DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Edgewater Services, LLC
Latest filing Apr 9, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 29, 2012
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
34
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.8B as of Apr 9, 2026
Apr 1, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 9, 2026
Apr 1, 20130 then
Employees (5.A)25 as of Apr 9, 2026
Apr 1, 201315 then
Private funds34 as of Apr 9, 2026
Apr 1, 20134 then
RAUM -7.0% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.8B, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.8B for 34 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Edgewater Growth Capital Partners IV, L.P. | Private Equity Fund | $285M | 87 | Mar 31, 2018 |
| Egcp Investment Opportunities, L.P. | Private Equity Fund | $251M | 2 | Apr 1, 2017 |
| Egcp Investments, L.P. | Private Equity Fund | $204M | 2 | Mar 30, 2016 |
| Egcp Investments-A, L.P. | Private Equity Fund | $200M | 2 | Mar 29, 2024 |
| Egcp I Investments, L.P. | Private Equity Fund | $200M | 2 | Mar 29, 2024 |
| Edgewater Growth Capital Partners III, L.P. | Private Equity Fund | $173M | 131 | Feb 14, 2012 |
| Edgewater Growth Capital Partners V, L.P. | Private Equity Fund | $159M | 51 | Mar 29, 2024 |
| Egcp Investments I, L.P. | Private Equity Fund | $104M | 2 | Mar 30, 2016 |
| Egcp Investment Partners III-B-2, L.P. | Private Equity Fund | $103M | 2 | Mar 29, 2024 |
| Egcp V Investments, L.P. | Private Equity Fund | $100M | 3 | Mar 29, 2024 |
| Egcp Investment Partners II-B, L.P. | Private Equity Fund | $100M | 3 | Mar 29, 2024 |
| Egcp I Investment Partners, L.P. | Private Equity Fund | $100M | 2 | Mar 29, 2024 |
| Egcp Investment Partners III-B, L.P. | Private Equity Fund | $100M | 4 | Mar 29, 2024 |
| Egcp Investment Partners III, L.P. | Private Equity Fund | $93.3M | 11 | Apr 1, 2017 |
| Egcp Investment Partners II, L.P. | Private Equity Fund | $92.4M | 3 | Mar 30, 2016 |
| Egcp Investments-C, L.P. | Private Equity Fund | $91.6M | 4 | Mar 30, 2020 |
| Egcp Investment Partners, L.P. | Private Equity Fund | $87.5M | 2 | Mar 30, 2016 |
| Egcp Investment Partners V B-1, L.P. | Private Equity Fund | $60.1M | 5 | Mar 29, 2024 |
| Egcp Investment Partners V, L.P. | Private Equity Fund | $55.6M | 5 | Apr 1, 2017 |
| Egcp Investments-B, L.P. | Private Equity Fund | $51.5M | 2 | Apr 1, 2017 |
| Egcp V-B, L.P. | Private Equity Fund | $50.1M | 3 | Mar 29, 2024 |
| Egcp V-A, L.P. | Private Equity Fund | $50.1M | 2 | Mar 29, 2024 |
| Egcp Investment Partners V B-2, L.P. | Private Equity Fund | $40.1M | 3 | Mar 29, 2024 |
| Egcp Investment Partners V-A, L.P. | Private Equity Fund | $38.1M | 4 | Apr 1, 2017 |
| Edgewater Growth Capital Partners II, L.P. | Private Equity Fund | $32.4M | 88 | Feb 14, 2012 |
| Edgewater Growth Capital Partners III Co-Invest Fund, L.P. | Private Equity Fund | $23.9M | 2 | Feb 14, 2012 |
| Egcp Investments III-B, L.P. | Private Equity Fund | $20.0M | 2 | Mar 29, 2024 |
| Egcp Investments V B, L.P. | Private Equity Fund | $20.0M | 2 | Mar 29, 2024 |
| Edgewater Growth Capital Partners IV-A, L.P. | Private Equity Fund | $19.8M | 6 | Mar 31, 2018 |
| Egcp IV-A, L.P. | Private Equity Fund | $17.6M | 3 | Apr 1, 2017 |
| Edgewater Growth Capital Partners V-A, L.P. | Private Equity Fund | $10.5M | 3 | Mar 29, 2024 |
| Edgewater Growth Capital Partners, L.P. | Private Equity Fund | $3.4M | 63 | Feb 14, 2012 |
| Egcp Investment Partners V B-3, L.P. | Private Equity Fund | $2.0M | 2 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Alan James Gordon · Managing Director Of The Registrantcontrolsince 12/2001 · owns less than 5%
- Walter Matthew Norris · Chief Compliance Officer Of Registrantsince 07/2012 · owns less than 5%
- Lawrence Matthew Snyder · Chief Operating Officer Of Registrantsince 03/2023 · owns less than 5%
Entity owners
- Lazard Group, LLC · Managing Member Of The Registrantdirect · owns 75% or more · public reporting company
- Lazard, Inc. · Shareholderindirect · owns 75% or more of Lltd Holding S.A.R.L. · public reporting company
- Lazard, Inc. · Shareholderindirect · owns 75% or more of Lltd Corp I · public reporting company
- Lltd 2 S.A.R.L. · Managing Memberindirect · owns 25% to 50% of Lazard Group, LLC
- Lltd Corp I · Shareholderindirect · owns 75% or more of Lltd Corp II
- Lltd Corp II · Managing Memberindirect · owns 50% to 75% of Lazard Group, LLC
- Lltd Holding S.A.R.L. · Shareholderindirect · owns 75% or more of Lltd 2 S.A.R.L.
Related persons
Schedule D 7.A
- Edgewater Growth Capital Management II, L.P.pooled vehicle sponsorn
- Edgewater Growth Capital Management III, L.P.pooled vehicle sponsorn
- Edgewater Growth Capital Management IV, L.P.pooled vehicle sponsorn
- Edgewater Growth Capital Management V, L.P.pooled vehicle sponsorn
- Edgewater Growth Capital Management, LLCpooled vehicle sponsorn
- Egcm Sma, L.P.pooled vehicle sponsorn
- Egcm V Sma, L.P.pooled vehicle sponsorn
- Lazard Asset Management (Canada) Securities, Ulcbroker-dealern
- Lazard Asset Management Canada Incinvestment adviserbankpooled vehicle sponsornRAUM $2.3B
- Lazard Asset Management (Deutschland) Gmbhinvestment adviserpooled vehicle sponsorn
- Lazard Asset Management (Hong Kong) Limitedinvestment advisern
- Lazard Asset Management (Singapore) Pte. Ltdinvestment advisern
- Lazard Asset Management (Uk) Holdings Limitedinvestment advisern
- Lazard Asset Management Limitedinvestment adviserpooled vehicle sponsorn
- Lazard Asset Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $121B
- Lazard Asset Management Pacific Coinvestment adviserpooled vehicle sponsorn
- Lazard Asset Management Schweiz Aginvestment advisern
- Lazard Asset Management Securities LLCbroker-dealern
- Lazard Freres & Co. LLCbroker-dealern
- Lazard Freres Gestioninvestment adviserpooled vehicle sponsorn
- Lazard Fund Managers (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Lazard Gulf Limitedinvestment advisern
- Lazard Japan Asset Management K.K.investment advisern
- Lazard Korea Asset Management Co., Ltdinvestment adviserpooled vehicle sponsorn
- Lazard Middle Market LLCbroker-dealern
- Lazard Saudi Arabia Companyinvestment advisern
- Lazard Sustainable Private Infrastructure (Europe) Gp S.A R.L.pooled vehicle sponsorn
Advisers that list Edgewater Services, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 22 to 25Mar 28, 2025 to Mar 20, 2026
- Assets in custody · $3.0B to $2.8BMar 28, 2025 to Mar 20, 2026
- Employees · 22 to 25Mar 28, 2025 to Mar 20, 2026
- Discretionary RAUM · $3.0B to $2.8BMar 28, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $3.0B to $2.8BMar 28, 2025 to Mar 20, 2026
- RAUM · $3.0B to $2.8BMar 28, 2025 to Mar 20, 2026
- Related bank · true to falseMar 28, 2025 to Mar 20, 2026
- Related broker-dealer · true to falseMar 28, 2025 to Mar 20, 2026
- Accounts · 33 to 34Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 20 to 22Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 33 to 34Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $2.9B to $3.0BMar 29, 2024 to Mar 28, 2025
- Employees · 20 to 22Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 33 to 34Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.9B to $3.0BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.9B to $3.0BMar 29, 2024 to Mar 28, 2025
- RAUM · $2.9B to $3.0BMar 29, 2024 to Mar 28, 2025
- Accounts · 17 to 33Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 21 to 20Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 33Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.6B to $2.9BMar 31, 2023 to Mar 29, 2024
- Employees · 21 to 20Mar 31, 2023 to Mar 29, 2024
- Private funds · 17 to 33Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $2.9BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $2.9BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.6B to $2.9BMar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.9B to $1.6BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $1.6BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $1.6BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.9B to $1.6BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 20 to 21Jan 10, 2022 to Mar 31, 2022
- Assets in custody · $1.8B to $1.9BJan 10, 2022 to Mar 31, 2022
- Employees · 20 to 21Jan 10, 2022 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.9BJan 10, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $1.8B to $1.9BJan 10, 2022 to Mar 31, 2022
- RAUM · $1.8B to $1.9BJan 10, 2022 to Mar 31, 2022
- Assets in custody · $1.8B to $1.8BMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.8B to $1.8BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.8B to $1.8BMar 30, 2020 to Mar 31, 2021
Signals
1 dated events
- Edgewater Services, Llc reported RAUM $2.9B, up 84% from $1.6B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Edgewater Services, LLC · Independent Sponsorsshared crd · capital_provider
- Edgewater Services, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THE-EDGEWATER-FUNDSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EDGEWATERFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-649-5666reportedpublic record, Form ADV, Apr 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026