DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Global Frontier Investments, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 23, 2020 · 11 filings
SEC status approved since Jul 23, 2020
RAUM
$682M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$682M as of Mar 31, 2026
Apr 1, 2021$232M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20212 then
Employees (5.A)2 as of Mar 31, 2026
Apr 1, 20212 then
Private funds3 as of Mar 31, 2026
Apr 1, 20213 then
RAUM +32% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $170MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $100M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$578M85%
- Pooled investment vehicles$104M15%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.15 institutional_share=0.85 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Frontier Quantum Opportunity Fund, LP | Venture Capital Fund | $56.2M | 18 | Jun 23, 2020 |
| Global Frontier Partners, LP | Hedge Fund | $30.2M | 13 | Jun 23, 2020 |
| Global Frontier Technology Opportunity Fund, LP | Hedge Fund | $8.3M | 70 | Apr 1, 2021 |
| Davis Capital Global Frontier Opportunities LLC | Hedge Fund | $5.0M | 1 | Nov 4, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Grant William Dollens · Manager, Portfolio Managercontrolsince 03/2011 · owns 50% to 75%
- Edward William Greener · Cfo,Ccocontrolsince 11/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $101M to $100MMar 31, 2025 to Mar 31, 2026
- Private funds · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $512M to $679MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.1M to $3.5MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $105M to $104MMar 31, 2025 to Mar 31, 2026
- RAUM · $516M to $682MMar 31, 2025 to Mar 31, 2026
- Accounts · 4 to 5Nov 4, 2024 to Mar 31, 2025
- Assets in custody · $190M to $101MNov 4, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $398M to $512MNov 4, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $5.0M to $4.1MNov 4, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $99.9M to $105MNov 4, 2024 to Mar 31, 2025
- RAUM · $403M to $516MNov 4, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 4Mar 29, 2024 to Nov 4, 2024
- Private funds · 3 to 4Mar 29, 2024 to Nov 4, 2024
- Discretionary RAUM · $398M to $398MMar 29, 2024 to Nov 4, 2024
- Non-discretionary RAUM · $0 to $5.0MMar 29, 2024 to Nov 4, 2024
- Pooled vehicle RAUM · $94.7M to $99.9MMar 29, 2024 to Nov 4, 2024
- RAUM · $398M to $403MMar 29, 2024 to Nov 4, 2024
- Discretionary RAUM · $432M to $398MJun 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $190M to $94.7MJun 5, 2023 to Mar 29, 2024
- RAUM · $432M to $398MJun 5, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Mar 14, 2022 to Mar 31, 2023
- Assets in custody · $94.9M to $190MMar 14, 2022 to Mar 31, 2023
- Custody of client assets · false to trueMar 14, 2022 to Mar 31, 2023
- Discretionary RAUM · $365M to $432MMar 14, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $94.9M to $190MMar 14, 2022 to Mar 31, 2023
- RAUM · $365M to $432MMar 14, 2022 to Mar 31, 2023
- Assets in custody · $55.0M to $94.9MApr 1, 2021 to Mar 14, 2022
- State-registered IARs · 2 to 0Apr 1, 2021 to Mar 14, 2022
- Discretionary RAUM · $232M to $365MApr 1, 2021 to Mar 14, 2022
- Pooled vehicle RAUM · $96.3M to $94.9MApr 1, 2021 to Mar 14, 2022
- RAUM · $232M to $365MApr 1, 2021 to Mar 14, 2022
- Accounts · 3 to 4Jun 23, 2020 to Apr 1, 2021
- Pooled vehicle clients · 2 to 3Jun 23, 2020 to Apr 1, 2021
- HQ city · SAUSALITO to CHARLESTONJun 23, 2020 to Apr 1, 2021
- HQ state · CA to SCJun 23, 2020 to Apr 1, 2021
- Private funds · 2 to 3Jun 23, 2020 to Apr 1, 2021
Signals
5 dated events
- Global Frontier Investments, Llc reported RAUM $682.0M, up 32% from $516.4M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Global Frontier Investments, Llc reported RAUM $516.4M, up 28% from $403.4M (2024-11-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Global Frontier Investments, Llc reported RAUM $364.9M, up 57% from $232.5M (2021-04-01 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- Global Frontier Investments, Llc reported RAUM $232.5M, up 95% from $119.4M (2020-06-23 to 2021-04-01)Apr 1, 2021 · RAUM change · derived
- Global Frontier Investments, Llc filed its initial SEC registration (Form ADV)Jun 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Global Frontier Investments, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 415 402-0285reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026