DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• P•••••• • P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 24, 2012 · 26 filings
SEC status approved since Mar 27, 2012
RAUM
$799M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
109
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$799M as of Mar 31, 2026
Apr 1, 2013$251M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)15 as of Mar 31, 2026
Apr 1, 20136 then
Private funds109 as of Mar 31, 2026
Apr 1, 201358 then
RAUM +5.0% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $799M, 109 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$799M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 109reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $799M for 109 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
187 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 4•• W•••no longer reported | Private Equity Fund | $69.7M | 2 | Apr 2, 2015 |
| H••• 3• | Private Equity Fund | $54.5M | 59 | Mar 31, 2017 |
| 2•• B••no longer reported | Private Equity Fund | $50.7M | 4 | Apr 1, 2013 |
| 2••• A•• | Private Equity Fund | $46.2M | 78 | Mar 30, 2020 |
| H••• 4• | Private Equity Fund | $33.7M | 130,000 | Mar 31, 2022 |
| 2••• G•• | Private Equity Fund | $32.7M | 114 | Mar 31, 2022 |
| 3•• W••••no longer reported | Private Equity Fund | $25.1M | 4 | Mar 31, 2018 |
| 4•• A•• | Private Equity Fund | $19.9M | 97 | Mar 31, 2022 |
| H••• I• | Private Equity Fund | $17.7M | 28 | Feb 24, 2012 |
| 2••• M• | Private Equity Fund | $13.3M | 5 | Mar 31, 2018 |
| 2••• W•• | Private Equity Fund | $12.9M | 55 | Mar 29, 2019 |
| 2••• I•• | Private Equity Fund | $11.8M | 77 | Mar 29, 2019 |
| 2••• G•• | Private Equity Fund | $11.7M | 57 | Mar 29, 2019 |
| 2••• I•• | Private Equity Fund | $10.4M | 21 | Mar 29, 2019 |
| 2••• C•• | Private Equity Fund | $9.9M | 53 | Mar 30, 2020 |
| 2••• S•• | Private Equity Fund | $9.9M | 54 | Mar 30, 2020 |
| 2••• M•• | Private Equity Fund | $9.0M | 72 | Mar 31, 2021 |
| 4•• C•• | Private Equity Fund | $8.8M | 92 | Mar 30, 2023 |
| 2•• T•• | Private Equity Fund | $8.8M | 26 | Mar 30, 2016 |
| 4•• C•• | Private Equity Fund | $8.7M | 95 | Mar 30, 2023 |
| 2••• O•• | Private Equity Fund | $8.5M | 42 | Mar 30, 2020 |
| 4•• N•• | Private Equity Fund | $7.5M | 83 | Mar 31, 2022 |
| 2••• G•• | Private Equity Fund | $7.3M | 64 | Mar 31, 2021 |
| 4•• H•• | Private Equity Fund | $6.8M | 0 | Mar 31, 2024 |
| 4•• M•• | Private Equity Fund | $6.5M | 0 | Mar 31, 2024 |
| 2••• A•• | Private Equity Fund | $6.5M | 40 | Mar 31, 2022 |
| 2•• D••no longer reported | Private Equity Fund | $6.5M | 13 | Apr 2, 2014 |
| 2••• E••no longer reported | Private Equity Fund | $6.5M | 59 | Mar 29, 2019 |
| 4•• V•• | Private Equity Fund | $6.4M | 75 | Mar 31, 2022 |
| 2••• H•• | Private Equity Fund | $6.0M | 73 | Mar 30, 2023 |
| 2••• B•• | Private Equity Fund | $6.0M | 48 | Mar 29, 2019 |
| 2•• B•• | Private Equity Fund | $5.8M | 15 | Mar 30, 2016 |
| 2••• E•• I• | Private Equity Fund | $5.6M | 59 | Mar 30, 2023 |
| 4•• S•• | Private Equity Fund | $5.5M | 60 | Mar 30, 2023 |
| 2••• T••no longer reported | Private Equity Fund | $5.3M | 65 | Mar 31, 2021 |
| 4•• T•• | Private Equity Fund | $5.2M | 72 | Mar 31, 2022 |
| 2•• L•• | Private Equity Fund | $5.1M | 26 | Apr 2, 2014 |
| 4•• D•• | Private Equity Fund | $5.1M | 2 | Mar 30, 2023 |
| 2•• O••no longer reported | Private Equity Fund | $5.0M | 33 | Apr 1, 2013 |
| 4•• C•• | Private Equity Fund | $4.9M | 77 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• W••••••• P••••• · Manager, Managing Directorcontrolsince 11/2019 · owns less than 5%
- K•••••• M•••••• · Ccocontrolsince 02/2013 · owns less than 5%
- M•••••••• C•••••• · Cfocontrolsince 11/2019 · owns less than 5%
- P••••••• C••••••• M• · Manager, Managing Directorcontrolsince 01/2012 · owns less than 5%
- H•••••• R••••• · Managing Membercontrolsince 01/2012 · owns 75% or more of H•••••••• L••
- P••••••• C••••••• M• · Managing Membercontrolsince 01/2012 · owns 75% or more of 1••• P•••••••• L••
Entity owners
- 1••• P•••••••• L•• · Memberdirect · owns 50% to 75%
- H•••••••• L•• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- 1••• A•• G•pooled vehicle sponsory
- 1••• D•• G•pooled vehicle sponsory
- 1••• F•• G•pooled vehicle sponsory
- 1••• G•• G•pooled vehicle sponsory
- 1••• T•• G•pooled vehicle sponsory
- 2•• A•• G•pooled vehicle sponsory
- 2•• A•• G•pooled vehicle sponsory
- 2•• A•• G•pooled vehicle sponsory
- 2•• B•• G•pooled vehicle sponsory
- 2•• C•• G•pooled vehicle sponsory
- 2•• C•• G•pooled vehicle sponsory
- 2•• E•• G•pooled vehicle sponsory
- 2•• G••• G•• L•pooled vehicle sponsory
- 2•• K•• G•pooled vehicle sponsory
- 2•• L•• G•pooled vehicle sponsory
- 2•• L•• G•pooled vehicle sponsory
- 2•• M•• G•pooled vehicle sponsory
- 2•• N•• G•pooled vehicle sponsory
- 2•• P•• G•pooled vehicle sponsory
- 2•• P•• G•pooled vehicle sponsory
- 2•• R•• G•pooled vehicle sponsory
- 2•• S•• G•pooled vehicle sponsory
- 2•• S•• G•pooled vehicle sponsory
- 2•• S•• G•pooled vehicle sponsory
- 2•• T•• G•pooled vehicle sponsory
- 2•• T•• G•pooled vehicle sponsory
- 2•• T•• G•pooled vehicle sponsory
- 2•• T•• G•pooled vehicle sponsory
- 2•• U•• G•pooled vehicle sponsory
- 2•• V•• G•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Mar 31, 2026private funds per $1B of RAUM of 136.4 against a peer median of 8.9 (463 comparable advisers, 100.0th percentile, 21.2 robust deviations)peers: asset managers, $500M to $1B (463) · 100% percentile
- large related person networkStatic outlier · filing Mar 31, 2026related persons on Schedule D 7.A of 98.0 against a peer median of 5.0 (338 comparable advisers, 99.0th percentile, 31.4 robust deviations)peers: asset managers, $500M to $1B (338) · 99% percentile
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 3.0% to 99.0% between the annual amendments of 2025-04-03 and 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 103 to 109Dec 23, 2025 to Mar 31, 2026
- Pooled vehicle clients · 103 to 109Dec 23, 2025 to Mar 31, 2026
- Assets in custody · $647M to $799MDec 23, 2025 to Mar 31, 2026
- Employees · 17 to 15Dec 23, 2025 to Mar 31, 2026
- Private funds · 103 to 109Dec 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $739M to $793MDec 23, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $22.5M to $6.1MDec 23, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $761M to $799MDec 23, 2025 to Mar 31, 2026
- RAUM · $761M to $799MDec 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $22.5M to $739MApr 3, 2025 to Dec 23, 2025
- Non-discretionary RAUM · $739M to $22.5MApr 3, 2025 to Dec 23, 2025
- Accounts · 104 to 103Sep 24, 2024 to Apr 3, 2025
- Pooled vehicle clients · 104 to 103Sep 24, 2024 to Apr 3, 2025
- Financial planning clients · unset to Sep 24, 2024 to Apr 3, 2025
- Private funds · 115 to 103Sep 24, 2024 to Apr 3, 2025
- Discretionary RAUM · $632M to $22.5MSep 24, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $14.4M to $739MSep 24, 2024 to Apr 3, 2025
- Pooled vehicle RAUM · $647M to $761MSep 24, 2024 to Apr 3, 2025
- RAUM · $647M to $761MSep 24, 2024 to Apr 3, 2025
- Accounts · 100 to 104Mar 30, 2023 to Mar 31, 2024
- Advisory employees · 2 to 5Mar 30, 2023 to Mar 31, 2024
- Pooled vehicle clients · 100 to 104Mar 30, 2023 to Mar 31, 2024
- Assets in custody · $307M to $647MMar 30, 2023 to Mar 31, 2024
- Private funds · 100 to 115Mar 30, 2023 to Mar 31, 2024
- Discretionary RAUM · $561M to $632MMar 30, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $672,586 to $14.4MMar 30, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $561M to $647MMar 30, 2023 to Mar 31, 2024
- RAUM · $561M to $647MMar 30, 2023 to Mar 31, 2024
- Accounts · 96 to 100Mar 14, 2023 to Mar 30, 2023
- Pooled vehicle clients · 96 to 100Mar 14, 2023 to Mar 30, 2023
- Private funds · 96 to 100Mar 14, 2023 to Mar 30, 2023
- Discretionary RAUM · $537M to $561MMar 14, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $1.9M to $672,586Mar 14, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $538M to $561MMar 14, 2023 to Mar 30, 2023
- RAUM · $538M to $561MMar 14, 2023 to Mar 30, 2023
- Advisory employees · 3 to 2Mar 31, 2022 to Mar 14, 2023
- Employees · 14 to 17Mar 31, 2022 to Mar 14, 2023
- Accounts · 83 to 96Apr 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 83 to 96Apr 30, 2021 to Mar 31, 2022
- Private funds · 83 to 96Apr 30, 2021 to Mar 31, 2022
Signals
6 dated events
- Boyd Shelley Mcafee (Coo) no longer on Schedule A of H••••• P•••••• • P•••••••• L•• (listed 2022-03-31, absent 2023-03-14)Mar 14, 2023 · Control person left · inference
- H••••• P•••••• • P•••••••• L•• reported RAUM $538.5M, up 75% from $307.2M (2021-04-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- H••••• P•••••• • P•••••••• L•• reported RAUM $307.2M, down 28% from $425.4M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Crystal Matthews (Cfo) appeared on Schedule A of H••••• P•••••• • P•••••••• L••Mar 30, 2020 · Control person joined · fact
- William Glasgow (Managing Director) appeared on Schedule A of H••••• P•••••• • P•••••••• L••Mar 30, 2020 · Control person joined · fact
- H••••• P•••••• • P•••••••• L•• reported RAUM $406.7M, up 34% from $302.7M (2017-03-31 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- H••••• P•••••• • P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••• P•••••• • P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-505-4111reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••••• P•••••• • P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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