DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P•••• E••••••••• F••• I• L••

Other Private Fundadvised byP•••• F•••••• A••••••• L•••asset manager805-1369683416IAPD
Gross asset value
$204M
as of Mar 30, 2024; not a fund size
Peak GAV
$220M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Feb 13, 2012 to Mar 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$204M as of Mar 30, 2024
Feb 13, 2012$61.5M then
Owners20 as of Mar 30, 2024
Feb 13, 201217 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
California, United Statesreported
Clients solicited
yes, 25% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
RISK MITIGATION FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    San Francisco, California · LEI 549300ZP8XN77GK5BS04
  • Computershare
    Columbia, Maryland · LEI 2549001YYB62BVMSAO13
  • Fidelity Investments
    Cincinnati, Ohio
  • National Financial Services LLC
    Cincinnati, Ohio · LEI 549300JRHF1MHHWUAW04
  • Wells Fargo
    San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons