DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Prime Finance Advisor, L.P.
Latest filing May 19, 2026
First filing on the tape Feb 13, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$22B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
185
91 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
32
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$22B as of May 19, 2026
Mar 28, 2013$5.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 19, 2026
Mar 28, 20130 then
Employees (5.A)185 as of May 19, 2026
Mar 28, 201333 then
Private funds32 as of May 19, 2026
Mar 28, 201320 then
RAUM +8.4% over the last fiscal year+6.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $304MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 73reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
96 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Prime/Park Labrea Investment, LP | Real Estate Fund | $1.5B | 20 | Feb 13, 2012 |
| Prime Finance Special Situations 2020 Fund, L.P. | Hedge Fund | $908M | 148 | Mar 30, 2021 |
| Prime Finance Special Situations Fund 2, L.P. | Real Estate Fund | $777M | 268 | Mar 29, 2024 |
| Prime Finance Long Duration (B-Piece) III, L.P. | Real Estate Fund | $618M | 148 | Mar 31, 2022 |
| Prime Finance Long Duration (B-Piece) II, L.P. | Real Estate Fund | $468M | 131 | Mar 29, 2019 |
| Prime Finance Partners II (Parallel Entity), L.P.no longer reported | Real Estate Fund | $309M | 65 | Feb 13, 2012 |
| Prime Finance Cmbs B-Piece Fund I, L.P. | Real Estate Fund | $290M | 99 | Mar 29, 2017 |
| Prime Nevada Investments, LLC | Real Estate Fund | $275M | 23 | Feb 13, 2012 |
| Prime Oceanside Investments, L.P. | Real Estate Fund | $245M | 32 | Mar 29, 2023 |
| Prime Spectrum Investments, LLC | Real Estate Fund | $221M | 21 | Mar 29, 2018 |
| Prime Efficiency Fund I, LLC | Other Private Fund | $204M | 20 | Feb 13, 2012 |
| Prime Electric, LLC | Real Estate Fund | $179M | 14 | Mar 29, 2017 |
| Prime Finance Partners II, L.P.no longer reported | Real Estate Fund | $161M | 66 | Feb 13, 2012 |
| Prime Vista Montana Coinvest, L.P. | Real Estate Fund | $151M | 44 | Mar 27, 2020 |
| Prime Oceanside Investments, L.P.no longer reported | Real Estate Fund | $141M | 29 | Feb 13, 2012 |
| Prime Channel Islands, L.P. | Real Estate Fund | $136M | 26 | Mar 28, 2013 |
| Prime Portfolio Holdings, LLC | Real Estate Fund | $136M | 24 | Feb 13, 2012 |
| Prime Catalina Investments, L.P. | Real Estate Fund | $125M | 13 | Feb 13, 2012 |
| Prime Finance Special Situations 2020 Ieq Co-Invest, L.P. | Real Estate Fund | $121M | 4 | Mar 31, 2022 |
| Prime Clairemont, L.P. | Hedge Fund | $115M | 28 | Mar 30, 2016 |
| Prime/Harbor Ridge, L.P. | Real Estate Fund | $114M | 18 | Mar 29, 2018 |
| Prime Finance Special Situations Fund 2 (Parallel Entity), L.P. | Real Estate Fund | $114M | 7 | Mar 29, 2024 |
| Oswego Lender, LLCno longer reported | Real Estate Fund | $114M | 20 | Feb 13, 2012 |
| Prime/Coral Bay, L.P. | Real Estate Fund | $95.4M | 17 | Mar 29, 2018 |
| Prime/Scrc, L.P. | Real Estate Fund | $85.8M | 27 | Mar 29, 2017 |
| Prime Hermosa Coinvest, L.P. | Real Estate Fund | $83.3M | 36 | Mar 31, 2022 |
| Prime Rock Creek, LLCno longer reported | Hedge Fund | $83.2M | 22 | Mar 31, 2022 |
| Prime Finance Special Situations 2020 Agellan Co-Invest, L.P. | Real Estate Fund | $83.0M | 15 | Mar 31, 2022 |
| Prime Wimbledon Investments, LLC | Real Estate Fund | $81.0M | 20 | Mar 29, 2019 |
| Prime Teal Investments, LLC | Real Estate Fund | $79.9M | 13 | Mar 29, 2019 |
| Prime Skylark Coinvest, L.P. | Real Estate Fund | $75.7M | 13 | Mar 29, 2023 |
| Prime Old County, L.P. | Hedge Fund | $75.2M | 25 | Mar 30, 2021 |
| Prime/Rivershore, LLC | Real Estate Fund | $74.6M | 14 | Mar 29, 2019 |
| Prime Washington Investments, L.P. | Real Estate Fund | $73.7M | 19 | Feb 13, 2012 |
| Prime Ascot, L.P.no longer reported | Real Estate Fund | $73.6M | 23 | Feb 13, 2012 |
| Prime/South Coast, L.P. | Real Estate Fund | $71.0M | 27 | Mar 29, 2017 |
| Prime Wellington, LLC | Real Estate Fund | $64.5M | 15 | Mar 29, 2017 |
| Prime South Main, L.P.no longer reported | Real Estate Fund | $64.0M | 21 | Feb 13, 2012 |
| Prime/Harbor Ridge, L.P.no longer reported | Hedge Fund | $63.5M | 13 | Feb 13, 2012 |
| Prime Woodley, L.P. | Real Estate Fund | $62.2M | 16 | Mar 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Clark John Atwater · Limited Partner - Class Acontrolsince 02/2012 · owns 25% to 50%
- Wilder Jon Brayshaw · Limited Partner - Class Acontrolsince 02/2012 · owns 10% to 25%
- Grant Scott Douglass · Limited Partner - Class Acontrolsince 11/2011 · owns 10% to 25%
- Ross Joshua Frieman · Principal & Chief Administrative Officercontrolsince 07/3023 · owns less than 5%
- Andrew Steven Gerstung · Limited Partner - Class Acontrolsince 02/2012 · owns 10% to 25%
- Henry Daniel James · Limited Partner - Class Acontrolsince 02/2012 · owns 25% to 50%
- Daniel Steven Sutton · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Clark John Atwater · Membercontrolsince 12/2022 · owns 25% to 50% of Prime Ev Gp, LLC
- Clark John Atwater · Membercontrolsince 11/2011 · owns 25% to 50% of Prime Finance Advisor Gp, LLC
- Wilder Jon Brayshaw · Membercontrolsince 12/2022 · owns 25% to 50% of Prime Ev Gp, LLC
- N T Luke Dann · Limited Partnercontrolsince 10/2023 · owns 75% or more of Prime Employee Vehicle Cmbs 4, L.P.
- N T Luke Dann · Limited Partnercontrolsince 02/2018 · owns 75% or more of Prime Employee Vehicle, L.P.
- N T Luke Dann · Limited Partnercontrolsince 05/2021 · owns 75% or more of Prime Employee Vehicle Ld III, L.P.
- N T Luke Dann · Limited Partnercontrolsince 05/2019 · owns 75% or more of Prime Employee Vehicle Ld II, L.P.
- Grant Scott Douglass · Membercontrolsince 12/2022 · owns 25% to 50% of Prime Ev Gp, LLC
- Andrew Steven Gerstung · Membercontrolsince 12/2022 · owns 25% to 50% of Prime Ev Gp, LLC
- Henry Daniel James · Membercontrolsince 11/2011 · owns 25% to 50% of Prime Finance Advisor Gp, LLC
Entity owners
- Prime Employee Vehicle Cmbs 4, L.P. · Limited Partner - Class B-4direct · owns 75% or more
- Prime Employee Vehicle Ld II, L.P. · Limited Partner - Class B-2direct · owns 75% or more
- Prime Employee Vehicle Ld III, L.P. · Limited Partner - Class B-3direct · owns 75% or more
- Prime Employee Vehicle, L.P. · Limited Partner - Class B-1direct · owns 75% or more
- Prime Finance Advisor Gp, LLC · General Partnerdirect · owns less than 5%
- Prime Ev Gp, LLC · General Partnerindirect · owns F of Prime Employee Vehicle Cmbs 4, L.P.
- Prime Finance Advisor Gp, LLC · General Partnerindirect · owns F of Prime Employee Vehicle Ld II, L.P.
- Prime Finance Advisor Gp, LLC · General Partnerindirect · owns F of Prime Employee Vehicle, L.P.
- Prime Finance Advisor Gp, LLC · General Partnerindirect · owns F of Prime Employee Vehicle Ld III, L.P.
Related persons
Schedule D 7.A
- Atwater James Multifamily Investments, LPpooled vehicle sponsorn
- Coral Acquisition, Inc.pooled vehicle sponsorn
- Ggc Acquisition, Inc.pooled vehicle sponsorn
- Harbor Ridge Acquisition, LLCpooled vehicle sponsorn
- Prime Campina Acquisition, LLCpooled vehicle sponsorn
- Prime Catalina Acquisition, LLCpooled vehicle sponsorn
- Prime Channel Islands Acquisition, LLCpooled vehicle sponsorn
- Prime Electric Acquisition, LLCpooled vehicle sponsorn
- Prime Finance Advisor Chicago, L.P.investment advisern
- Prime Finance Advisor New York, L.P.investment advisern
- Prime Finance B-Piece Gp I, LLCpooled vehicle sponsorn
- Prime Finance B-Piece Gp I, Ltd.pooled vehicle sponsorn
- Prime Finance Gp IV, LLCpooled vehicle sponsorn
- Prime Finance Long Duration (B-Piece) Gp II, LLCpooled vehicle sponsorn
- Prime Finance Long Duration (B-Piece) Gp III, LLCpooled vehicle sponsorn
- Prime Finance Special Situations 2020 Gp, LLCpooled vehicle sponsorn
- Prime Finance Special Situations Fund 2 Gp, LLCpooled vehicle sponsorn
- Prime Hermosa Coinvest Acquisition, LLCpooled vehicle sponsorn
- Prime Nevada Acquisition, LLCpooled vehicle sponsorn
- Prime Old County Acquisition, LLCpooled vehicle sponsorn
- Prime Portfolio Acquisition, LLCpooled vehicle sponsorn
- Prime Residential Advisor, LLCinvestment adviserbankn
- Prime Skylark Coinvest Acquisition, LLCpooled vehicle sponsorn
- Prime Southwest Acquisition, LLCpooled vehicle sponsorn
- Prime Spain Acquisition, LLCpooled vehicle sponsorn
- Prime Spectrum Acquisition, LLCpooled vehicle sponsorn
- Prime Teal Acquisition, LLCpooled vehicle sponsorn
- Prime Torrey Acquisition, LLCpooled vehicle sponsorn
- Prime Tramway Acquisition, LLCpooled vehicle sponsorn
- Prime Vista Montana Coinvest Acquisition, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL34 employees
- New York, NY19 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 72 to 73Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 99 to 91Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 72 to 73Mar 31, 2025 to Mar 31, 2026
- Employees · 169 to 185Mar 31, 2025 to Mar 31, 2026
- Private funds · 42 to 32Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $21B to $22BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $21B to $22BMar 31, 2025 to Mar 31, 2026
- RAUM · $21B to $22BMar 31, 2025 to Mar 31, 2026
- Accounts · 69 to 72Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 88 to 99Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 69 to 72Mar 30, 2024 to Mar 31, 2025
- Employees · 151 to 169Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Other offices · 3 to 2Mar 30, 2024 to Mar 31, 2025
- Private funds · 45 to 42Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $19B to $21BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19B to $21BMar 30, 2024 to Mar 31, 2025
- RAUM · $19B to $21BMar 30, 2024 to Mar 31, 2025
- Accounts · 66 to 69May 3, 2023 to Mar 29, 2024
- Advisory employees · 83 to 88May 3, 2023 to Mar 29, 2024
- Pooled vehicle clients · 66 to 69May 3, 2023 to Mar 29, 2024
- Employees · 138 to 151May 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $18B to $19BMay 3, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $18B to $19BMay 3, 2023 to Mar 29, 2024
- RAUM · $18B to $19BMay 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $18B to $18BMar 29, 2023 to May 2, 2023
- Pooled vehicle RAUM · $18B to $18BMar 29, 2023 to May 2, 2023
- RAUM · $18B to $18BMar 29, 2023 to May 2, 2023
- Accounts · 64 to 66May 20, 2022 to Mar 29, 2023
- Advisory employees · 71 to 83May 20, 2022 to Mar 29, 2023
- Pooled vehicle clients · 64 to 66May 20, 2022 to Mar 29, 2023
- Employees · 101 to 138May 20, 2022 to Mar 29, 2023
- Private funds · 43 to 45May 20, 2022 to Mar 29, 2023
- Discretionary RAUM · $16B to $18BMay 20, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $16B to $18BMay 20, 2022 to Mar 29, 2023
- RAUM · $16B to $18BMay 20, 2022 to Mar 29, 2023
- Accounts · 59 to 64Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 57 to 71Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 59 to 64Mar 30, 2021 to Mar 31, 2022
- Employees · 81 to 101Mar 30, 2021 to Mar 31, 2022
Signals
3 dated events
- Steven Sutton (Chief Compliance Officer) appeared on Schedule A of Prime Finance Advisor, L.P.Mar 31, 2022 · Control person joined · fact
- N T Luke Dann (Limited Partner - Series 1) appeared on Schedule A of Prime Finance Advisor, L.P.Mar 29, 2019 · Control person joined · fact
- Prime Group Advisor, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 28, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Prime Finance Advisor, L.P. · Independent Sponsorsshared crd · capital_provider
- Prime Finance Advisor, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/primefinancereportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/prime-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- primegrp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-986-2415reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Prime Finance Advisor, L.P. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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