DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

2•• D••

Private Equity Fundadvised byH••••• P•••••• • P•••••••• L••asset manager805-3304781095no longer reportedIAPD
Gross asset value
$6.5M
as of Apr 13, 2016; not a fund size
Peak GAV
$6.5M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
7%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Apr 2, 2014 to Apr 13, 2016
Reporting history
one row per Form ADV filing
Gross asset value$6.5M as of Apr 13, 2016
Apr 2, 2014$2.0M then
Owners13 as of Apr 13, 2016
Apr 2, 201414 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 12% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • The Kingdom Trust Company
    Murray, Kentucky
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
7.0%reportedadviser and related persons