DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lazard Asset Management Canada Inc
Legal name Lazard Asset Management (Canada)Inc
Latest filing Mar 31, 2026
First filing on the tape Mar 16, 2012 · 30 filings
SEC status approved since Oct 23, 1995
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.3B as of Mar 31, 2026
Mar 16, 2012$3.1B then
HNW client RAUM$0 as of Mar 29, 2023
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 21, 20130 then
Employees (5.A)0 as of Mar 31, 2026
Mar 21, 20133 then
Private funds: no history
RAUM -15% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11.2M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$988M43%
- Corporations and businesses$974M43%
- State and municipal entities$318M14%
- Charitable organizations$2.4M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.2M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.43 institutional_share=0.14 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Mark Anderson · General Counselcontrolsince 04/2017 · owns less than 5%
- Abraham Nathan Paul · Director And Presidentcontrolsince 04/2017 · owns less than 5%
- Anne Jennifer Ryan · Directorcontrolsince 01/2023 · owns less than 5%
- Avraham Tomer Peer · Chief Compliance Officersince 06/2017 · owns less than 5%
Entity owners
- Lazard Asset Management LLC · Parentdirect · owns 75% or more
- Lazard Freres & Co. LLC · Memberindirect · owns 75% or more of Lazard Asset Management LLC
- Lazard Group LLC · Sole Memberindirect · owns 75% or more of Lazard Freres & Co. LLC · public reporting company
- Lazard, Inc. · Shareholderindirect · owns 75% or more of Lltd Holding S.A.R.L. · public reporting company
- Lazard, Inc. · Shareholderindirect · owns 75% or more of Lltd Corp I · public reporting company
- Lltd 2 S.A.R.L. · Managing Memberindirect · owns 25% to 50% of Lazard Group LLC
- Lltd Corp I · Shareholderindirect · owns 75% or more of Lltd Corp II
- Lltd Corp II · Managing Memberindirect · owns 50% to 75% of Lazard Group LLC
- Lltd Holding S.A.R.L. · Shareholderindirect · owns 75% or more of Lltd 2 S.A.R.L.
Related persons
Schedule D 7.A
- Edgewater Services, LLCinvestment advisernRAUM $2.8B
- Lazard Asset Management (Canada) Securities, Ulcbroker-dealery
- Lazard Asset Management (Deutschland) Gmbhinvestment adviserpooled vehicle sponsorn
- Lazard Asset Management (Hong Kong) Limitedinvestment advisern
- Lazard Asset Management (Singapore) Pte. Ltd.investment advisern
- Lazard Asset Management (Uk) Holdings Limitedinvestment advisern
- Lazard Asset Management Limitedinvestment adviserpooled vehicle sponsorn
- Lazard Asset Management LLCinvestment adviserbankpooled vehicle sponsoryRAUM $121B
- Lazard Asset Management Pacific Co.investment adviserpooled vehicle sponsorn
- Lazard Asset Management Schweiz Aginvestment advisern
- Lazard Asset Management Securities LLCbroker-dealern
- Lazard Freres & Co. LLCbroker-dealery
- Lazard Freres Gestioninvestment adviserpooled vehicle sponsorn
- Lazard Fund Managers (Ireland) Limitedinvestment advisern
- Lazard Gulf Limitedinvestment advisern
- Lazard Japan Asset Management K.K.investment adviserpooled vehicle sponsorn
- Lazard Korea Asset Management Co., Ltd.investment adviserpooled vehicle sponsorn
- Lazard Middle Market LLCbroker-dealern
- Lazard Saudi Arabia Companyinvestment advisern
- Lazard Sustainable Private Infrastructure (Europe) Gp S.A R.L.pooled vehicle sponsorn
Advisers that list Lazard Asset Management Canada Inc as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 12Mar 27, 2025 to Mar 31, 2026
- Corporate clients · 8 to 6Mar 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $10.4M to $11.2MMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.7B to $2.3BMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $833M to $988MMar 27, 2025 to Mar 31, 2026
- RAUM · $2.7B to $2.3BMar 27, 2025 to Mar 31, 2026
- Accounts · 16 to 15Jul 22, 2024 to Mar 27, 2025
- Charity clients · 2 to 1Jul 22, 2024 to Mar 27, 2025
- Pension plan clients · 1.0 to unsetJul 22, 2024 to Mar 27, 2025
- Pooled vehicle clients · 4 to 5Jul 22, 2024 to Mar 27, 2025
- Assets in custody · $9.7M to $10.4MJul 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.1B to $2.7BJul 22, 2024 to Mar 27, 2025
- Pension RAUM · 138883793.0 to unsetJul 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $780M to $833MJul 22, 2024 to Mar 27, 2025
- RAUM · $3.1B to $2.7BJul 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.3B to $3.1BMar 28, 2024 to Jul 22, 2024
- Pooled vehicle RAUM · $1.0B to $780MMar 28, 2024 to Jul 22, 2024
- RAUM · $3.3B to $3.1BMar 28, 2024 to Jul 22, 2024
- Charity clients · unset to 2.0Jan 29, 2024 to Mar 28, 2024
- Pension plan clients · unset to 1.0Jan 29, 2024 to Mar 28, 2024
- Assets in custody · $8.9M to $9.7MJan 29, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.4B to $3.3BJan 29, 2024 to Mar 28, 2024
- HNW RAUM · 0.0 to unsetJan 29, 2024 to Mar 28, 2024
- Individual RAUM · 0.0 to unsetJan 29, 2024 to Mar 28, 2024
- Pension RAUM · $120M to $139MJan 29, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $843M to $1.0BJan 29, 2024 to Mar 28, 2024
- RAUM · $3.4B to $3.3BJan 29, 2024 to Mar 28, 2024
- Accounts · 18 to 16Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 5 to 4Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $10.9M to $8.9MMar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $4.8B to $3.4BMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $147M to $120MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.4B to $843MMar 30, 2022 to Mar 29, 2023
- RAUM · $4.8B to $3.4BMar 30, 2022 to Mar 29, 2023
- Assets in custody · $9.5M to $10.9MMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $3.1B to $4.8BMar 29, 2021 to Mar 30, 2022
- Pension RAUM · $116M to $147MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $987M to $1.4BMar 29, 2021 to Mar 30, 2022
Signals
6 dated events
- Lazard Asset Management Canada Inc reported RAUM $3.4B, down 30% from $4.8B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Anne Jennifer Ryan (Director) appeared on Schedule A of Lazard Asset Management Canada IncMar 29, 2023 · Control person joined · fact
- Peter Robert Deconcini (Director) no longer on Schedule A of Lazard Asset Management Canada Inc (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Robert John Reinsberg (Vice President) no longer on Schedule A of Lazard Asset Management Canada Inc (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Lazard Asset Management Canada Inc reported RAUM $4.8B, up 56% from $3.1B (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Lazard Asset Management Canada Inc reported RAUM $3.7B, up 40% from $2.7B (2019-03-29 to 2020-04-14)Apr 14, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-632-6000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026