DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
H••••••••• F••• O••••••• L•
Private Equity Fundadvised byN•• H••••••• C••••••• L••asset manager805-3433541611no longer reportedIAPD
Gross asset value
$3.5M
as of Mar 25, 2016; not a fund size
Peak GAV
$23.3M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
8 filings
Feb 15, 2012 to Mar 25, 2016
Reporting history
one row per Form ADV filing
Gross asset value$3.5M as of Mar 25, 2016
Feb 15, 2012$23.3M then
Owners2 as of Mar 25, 2016
Feb 15, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens BankRiverside, Rhode Island
Across DFX
shared identifiers only
- H••••••••• F••• O••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons