DFX Intelligence
RIA Intelligence
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SEC-registered adviser
G•••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 10, 2012 · 28 filings
SEC status approved since Feb 17, 2012
RAUM
$258M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$258M as of Mar 30, 2026
Mar 25, 2013$210M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20130 then
Employees (5.A)6 as of Mar 30, 2026
Mar 25, 201311 then
Private funds2 as of Mar 30, 2026
Mar 25, 20133 then
RAUM +28% over the last fiscal year+10% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $96.4M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$258M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $96.4M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• D••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $208M | 25 | Feb 10, 2012 |
| G•••••••• D••••••••• F•••• L•••no longer reported | Hedge Fund | $149M | 10 | Feb 10, 2012 |
| G•••••••• S•• M••••• F•••• L• | Hedge Fund | $56.2M | 20 | Mar 30, 2022 |
| G•••••••• D••••••••• F•••• L•no longer reported | Hedge Fund | $31.1M | 15 | Feb 10, 2012 |
| G•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $15.6M | 5 | Feb 10, 2012 |
| G•••••••• I•••• F••• | Hedge Fund | $11.2M | 4 | Mar 10, 2016 |
| G•••••••• F•••• L•no longer reported | Hedge Fund | $5.0M | 3 | Feb 10, 2012 |
| G•••••••• F•••• L•••no longer reported | Hedge Fund | $2.9M | 2 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••• G••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- S•••••• A•••••• S•••• · Chief Investment Officercontrolsince 07/2007 · owns less than 5%
- S•••••• A•••••• S•••• · Managing Membercontrolsince 08/2021 · owns 75% or more of G•••••••• H••••••• G• L••
Entity owners
- G•••••••• H••••••• L• · Sole Ownerdirect · owns 75% or more
- G•••••••• H••••••• G• L•• · General Partnerindirect · owns 75% or more of G•••••••• H••••••• L•
Related persons
Schedule D 7.A
- G•••••••• ••• L••investment adviserpooled vehicle sponsorn
- G•••••••• S•• F••• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 5Jan 28, 2026 to Mar 30, 2026
- Pooled vehicle clients · 6 to 5Jan 28, 2026 to Mar 30, 2026
- Assets in custody · $77.1M to $96.4MJan 28, 2026 to Mar 30, 2026
- Employees · 7 to 6Jan 28, 2026 to Mar 30, 2026
- Discretionary RAUM · $202M to $258MJan 28, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $202M to $258MJan 28, 2026 to Mar 30, 2026
- RAUM · $202M to $258MJan 28, 2026 to Mar 30, 2026
- Other offices · 1 to 0Mar 31, 2025 to Nov 7, 2025
- Assets in custody · $67.4M to $77.1MMar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $207M to $202MMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $207M to $202MMar 22, 2024 to Mar 31, 2025
- RAUM · $207M to $202MMar 22, 2024 to Mar 31, 2025
- Assets in custody · $58.5M to $67.4MOct 25, 2023 to Mar 22, 2024
- Employees · 6 to 7Oct 25, 2023 to Mar 22, 2024
- Discretionary RAUM · $192M to $207MOct 25, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $192M to $207MOct 25, 2023 to Mar 22, 2024
- RAUM · $192M to $207MOct 25, 2023 to Mar 22, 2024
- Related adviser · false to trueOct 25, 2023 to Mar 22, 2024
- Assets in custody · $35.1M to $58.5MNov 15, 2022 to Mar 31, 2023
- Employees · 7 to 6Nov 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $145M to $192MNov 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $145M to $192MNov 15, 2022 to Mar 31, 2023
- RAUM · $145M to $192MNov 15, 2022 to Mar 31, 2023
- Business name · G•••••••• C•••••• M••••••••• L•• to G•••••••• C•••••• M••••••••• L••Mar 30, 2022 to Nov 15, 2022
- HQ city · unset to MIAMI BEACHMar 30, 2022 to Nov 15, 2022
- HQ state · unset to FLMar 30, 2022 to Nov 15, 2022
- Accounts · 2 to 6Mar 24, 2021 to Mar 30, 2022
- Pooled vehicle clients · 2 to 6Mar 24, 2021 to Mar 30, 2022
- Assets in custody · $0 to $35.1MMar 24, 2021 to Mar 30, 2022
- Employees · 4 to 7Mar 24, 2021 to Mar 30, 2022
- HQ city · NEW YORK to unsetMar 24, 2021 to Mar 30, 2022
- HQ state · NY to unsetMar 24, 2021 to Mar 30, 2022
- Other offices · 0 to 1Mar 24, 2021 to Mar 30, 2022
- Private funds · 1 to 2Mar 24, 2021 to Mar 30, 2022
- Discretionary RAUM · $27.3M to $145MMar 24, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $27.3M to $145MMar 24, 2021 to Mar 30, 2022
- RAUM · $27.3M to $145MMar 24, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Apr 30, 2020 to Mar 24, 2021
- Discretionary RAUM · $180M to $27.3MApr 30, 2020 to Mar 24, 2021
Signals
4 dated events
- Gabriela Maria Borrero (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of G•••••••• C•••••• M••••••••• L••Apr 21, 2023 · Control person joined · fact
- Wu Sing Duffy (Chief Compliance Officer) no longer on Schedule A of G•••••••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-04-21)Apr 21, 2023 · Control person left · inference
- Wu Sing Duffy (Chief Compliance Officer) appeared on Schedule A of G•••••••• C•••••• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- G•••••••• C•••••• M••••••••• L•• reported RAUM $27.3M, down 85% from $179.6M (2020-04-30 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/geosphere-capital-managementreportedpublic record, Form ADV, Sep 21, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-616-1100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026