DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••• B•••• S•••••••• G••••• L•
Gross asset value
$10.4M
as of Mar 28, 2024; not a fund size
Peak GAV
$152M
highest filing
Owners
73
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
16%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
9%
Reported
10 filings
Mar 29, 2018 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10.4M as of Mar 28, 2024
Mar 29, 2018$152M then
Owners73 as of Mar 28, 2024
Mar 29, 201838 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-288350reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- G• P•••••• O••••••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 16%reportedadviser and related persons