DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cassia Capital Partners LLC
Latest filing Feb 13, 2026
First filing on the tape Jun 15, 2020 · 16 filings
SEC status approved since Jul 15, 2020
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$230M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$251M as of Feb 13, 2026
Jan 28, 2021$133M then
HNW client RAUM$191M as of Feb 13, 2026
Jan 28, 2021$92.4M then
State-registered IARs (5.B.3)4 as of Feb 13, 2026
Jan 28, 20213 then
Employees (5.A)5 as of Feb 13, 2026
Jan 28, 20214 then
Private funds: no history
RAUM +22% over the last fiscal year+11% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $438,408derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$191M76%
- Individuals$38.8M15%
- Charitable organizations$11.9M4.7%
- Corporations and businesses$9.7M3.8%
- Individual clients
- 96reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 573reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Releford Helvey | Winston Salem, Nc | Jan 9, 2012 | 14 y | 0 |
| Charles Dewey BarhamCertified Financial Planner | Winston Salem, Nc | Aug 27, 2013 | 26 y | 1 |
| Andrew Robert MillerChartered Financial Analyst | Winston Salem, Nc | Sep 27, 2019 | 12 y | 0 |
| Benjamin Parker Haynes | Winston Salem, Nc | Jun 23, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Heath Adam Flock to Lcm Global Partners LLCAug 14, 2014 · Other
Joined, latest
- Benjamin Parker Haynes from Cannon Wealth Management ServicesJun 23, 2025 · RIA to RIA
- Charles Dewey Barham from Wells Fargo AdvisorsAug 27, 2013 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dewey Charles Barham · Managing Partner And Chief Compliance Officercontrolsince 07/2013 · owns 25% to 50%
- R James Helvey · Managing Partner And Chief Investment Officercontrolsince 07/2013 · owns less than 5%
- R James Helvey · Managing Membercontrolsince 02/2014 · owns 75% or more of James R Helvey III LLC
Entity owners
- James R Helvey III LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winston Salem, Nc · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 496 to 573Jul 1, 2025 to Feb 13, 2026
- Advisory employees · 3 to 4Jul 1, 2025 to Feb 13, 2026
- Charity clients · 7 to 8Jul 1, 2025 to Feb 13, 2026
- HNW clients · 63 to 82Jul 1, 2025 to Feb 13, 2026
- Individual clients · 104 to 96Jul 1, 2025 to Feb 13, 2026
- State-registered IARs · 3 to 4Jul 1, 2025 to Feb 13, 2026
- Discretionary RAUM · $206M to $251MJul 1, 2025 to Feb 13, 2026
- HNW RAUM · $140M to $191MJul 1, 2025 to Feb 13, 2026
- Individual RAUM · $49.1M to $38.8MJul 1, 2025 to Feb 13, 2026
- RAUM · $206M to $251MJul 1, 2025 to Feb 13, 2026
- Financial planning clients · 1-10 to 1-10Jan 16, 2025 to Jul 1, 2025
- Accounts · 475 to 496Nov 1, 2024 to Jan 16, 2025
- HNW clients · 62 to 63Nov 1, 2024 to Jan 16, 2025
- Individual clients · 107 to 104Nov 1, 2024 to Jan 16, 2025
- Discretionary RAUM · $194M to $206MNov 1, 2024 to Jan 16, 2025
- HNW RAUM · $129M to $140MNov 1, 2024 to Jan 16, 2025
- Individual RAUM · $46.9M to $49.1MNov 1, 2024 to Jan 16, 2025
- RAUM · $194M to $206MNov 1, 2024 to Jan 16, 2025
- Advisory activities · 3 to 4Feb 7, 2024 to Oct 9, 2024
- Accounts · 439 to 475Feb 6, 2023 to Feb 7, 2024
- HNW clients · 63 to 62Feb 6, 2023 to Feb 7, 2024
- Individual clients · 99 to 107Feb 6, 2023 to Feb 7, 2024
- Discretionary RAUM · $184M to $194MFeb 6, 2023 to Feb 7, 2024
- HNW RAUM · $127M to $129MFeb 6, 2023 to Feb 7, 2024
- Individual RAUM · $41.0M to $46.9MFeb 6, 2023 to Feb 7, 2024
- RAUM · $184M to $194MFeb 6, 2023 to Feb 7, 2024
- Accounts · 343 to 439Oct 4, 2022 to Feb 6, 2023
- Charity clients · 6 to 7Oct 4, 2022 to Feb 6, 2023
- Corporate clients · 5.0 to unsetOct 4, 2022 to Feb 6, 2023
- HNW clients · 54 to 63Oct 4, 2022 to Feb 6, 2023
- Individual clients · 83 to 99Oct 4, 2022 to Feb 6, 2023
- Employees · 4 to 5Oct 4, 2022 to Feb 6, 2023
- Discretionary RAUM · $164M to $184MOct 4, 2022 to Feb 6, 2023
- HNW RAUM · $107M to $127MOct 4, 2022 to Feb 6, 2023
- Individual RAUM · $38.7M to $41.0MOct 4, 2022 to Feb 6, 2023
- RAUM · $164M to $184MOct 4, 2022 to Feb 6, 2023
- Accounts · 295 to 343Oct 1, 2021 to Feb 18, 2022
- Corporate clients · unset to 5.0Oct 1, 2021 to Feb 18, 2022
- HNW clients · 56 to 54Oct 1, 2021 to Feb 18, 2022
- Individual clients · 68 to 83Oct 1, 2021 to Feb 18, 2022
Signals
1 dated events
- Cassia Capital Partners Llc filed its initial SEC registration (Form ADV)Jun 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cassiacapitalpartners.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 336-723-4585reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/28129151reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CASSIACAPITALPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (336) 723-4585reportedpublic record, Form ADV, Feb 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026