DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• H••••••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 15, 2012 · 19 filings
SEC status approved since Mar 30, 2012
RAUM
$830M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$830M as of Mar 27, 2026
Mar 28, 2013$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)15 as of Mar 27, 2026
Mar 28, 20138 then
Private funds10 as of Mar 27, 2026
Mar 28, 20137 then
RAUM +13% over the last fiscal year+1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $436M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$830M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $436M for 10 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• H••••••• C•••••• F••• I••• L• | Private Equity Fund | $431M | 22 | Mar 29, 2019 |
| N•• H••••••• C•••••• F••• I•• L• | Private Equity Fund | $362M | 34 | Mar 30, 2023 |
| N•• H••••••• C•••••• F••• I•• S••• L• | Other Private Fund | $116M | 6 | Mar 30, 2020 |
| N•• H••••••• C•••••• F•••• L• | Private Equity Fund | $114M | 24 | Mar 27, 2014 |
| N•• H••••••• C•••••• F••• I•••• L• | Private Equity Fund | $76.2M | 9 | Mar 28, 2024 |
| N•• H••••••• C•••••• F••• I••••• L• | Private Equity Fund | $34.3M | 4 | Mar 30, 2020 |
| N•• H••••••• C•••••• F•••••• L• | Private Equity Fund | $31.6M | 14 | Mar 27, 2014 |
| N•• H••••••• C•••••• F••• I•• S••••• L• | Other Private Fund | $22.0M | 1 | Mar 30, 2023 |
| N•• I•• G•• C••••••••• L• | Other Private Fund | $21.4M | 3 | Mar 30, 2020 |
| H••••••••• I••••••••• L•• | Other Private Fund | $17.5M | 2 | Mar 30, 2017 |
| O• F•••• L•no longer reported | Private Equity Fund | $17.0M | 10 | Feb 15, 2012 |
| H••••••••• F•••• L•no longer reported | Private Equity Fund | $10.8M | 25 | Feb 15, 2012 |
| H••••••••• F•••• L•no longer reported | Private Equity Fund | $10.2M | 11 | Feb 15, 2012 |
| O• F••• D•••••• L••no longer reported | Private Equity Fund | $3.9M | 1 | Feb 15, 2012 |
| H••••••••• F••• O••••••• L•no longer reported | Private Equity Fund | $3.5M | 2 | Feb 15, 2012 |
| H••••••••• F•••• L• | Private Equity Fund | $2.9M | 14 | Mar 28, 2013 |
| H••••••••• F•••••• L• | Private Equity Fund | $1.9M | 4 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• C••••••• K•••••• · Elected Managercontrolsince 11/2006 · owns less than 5%
- J••••• M•••• J••••• · Member, Managing Membercontrolsince 11/2006 · owns 75% or more
- N•••••• N•••••• M•••• · Elected Manager, Ccocontrolsince 11/2006 · owns less than 5%
Related persons
Schedule D 7.A
- H••••••••• L••pooled vehicle sponsorn
- N•• H••••••• C•••••• G• I••• L••pooled vehicle sponsorn
- N•• H••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- N•• H••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 10Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $335M to $436MMar 31, 2025 to Mar 27, 2026
- Employees · 17 to 15Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $738M to $830MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $738M to $830MMar 31, 2025 to Mar 27, 2026
- RAUM · $738M to $830MMar 31, 2025 to Mar 27, 2026
- Accounts · 13 to 10Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 11 to 12Mar 28, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 1.0 to unsetMar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 10Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $718M to $335MMar 28, 2024 to Mar 31, 2025
- Employees · 15 to 17Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 12 to 10Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $738MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $540,150 to $0Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $738MMar 28, 2024 to Mar 31, 2025
- RAUM · $1.2B to $738MMar 28, 2024 to Mar 31, 2025
- Accounts · 12 to 13Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 12Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $687M to $718MMar 30, 2023 to Mar 28, 2024
- Private funds · 11 to 12Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $787M to $1.2BMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $2.7M to $540,150Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $787M to $1.2BMar 30, 2023 to Mar 28, 2024
- RAUM · $790M to $1.2BMar 30, 2023 to Mar 28, 2024
- Accounts · 10 to 12Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 10 to 11Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 9 to 11Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $490M to $687MMar 30, 2022 to Mar 30, 2023
- Employees · 14 to 15Mar 30, 2022 to Mar 30, 2023
- Private funds · 9 to 11Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $635M to $787MMar 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $3.7M to $2.7MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $635M to $787MMar 30, 2022 to Mar 30, 2023
- RAUM · $639M to $790MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $431M to $490MMar 30, 2021 to Mar 30, 2022
- Employees · 12 to 14Mar 30, 2021 to Mar 30, 2022
Signals
4 dated events
- N•• H••••••• C••••••• L•• reported RAUM $737.6M, down 40% from $1.2B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- N•• H••••••• C••••••• L•• reported RAUM $1.2B, up 56% from $789.8M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- N•• H••••••• C••••••• L•• reported RAUM $585.4M, up 39% from $421.9M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- N•• H••••••• C••••••• L•• reported RAUM $421.9M, up 79% from $236.0M (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- N•• H••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- N•• H••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/NEW-H•••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-439-0688reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026