DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••••••• D••••••••• M••••• F•••• L•••
Hedge Fundadvised byG•••••••• C•••••• M••••••••• L••asset manager805-3131720339no longer reportedIAPD
Gross asset value
$208M
as of Apr 30, 2012; not a fund size
Peak GAV
$208M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
20%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
72%
Reported
2 filings
Feb 10, 2012 to Apr 30, 2012
Reporting history
one row per Form ADV filing
Gross asset value$208M as of Apr 30, 2012
Feb 10, 2012$208M then
Owners25 as of Apr 30, 2012
Feb 10, 201225 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Prime Securities Services (USA) LLCNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Standard Chartered Securities (North America) Inc.New York, New York
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons