionary RAUM · $1.1B to $2.1BMar 28, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $1.1B to $2.1BMar 28, 2024 to Apr 24, 2025
- RAUM · $1.1B to $2.1BMar 28, 2024 to Apr 24, 2025
- Accounts · 24 to 28Apr 17, 2023 to Mar 28, 2024
- Advisory employees · 5 to 7Apr 17, 2023 to Mar 28, 2024
- Pooled vehicle clients · 24 to 28Apr 17, 2023 to Mar 28, 2024
- Employees · 11 to 14Apr 17, 2023 to Mar 28, 2024
- Other offices · 0 to 1Apr 17, 2023 to Mar 28, 2024
- Private funds · 24 to 28Apr 17, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.1BApr 17, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BApr 17, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.1BApr 17, 2023 to Mar 28, 2024
- Accounts · 27 to 24Mar 29, 2022 to Mar 31, 2023
- Advisory employees · 4 to 5Mar 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 27 to 24Mar 29, 2022 to Mar 31, 2023
- Employees · 9 to 11Mar 29, 2022 to Mar 31, 2023
- Private funds · 27 to 24Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.7B to $1.1BMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.7B to $1.1BMar 29, 2022 to Mar 31, 2023
- RAUM · $1.7B to $1.1BMar 29, 2022 to Mar 31, 2023
- Accounts · 24 to 27Mar 31, 2021 to Mar 29, 2022
- Pooled vehicle clients · 24 to 27Mar 31, 2021 to Mar 29, 2022
- Employees · 8 to 9Mar 31, 2021 to Mar 29, 2022
Signals
6 dated events
- G•••• B•••• C•••••• P••••••• L•• reported RAUM $4.0B, up 86% from $2.1B (2025-04-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G•••• B•••• C•••••• P••••••• L•• reported RAUM $2.1B, up 90% from $1.1B (2024-03-28 to 2025-04-24)Apr 24, 2025 · RAUM change · derived
- G•••• B•••• C•••••• P••••••• L•• reported RAUM $1.1B, down 35% from $1.7B (2022-03-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- G•••• B•••• C•••••• P••••••• L•• reported RAUM $1.7B, up 39% from $1.2B (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Joseph Paul Hudson (Managing Member) no longer on Schedule A of G•••• B•••• C•••••• P••••••• L•• (listed 2021-03-31, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Vincent Frederic Purse (Chief Compliance Officer) appeared on Schedule A of G•••• B•••• C•••••• P••••••• L••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- G•••• B•••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••• B•••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/2701433reportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••B••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-861-3000reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026